13F-HR/A filed by Advisors Capital Management, LLC
Advisors Capital Management, LLC filed this 13F-HR/A for the quarter ended 2015-06-30, filed 2015-08-12, with 160 holding rows worth $45,719,801 by the sum of the rows.
- Accession
- 0001345576-15-000009
- Filer
- CIK 1345576
- Filed
- 2015-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, amendment of type restatement, 160 entries on the cover page, a total value of $920,180,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $45,719,801 with VALUE read as dollars, detected, 13F file number 028-11543. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $920,180,000, 1913% more than the sum of the rows, $45,719,801. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 3,262 | $3,190,000 | dollars, detected | principal |
| JUST ENERGY GROUP INC | 48213W101 | COM | 14,891 | $2,858,088 | dollars, detected | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 17,212 | $2,627,801 | dollars, detected | |
| BGC PARTNERS INC | 05541T101 | CL A | 21,368 | $2,442,017 | dollars, detected | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 13,771 | $2,253,824 | dollars, detected | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 12,198 | $1,561,831 | dollars, detected | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 1,392 | $1,365,000 | dollars, detected | principal |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 13,452 | $1,257,175 | dollars, detected | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 1,251 | $1,229,000 | dollars, detected | principal |
| HERCULES CAPITAL INC | 427096508 | COM | 12,590 | $1,090,049 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 15,739 | $956,174 | dollars, detected | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 590 | $855,519 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,841 | $842,610 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 26,660 | $694,444 | dollars, detected | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 10,502 | $668,892 | dollars, detected | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,764 | $664,010 | dollars, detected | |
| NEW MTN FIN CORP | 647551100 | COM | 9,458 | $652,694 | dollars, detected | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 11,285 | $643,009 | dollars, detected | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 5,317 | $605,587 | dollars, detected | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 9,836 | $602,710 | dollars, detected | |
| GOLUB CAP BDC INC | 38173M102 | COM | 9,943 | $600,445 | dollars, detected | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 16,213 | $562,553 | dollars, detected | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 10,810 | $534,345 | dollars, detected | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 9,537 | $517,181 | dollars, detected | |
| FLEX LTD ORD | Y2573F102 | Stock | 5,619 | $496,845 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 17,565 | $494,517 | dollars, detected | |
| METLIFE INC COM | 59156R108 | Stock | 27,041 | $482,969 | dollars, detected | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 15,008 | $454,776 | dollars, detected | |
| CORNING INC | 219350105 | COM | 8,643 | $438,087 | dollars, detected | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 19,142 | $426,798 | dollars, detected | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 438 | $420,000 | dollars, detected | principal |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 11,677 | $419,738 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 19,507 | $398,834 | dollars, detected | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 4,650 | $393,065 | dollars, detected | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 12,329 | $338,247 | dollars, detected | |
| GASLOG LTD | G37585109 | SHS | 6,608 | $331,241 | dollars, detected | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 13,840 | $285,783 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,783 | $263,514 | dollars, detected | |
| AIRCASTLE LTD | G0129K104 | COM | 5,794 | $255,602 | dollars, detected | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 5,744 | $252,685 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 3,798 | $244,085 | dollars, detected | |
| SYSCOCORP | 871829107 | COM | 8,560 | $237,129 | dollars, detected | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 7,132 | $236,548 | dollars, detected | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 5,337 | $233,259 | dollars, detected | |
| Intel Corp | 458140100 | COM | 6,965 | $229,015 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 18,547 | $224,457 | dollars, detected | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,255 | $223,519 | dollars, detected | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 4,162 | $217,701 | dollars, detected | |
| HUNTSMAN CORP | 447011107 | COM | 4,782 | $216,682 | dollars, detected | |
| MASCO CORP | 574599106 | COM | 5,270 | $197,620 | dollars, detected | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,199 | $193,272 | dollars, detected | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 14,405 | $192,940 | dollars, detected | |
| DANA INC | 235825205 | COM | 3,942 | $191,549 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 2,667 | $177,681 | dollars, detected | |
| HANESBRANDS INC | 410345102 | COM | 5,864 | $175,976 | dollars, detected | |
| OWENS CORNING NEW | 690742101 | COM | 6,959 | $168,691 | dollars, detected | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,508 | $167,556 | dollars, detected | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 10,340 | $167,266 | dollars, detected | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 5,018 | $166,696 | dollars, detected | |
| XEROX CORP | 984121103 | COM | 1,756 | $165,084 | dollars, detected | |
| Dow Chemical Company | 260543103 | COM | 8,225 | $160,728 | dollars, detected | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 7,563 | $159,471 | dollars, detected | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,945 | $158,507 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 4,205 | $158,262 | dollars, detected | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 7,740 | $156,782 | dollars, detected | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,603 | $152,666 | dollars, detected | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,989 | $151,978 | dollars, detected | |
| O-I GLASS, INC. | 690768403 | COM | 3,480 | $151,693 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 7,612 | $145,822 | dollars, detected | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 7,096 | $143,669 | dollars, detected | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 4,323 | $139,626 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 7,660 | $138,670 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,276 | $136,894 | dollars, detected | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 897 | $132,700 | dollars, detected | |
| GOLAR LNG LTD | G9456A100 | SHS | 6,079 | $129,890 | dollars, detected | |
| EBAY INC. COM | 278642103 | Stock | 7,780 | $129,154 | dollars, detected | |
| NASDAQ INC COM | 631103108 | Stock | 5,803 | $118,885 | dollars, detected | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 3,282 | $116,083 | dollars, detected | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,774 | $114,391 | dollars, detected | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 10,080 | $113,331 | dollars, detected | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 9,438 | $112,834 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 7,027 | $109,508 | dollars, detected | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,604 | $109,393 | dollars, detected | |
| U S G CORP | 903293405 | COM NEW | 3,020 | $108,655 | dollars, detected | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,602 | $106,959 | dollars, detected | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 4,064 | $106,779 | dollars, detected | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 2,071 | $105,393 | dollars, detected | |
| TCP CAP CORP | 87238Q103 | COM | 1,584 | $103,594 | dollars, detected | |
| AXIALL CORP | 05463D100 | COM | 3,664 | $101,653 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,038 | $101,119 | dollars, detected | |
| AVNET INC COM | 053807103 | Stock | 4,115 | $100,102 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 6,665 | $93,969 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 5,875 | $93,812 | dollars, detected | |
| Broadcom Inc | Y0486S104 | Common | 12,364 | $93,011 | dollars, detected | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,899 | $91,466 | dollars, detected | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 2,239 | $89,430 | dollars, detected | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,544 | $85,227 | dollars, detected | |
| DIRECTV | 25490A309 | COM | 7,131 | $76,852 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 3,494 | $74,958 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,594 | $73,394 | dollars, detected | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 811 | $61,832 | dollars, detected | |
| Boeing Company | 097023105 | COM | 8,035 | $57,918 | dollars, detected | |
| BANKUNITED INC | 06652K103 | COM | 1,974 | $54,944 | dollars, detected | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,956 | $54,189 | dollars, detected | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,238 | $53,830 | dollars, detected | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,124 | $53,031 | dollars, detected | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,811 | $51,586 | dollars, detected | |
| XPO INC COM | 983793100 | Stock | 2,285 | $50,579 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 3,247 | $50,236 | dollars, detected | |
| Apple Inc | 037833100 | COM | 5,904 | $47,073 | dollars, detected | |
| ARROW ELECTRS INC | 042735100 | COM | 2,604 | $46,665 | dollars, detected | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 713 | $44,900 | dollars, detected | |
| Medtronic Plc | G5960L103 | COM | 3,315 | $44,732 | dollars, detected | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,949 | $40,154 | dollars, detected | |
| STATE STR CORP COM | 857477103 | Stock | 3,065 | $39,807 | dollars, detected | |
| DAUCH CORP | 024061103 | COM | 820 | $39,207 | dollars, detected | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,743 | $39,059 | dollars, detected | |
| Elevance Health, Inc. | 036752103 | COM | 5,916 | $36,045 | dollars, detected | |
| TREX CO INC | 89531P105 | COM | 1,697 | $34,341 | dollars, detected | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 363 | $32,441 | dollars, detected | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 807 | $31,239 | dollars, detected | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,891 | $30,488 | dollars, detected | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,566 | $29,012 | dollars, detected | |
| OMNICARE INC | 681904108 | COM | 2,606 | $27,648 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 2,601 | $24,801 | dollars, detected | |
| Targa Resources Partners, LP | 87611X105 | LTD | 947 | $24,546 | dollars, detected | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,142 | $24,471 | dollars, detected | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 271 | $24,406 | dollars, detected | |
| QORVO INC COM | 74736K101 | Stock | 1,845 | $22,987 | dollars, detected | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 775 | $22,715 | dollars, detected | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 112 | $22,335 | dollars, detected | |
| BRISTOW GROUP INC | 110394103 | COM | 1,146 | $21,492 | dollars, detected | |
| AECOM COM | 00766T100 | Stock | 626 | $18,929 | dollars, detected | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,920 | $18,545 | dollars, detected | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 487 | $16,994 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 1,629 | $16,717 | dollars, detected | |
| ALLERGAN PLC | G0177J108 | SHS | 5,030 | $16,575 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 339 | $15,662 | dollars, detected | |
| GOOGLE INC | 38259P706 | CL C | 7,843 | $15,067 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 592 | $14,902 | dollars, detected | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,600 | $13,202 | dollars, detected | |
| WILLIAMS COS INC COM | 969457100 | Stock | 707 | $12,322 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,360 | $10,500 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 683 | $10,195 | dollars, detected | |
| BARD C R INC | 067383109 | COM | 1,706 | $9,995 | dollars, detected | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,252 | $9,827 | dollars, detected | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 10,259 | $9,811 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VWO | 922042858 | SHS | 365 | $8,935 | dollars, detected | |
| TARGA RES CORP COM | 87612G101 | Stock | 772 | $8,651 | dollars, detected | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,611 | $8,093 | dollars, detected | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 467 | $7,875 | dollars, detected | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 748 | $6,157 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 467 | $5,618 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 2,026 | $4,668 | dollars, detected | |
| 38259p508 | COM | 2,464 | $4,564 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 239 | $3,761 | dollars, detected | |
| NVR INC COM | 62944T105 | Stock | 4,413 | $3,293 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPY | 78462F103 | SHS | 620 | $3,010 | dollars, detected | |
| HERSHEY CO COM | 427866108 | Stock | 250 | $2,818 | dollars, detected | |
| ISHARES TR | 464287101 | S&P 100 ETF | 246 | $2,711 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001345576-15-000007 | superseded | 2015-08-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001345576-15-000008 | superseded | 2015-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001345576-15-000009 | this filing | 2015-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001345576-15-000010 | base | 2015-08-13 | acceptance time not in the bulk data set |