13F-HR filed by STEELHEAD PARTNERS LLC
STEELHEAD PARTNERS LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 57 holding rows worth $947,239,000.
- Accession
- 0001344676-15-000012
- Filer
- CIK 1133521
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 57 entries on the cover page, a total value of $947,239,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $947,239,000 with VALUE read as thousands by filing date, 13F file number 028-06101. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 47,750,000 | $78,279,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 38,800,000 | $63,244,000 | thousands by filing date | principal |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 6,949,656 | $57,752,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 52,500,000 | $49,941,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973408 | COM | 30,585,743 | $48,020,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 38,757,000 | $43,795,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 42,608,000 | $42,981,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 37,338,000 | $40,325,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 36,222,000 | $36,448,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 36,517,000 | $32,639,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AE6 | CNV | 25,544,000 | $29,950,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 683,500 | $29,862,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 28,619,000 | $29,728,000 | thousands by filing date | principal |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 26,556,000 | $26,855,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 24,000,000 | $24,090,000 | thousands by filing date | principal |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 23,529,000 | $23,558,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 23,500,000 | $23,118,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 22,000,000 | $21,203,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 19,355,000 | $20,057,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 18,441,000 | $18,971,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 18,682,000 | $18,857,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 20,202,000 | $18,662,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 19,500,000 | $18,549,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 17,192,000 | $16,075,000 | thousands by filing date | principal |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 10,000,000 | $13,437,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 12,000,000 | $13,320,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 10,500,000 | $10,684,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 11,000,000 | $10,271,000 | thousands by filing date | principal |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 11,957,000 | $10,238,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 9,750,000 | $9,629,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 6,530,000 | $9,297,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 8,000,000 | $8,770,000 | thousands by filing date | principal |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 8,056,000 | $5,961,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 5,125,000 | $5,329,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 5,165,000 | $5,062,000 | thousands by filing date | principal |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 5,150,000 | $4,332,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HOLDINGS INC. | 761283AB6 | Note 0.00 7/15 | 3,500,000 | $3,413,000 | thousands by filing date | principal |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 3,588,000 | $3,279,000 | thousands by filing date | principal |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 343,581 | $2,999,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 185,000 | $2,771,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 3,000,000 | $2,670,000 | thousands by filing date | principal |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 399,767 | $2,467,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 20,000 | $1,666,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 250,000 | $1,663,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 170,200 | $1,042,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,000,000 | $989,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 150,000 | $890,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 200,000 | $741,000 | thousands by filing date | put |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 875,000 | $624,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 20,000 | $622,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 500,000 | $561,000 | thousands by filing date | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100,000 | $480,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 10,000 | $430,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 76,700 | $300,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 75,000 | $264,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 50,000 | $44,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 250,000 | $35,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001344676-15-000012 | this filing | 2015-11-16 | acceptance time not in the bulk data set |