13F-HR/A filed by Research Affiliates, LLC
Research Affiliates, LLC filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2014-02-13, with 16 holding rows worth $159,894,000.
- Accession
- 0001337848-14-000003
- Filer
- CIK 1337848
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, amendment of type restatement, 16 entries on the cover page, a total value of $159,894,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,895,000 with VALUE read as thousands by filing date, 13F file number 028-11483. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 268,276 | $30,455,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 970,960 | $23,594,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 692,994 | $19,390,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 360,755 | $14,975,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 693,011 | $14,068,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 511,020 | $13,971,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 390,302 | $9,972,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 271,462 | $6,993,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 64,392 | $6,488,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 267,974 | $5,502,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 55,932 | $4,586,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 168,087 | $3,105,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 96,298 | $2,911,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 83,300 | $2,264,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 21,427 | $903,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 7,079 | $718,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001337848-13-000011 | superseded | 2013-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001337848-14-000003 | this filing | 2014-02-13 | acceptance time not in the bulk data set |