13F-HR filed by BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 925 holding rows worth $20,560,054,000.
- Accession
- 0001336244-17-000002
- Filer
- CIK 9631
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 1,655 entries on the cover page, a total value of $20,560,054,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,560,054,000 with VALUE read as thousands by filing date, 13F file number 028-11475. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-13705
- reports for this filerBANK OF NOVA SCOTIA TRUST CO028-11459
- reports for this filerSCOTIA CAPITAL INC.028-11461
- included managerBNS INVESTMENTS INC.028-11472
- included managerScotiabanc Inc.028-16142
- included managerBank of Nova Scotia Trust Co (Bahamas) Ltd028-16218
- included managerTangerine Investment Management Inc.028-16219
- included managerProfuturo AFP S.A.028-16220
- included managerSCOTIA CAPITAL (USA) INC
- included managerScotia Fondos, S.A. de C.V., Sociedad Operadora de Fondos de Inversion, Grupo Financiero Scotiabank Inverlat
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 31,000 | $3,403,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 38,400 | $3,387,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 115,591 | $3,358,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100,000 | $3,355,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 108,401 | $3,339,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 248,420 | $3,326,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 26,889 | $3,296,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 104,540 | $3,288,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 45,000 | $3,281,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 25,791 | $3,255,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 44,856 | $3,245,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 30,000 | $3,235,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 30,000 | $3,235,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 22,500 | $3,232,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 32,388 | $3,206,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 58,051 | $3,198,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 50,872 | $3,197,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 219,483 | $3,194,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 100,280 | $3,187,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 67,853 | $3,180,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 28,473 | $3,168,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 169,151 | $3,156,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 201,638 | $3,143,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 260,173 | $3,133,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 35,200 | $3,129,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 75,077 | $3,127,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 77,970 | $3,126,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 45,441 | $3,115,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 13,674 | $3,106,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 37,400 | $3,067,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 59,551 | $3,067,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 86,092 | $3,050,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 46,365 | $3,035,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 216,000 | $3,030,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 77,848 | $3,029,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 78,862 | $3,028,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 17,646 | $3,026,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 62,022 | $2,998,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 91,843 | $2,978,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,389 | $2,977,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 184,600 | $2,977,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 50,856 | $2,976,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 29,938 | $2,975,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 46,717 | $2,966,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 121,239 | $2,962,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 572,400 | $2,948,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 19,737 | $2,943,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 34,137 | $2,931,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 73,236 | $2,928,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 33,400 | $2,901,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 37,113 | $2,896,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 67,804 | $2,878,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 58,256 | $2,861,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 40,896 | $2,838,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 41,412 | $2,831,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 60,819 | $2,825,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 29,818 | $2,808,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 293,900 | $2,806,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 69,479 | $2,793,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 40,266 | $2,792,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 120,241 | $2,787,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 61,400 | $2,785,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 28,305 | $2,779,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 60,800 | $2,767,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 55,900 | $2,761,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 70,003 | $2,758,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 28,419 | $2,750,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 127,128 | $2,740,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 83,295 | $2,707,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 47,477 | $2,704,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 156,000 | $2,696,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 64,339 | $2,677,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 16,016 | $2,647,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 30,000 | $2,635,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 36,393 | $2,622,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 45,550 | $2,618,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 35,150 | $2,615,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 97,880 | $2,599,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 29,412 | $2,582,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 105,617 | $2,561,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 46,912 | $2,549,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 105,611 | $2,539,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 31,541 | $2,534,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 42,887 | $2,531,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 75,869 | $2,527,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 80,629 | $2,524,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 19,857 | $2,497,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 16,828 | $2,495,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 85,022 | $2,493,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 52,063 | $2,486,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 67,258 | $2,486,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 30,044 | $2,470,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 67,465 | $2,454,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 38,580 | $2,442,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 38,406 | $2,440,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 71,973 | $2,433,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 16,174 | $2,428,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 33,000 | $2,423,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 218,110 | $2,414,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 66,140 | $2,403,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 33,183 | $2,393,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 40,917 | $2,393,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 40,000 | $2,381,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 112,504 | $2,378,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 47,638 | $2,358,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 66,308 | $2,354,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 97,819 | $2,339,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 32,190 | $2,316,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 59,153 | $2,315,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 412,372 | $2,309,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 100,000 | $2,300,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 5,273 | $2,297,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 68,991 | $2,296,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 11,077 | $2,260,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 20,236 | $2,257,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 29,103 | $2,249,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 30,983 | $2,235,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,583 | $2,217,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 20,030 | $2,210,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 65,000 | $2,210,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 20,400 | $2,203,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 263,719 | $2,202,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 36,304 | $2,196,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 53,800 | $2,191,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 17,832 | $2,189,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 71,850 | $2,173,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 12,023 | $2,171,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 31,737 | $2,170,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 61,896 | $2,153,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 62,357 | $2,146,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 61,611 | $2,134,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 30,742 | $2,128,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 25,968 | $2,125,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 50,000 | $2,122,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 198,989 | $2,113,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 688,052 | $2,101,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 18,943 | $2,093,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 33,701 | $2,088,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 49,354 | $2,086,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 59,350 | $2,076,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 71,600 | $2,070,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 25,974 | $2,059,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 77,873 | $2,057,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 97,958 | $2,043,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 35,464 | $2,034,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 126,467 | $2,030,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 9,249 | $2,025,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 18,294 | $2,022,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 56,786 | $2,019,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 369,596 | $2,018,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 93,904 | $2,016,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 57,783 | $2,009,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 17,973 | $2,008,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 26,322 | $2,007,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 30,067 | $1,996,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 231,947 | $1,983,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 98,050 | $1,981,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 25,049 | $1,975,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 180,496 | $1,969,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 19,061 | $1,953,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 40,000 | $1,950,000 | thousands by filing date | put |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 26,800 | $1,942,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 50,000 | $1,933,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 35,000 | $1,931,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 55,000 | $1,859,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 26,913 | $1,856,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 38,049 | $1,845,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 105,750 | $1,838,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 124,800 | $1,820,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 50,000 | $1,804,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 25,000 | $1,802,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 25,000 | $1,802,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 14,944 | $1,799,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 26,033 | $1,785,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 19,315 | $1,779,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 50,000 | $1,768,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 34,216 | $1,761,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 25,231 | $1,730,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 29,896 | $1,725,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 41,158 | $1,720,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 124,249 | $1,708,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 26,763 | $1,701,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 54,634 | $1,697,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 26,437 | $1,694,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 31,853 | $1,690,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 73,316 | $1,683,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 150,438 | $1,682,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 117,887 | $1,681,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 51,515 | $1,669,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 125,336 | $1,661,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 72,900 | $1,646,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 137,476 | $1,646,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 17,874 | $1,640,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 72,940 | $1,640,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 181,849 | $1,640,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 109,700 | $1,639,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 37,194 | $1,629,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 5,113 | $1,594,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 40,493 | $1,587,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 30,251 | $1,573,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 83,125 | $1,557,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 10,472 | $1,554,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 62,990 | $1,537,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 18,887 | $1,531,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 40,630 | $1,527,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 31,362 | $1,525,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 165,999 | $1,507,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 40,000 | $1,498,000 | thousands by filing date | call |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 92,001 | $1,496,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10,758 | $1,466,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 84,400 | $1,458,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 60,000 | $1,456,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 42,900 | $1,456,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 58,608 | $1,409,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 65,532 | $1,378,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 15,500 | $1,326,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 69,200 | $1,324,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 15,000 | $1,323,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 21,000 | $1,317,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 22,602 | $1,312,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 24,933 | $1,304,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 29,287 | $1,259,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 32,271 | $1,255,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 65,600 | $1,246,000 | thousands by filing date | put |
| RICE ENERGY INC | 762760106 | COM | 52,558 | $1,246,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 86,120 | $1,233,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 20,857 | $1,219,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 106,923 | $1,215,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 60,514 | $1,202,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 190,292 | $1,195,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 79,000 | $1,193,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 32,988 | $1,187,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 18,550 | $1,173,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 60,436 | $1,172,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 13,750 | $1,154,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 26,393 | $1,137,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 25,600 | $1,133,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 38,727 | $1,127,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 14,021 | $1,123,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 54,136 | $1,120,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 23,448 | $1,092,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 11,100 | $1,082,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 10,217 | $1,057,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 20,400 | $1,051,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 13,025 | $1,049,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 43,372 | $1,048,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 16,000 | $1,047,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 78,581 | $1,022,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 77,967 | $1,022,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 172,264 | $1,013,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 79,000 | $994,000 | thousands by filing date | put |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,429 | $977,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 71,843 | $971,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 21,570 | $961,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 17,884 | $950,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 24,751 | $949,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 17,272 | $949,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 49,000 | $935,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 7,866 | $934,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 15,562 | $932,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 20,000 | $919,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 21,806 | $918,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 9,532 | $909,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 57,472 | $899,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 20,000 | $892,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 59,911 | $884,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 75,000 | $873,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 12,810 | $871,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 10,902 | $869,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 11,330 | $869,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 10,000 | $825,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 38,581 | $823,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 28,810 | $807,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 27,720 | $807,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 39,475 | $802,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 100,000 | $802,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 500,000 | $800,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 18,410 | $798,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,715 | $795,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 15,600 | $787,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 34,390 | $784,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 100,000 | $770,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 54,935 | $755,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 36,825 | $734,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 8,028 | $732,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 58,894 | $726,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,478 | $717,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 4,260 | $702,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 55,002 | $693,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 15,000 | $692,000 | thousands by filing date | call |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 14,635 | $685,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 84,495 | $682,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 15,770 | $679,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 878 | $673,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 6,240 | $667,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 193,389 | $660,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 15,251 | $657,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 9,350 | $649,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 10,226 | $642,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 6,794 | $632,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 6,005 | $631,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 8,108 | $604,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 11,266 | $601,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 18,680 | $598,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 20,000 | $596,000 | thousands by filing date | put |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 42,152 | $587,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 8,589 | $586,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,000 | $585,000 | thousands by filing date | put |
| CAMBREX CORP | 132011107 | COM | 10,492 | $577,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,177 | $576,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 10,840 | $564,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 33,023 | $563,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,000 | $562,000 | thousands by filing date | put |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 8,217 | $557,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 13,920 | $545,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,060 | $543,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 14,955 | $532,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,100 | $521,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 36,790 | $516,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 55,000 | $515,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,216 | $500,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,608 | $496,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 14,990 | $493,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 104,025 | $492,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 515 | $483,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 5,936 | $483,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,672 | $480,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 41,300 | $467,000 | thousands by filing date | call |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,404 | $460,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,180 | $455,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 5,760 | $453,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,475 | $452,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 314 | $450,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 7,765 | $448,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 67,010 | $442,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 440,561 | $441,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 16,793 | $436,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,000 | $429,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,732 | $426,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 14,580 | $419,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,600 | $414,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 5,280 | $414,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 10,000 | $407,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 60,000 | $399,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 20,000 | $396,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 64,795 | $393,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,375 | $391,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 40,000 | $388,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,958 | $387,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 3,583 | $381,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,937 | $379,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 132,463 | $378,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 9,500 | $377,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 21,305 | $374,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,980 | $371,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 10,904 | $354,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 43,147 | $347,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,000 | $338,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 7,944 | $335,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 25,000 | $334,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,240 | $333,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 10,000 | $330,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 40,500 | $326,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 12,000 | $322,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 18,680 | $317,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,700 | $302,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 9,586 | $294,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,000 | $291,000 | thousands by filing date | put |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,163 | $284,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 28,900 | $280,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 8,800 | $268,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,322 | $268,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 17,800 | $264,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 17,560 | $255,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,640 | $254,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,020 | $251,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 6,275 | $250,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $250,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,660 | $249,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 5,173 | $245,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 81,951 | $245,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,653 | $242,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,807 | $239,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,380 | $237,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 40,000 | $236,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 21,314 | $230,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 18,109 | $224,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 33,232 | $221,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 83,051 | $221,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,776 | $220,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 8,905 | $219,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,592 | $216,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 3,219 | $214,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 26,226 | $213,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,490 | $212,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 10,000 | $207,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3,843 | $205,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 24,100 | $198,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 20,000 | $173,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 14,424 | $160,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 11,135 | $146,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 50,000 | $138,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 80,357 | $137,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 15,511 | $133,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 48,597 | $125,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 15,000 | $123,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,660 | $114,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 21,853 | $113,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 14,400 | $96,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,407 | $82,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 19,000 | $81,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 30,127 | $79,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 20,366 | $79,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 12,987 | $76,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 16,866 | $71,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 10,000 | $66,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 20,000 | $59,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 18,583 | $59,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,000 | $56,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 18,355 | $48,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 73,199 | $45,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 16,600 | $43,000 | thousands by filing date | call |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 22,600 | $25,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 30,697 | $17,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 31,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001336244-17-000002 | this filing | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000009631-17-000003 | base | 2017-05-18 | acceptance time not in the bulk data set |