13F-HR filed by Advisors Capital Management, LLC
Advisors Capital Management, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-03, with 180 holding rows worth $1,024,228,000.
- Accession
- 0001345576-16-000021
- Filer
- CIK 1345576
- Filed
- 2016-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 180 entries on the cover page, a total value of $1,024,228,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,024,228,000 with VALUE read as thousands by filing date, 13F file number 028-11543. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 494,690 | $24,769,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 817,708 | $24,082,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 3,533,119 | $20,528,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,296,402 | $20,094,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 235,280 | $19,584,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 112,814 | $19,463,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,568,228 | $19,070,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 276,813 | $18,962,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 116,750 | $18,545,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 280,916 | $17,762,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 435,963 | $17,704,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 315,530 | $16,915,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 506,514 | $16,092,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 18,747 | $15,400,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 307,082 | $15,102,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 282,316 | $14,632,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 476,326 | $14,156,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 693,797 | $13,779,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 984,557 | $13,597,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 595,178 | $13,516,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,528,068 | $13,371,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 222,258 | $12,789,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 182,301 | $12,139,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 881,089 | $11,948,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 15,242 | $11,847,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 229,610 | $11,800,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 140,210 | $10,894,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 514,187 | $10,551,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 79,536 | $10,478,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 357,721 | $10,428,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 136,712 | $9,860,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 137,668 | $9,710,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,915,208 | $9,710,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 93,887 | $9,577,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 192,958 | $9,420,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 689,112 | $9,289,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 81,310 | $9,192,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 382,716 | $8,619,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 90,788 | $8,598,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 582,919 | $8,587,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 62,820 | $8,552,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 125,583 | $8,482,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 190,085 | $8,317,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 103,964 | $8,209,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 65,425 | $8,198,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 172,573 | $8,151,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 569,557 | $7,837,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 134,735 | $7,797,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 586,761 | $7,593,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 83,859 | $7,463,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 181,503 | $7,436,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 170,814 | $7,434,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 150,732 | $7,402,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 62,456 | $7,378,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 223,492 | $7,353,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 84,505 | $7,301,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 449,889 | $7,040,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 71,820 | $6,983,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 269,588 | $6,807,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 177,760 | $6,518,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 188,660 | $6,472,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 149,022 | $6,395,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 79,282 | $6,392,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 139,582 | $6,068,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 187,051 | $6,042,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 232,297 | $6,005,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 126,849 | $5,973,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 246,305 | $5,825,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 312,978 | $5,812,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 93,345 | $5,800,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 384,655 | $5,239,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 341,479 | $5,139,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 151,190 | $5,121,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 93,833 | $4,887,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 215,927 | $4,696,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 126,664 | $4,687,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 86,445 | $4,616,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 100,311 | $4,394,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 165,848 | $4,219,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 89,677 | $4,214,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 127,915 | $4,029,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 173,396 | $4,011,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 133,646 | $3,974,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 52,073 | $3,965,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 102,096 | $3,960,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 155,651 | $3,897,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 43,659 | $3,811,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 27,450 | $3,774,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 500,037 | $3,760,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 68,696 | $3,509,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 83,548 | $3,430,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 3,785,000 | $3,404,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 44,793 | $3,345,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 87,386 | $3,331,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 202,290 | $3,314,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 273,226 | $3,298,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 67,996 | $3,278,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 73,317 | $3,258,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 245,652 | $3,252,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 38,871 | $3,135,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 192,607 | $3,133,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,853 | $3,039,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 82,858 | $3,033,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 119,343 | $3,031,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 85,145 | $3,030,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 117,547 | $3,001,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 40,001 | $2,998,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 62,270 | $2,995,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 148,865 | $2,983,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 188,318 | $2,979,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 40,323 | $2,807,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 80,860 | $2,801,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 115,881 | $2,787,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 83,826 | $2,783,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 26,122 | $2,771,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 48,314 | $2,693,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 70,308 | $2,650,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 136,426 | $2,641,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 45,582 | $2,612,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 88,739 | $2,574,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 43,855 | $2,526,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 15,200 | $2,422,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 52,686 | $2,256,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 275,304 | $2,202,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 157,422 | $2,127,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 70,410 | $2,126,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 40,845 | $2,123,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 65,711 | $2,074,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 12,304 | $2,052,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 52,880 | $2,024,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 20,379 | $2,021,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 180,535 | $2,012,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 127,762 | $1,966,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 8,507 | $1,959,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 67,632 | $1,921,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 72,226 | $1,848,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 40,703 | $1,785,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 14,678 | $1,764,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 157,660 | $1,726,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 9,221 | $1,679,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 34,308 | $1,672,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 30,755 | $1,562,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 59,452 | $1,551,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 26,333 | $1,546,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 54,409 | $1,523,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 13,322 | $1,474,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 42,591 | $1,462,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 20,532 | $1,430,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 10,646 | $1,378,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 72,300 | $1,214,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 15,362 | $1,190,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 20,816 | $1,032,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 67,019 | $990,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,179 | $948,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 712 | $869,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 64,227 | $809,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 24,985 | $740,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,034 | $737,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,324 | $719,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 10,171 | $655,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 9,090 | $638,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,868 | $611,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 16,490 | $602,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 62,656 | $593,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,838 | $566,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 32,505 | $560,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 28,862 | $549,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 12,845 | $487,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,579 | $425,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 18,958 | $410,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 478 | $400,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,607 | $399,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 345,000 | $379,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419L101 | CL A | 7,035 | $277,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,518 | $275,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,542 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,815 | $226,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 4,714 | $222,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,575 | $202,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,559 | $149,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001345576-16-000021 | this filing | 2016-11-03 | acceptance time not in the bulk data set |