13F-NT filed by Ferox Capital LLP
Ferox Capital LLP filed this 13F-NT for the quarter ended 2015-09-30, filed 2015-11-13, with 38 holding rows.
- Accession
- 0001343231-15-000011
- Filer
- CIK 1343231
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A notice, rows summing to $259,574,000 with VALUE read as thousands by filing date, 13F file number 028-11670. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerFerox Capital Management LP
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 35,000,000 | $33,574,000 | thousands by filing date | principal |
| SALESFORCE COM INC | 79466LAB0 | BOND | 12,500,000 | $30,594,000 | thousands by filing date | principal |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 21,000,000 | $27,676,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 12,250,000 | $12,604,000 | thousands by filing date | principal |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 10,000,000 | $10,186,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 8,000,000 | $8,313,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 8,000,000 | $8,148,000 | thousands by filing date | principal |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 8,000,000 | $8,123,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 7,000,000 | $7,200,000 | thousands by filing date | principal |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 6,850,000 | $6,724,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 6,100,000 | $6,539,000 | thousands by filing date | principal |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 6,000,000 | $6,406,000 | thousands by filing date | principal |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 4,000,000 | $6,380,000 | thousands by filing date | principal |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 6,035,000 | $6,150,000 | thousands by filing date | principal |
| RF MICRO DEVICES INC | 749941AJ9 | NOTE | 6,000,000 | $6,108,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 5,000,000 | $5,464,000 | thousands by filing date | principal |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 4,000,000 | $5,177,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 3,000,000 | $5,101,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 4,650,000 | $4,870,000 | thousands by filing date | principal |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 4,500,000 | $4,680,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 4,500,000 | $4,562,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 4,000,000 | $4,197,000 | thousands by filing date | principal |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 4,000,000 | $4,161,000 | thousands by filing date | principal |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 3,000,000 | $3,908,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 4,000,000 | $3,885,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 3,500,000 | $3,728,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 3,000,000 | $3,298,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AK9 | DEBT | 2,000,000 | $3,197,000 | thousands by filing date | principal |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 2,500,000 | $3,138,000 | thousands by filing date | principal |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 2,500,000 | $2,857,000 | thousands by filing date | principal |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 128,000 | $2,813,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 2,500,000 | $2,448,000 | thousands by filing date | principal |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 2,000,000 | $2,032,000 | thousands by filing date | principal |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 1,400,000 | $1,713,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 2,000,000 | $1,619,000 | thousands by filing date | principal |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 1,000,000 | $1,312,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 375,000 | $431,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 12,000 | $258,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-NT 0001343231-15-000011 | this filing | 2015-11-13 | acceptance time not in the bulk data set | |
| 13F-NT/A 0001343231-16-000018 | notice | 2016-01-12 | acceptance time not in the bulk data set |