13F-HR filed by SCOTIA CAPITAL INC.
SCOTIA CAPITAL INC. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 746 holding rows worth $4,980,733,000.
- Accession
- 0001336244-15-000014
- Filer
- CIK 1335644
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 746 entries on the cover page, a total value of $4,980,733,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,980,733,000 with VALUE read as thousands by filing date, 13F file number 028-11461. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF NOVA SCOTIA028-11475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOTHEBYS | 835898107 | COM | 13,964 | $631,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 12,000 | $631,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 18,935 | $628,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 21,631 | $625,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,313 | $616,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,280 | $609,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 54,063 | $607,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 14,295 | $607,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 20,000 | $598,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,875 | $592,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 38,874 | $586,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 194,200 | $583,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 55,400 | $573,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 20,664 | $572,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 20,656 | $570,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 22,711 | $555,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 49,830 | $555,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,758 | $553,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 12,537 | $551,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 23,536 | $545,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,410 | $543,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 8,265 | $541,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 8,140 | $540,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 7,177 | $536,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 7,497 | $531,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,977 | $529,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 29,702 | $524,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 32,688 | $521,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,679 | $520,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 16,045 | $517,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 47,826 | $509,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,287 | $508,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 14,871 | $507,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,300 | $505,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,648 | $504,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 15,506 | $500,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 15,164 | $497,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 7,637 | $495,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 9,928 | $492,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 24,256 | $491,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 22,000 | $490,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,051 | $488,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 12,246 | $486,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 50,000 | $486,000 | thousands by filing date | put |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 31,121 | $485,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,000 | $477,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,739 | $477,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,475 | $476,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 9,841 | $476,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 22,916 | $476,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,678 | $475,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,504 | $471,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 22,391 | $471,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 10,220 | $469,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,527 | $468,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 16,993 | $467,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 21,867 | $466,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,415 | $465,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 20,000 | $465,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 6,430 | $453,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 46,700 | $453,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 21,886 | $452,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 7,881 | $451,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 7,580 | $450,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 38,646 | $444,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 28,539 | $443,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 14,555 | $442,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,520 | $442,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 13,902 | $441,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 8,956 | $440,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 14,680 | $437,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 5,276 | $435,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,921 | $434,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 10,220 | $430,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 7,388 | $422,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 13,387 | $420,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 11,235 | $420,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 16,370 | $420,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 3,590 | $419,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 13,472 | $400,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 3,579 | $394,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 9,054 | $393,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,800 | $388,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 5,695 | $385,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 55,496 | $380,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 2,850 | $378,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,831 | $377,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,600 | $374,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 3,141 | $374,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 10,894 | $370,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 20,957 | $367,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 6,876 | $365,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 13,500 | $358,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 13,500 | $358,000 | thousands by filing date | put |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 20,000 | $357,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 14,384 | $356,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,357 | $349,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 25,535 | $347,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 22,146 | $344,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 48,844 | $343,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 55,770 | $339,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,965 | $337,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,444 | $337,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,615 | $336,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 90,000 | $336,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 5,227 | $335,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,047 | $334,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 43,734 | $333,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 5,190 | $331,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 23,426 | $328,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 14,143 | $323,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,509 | $322,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 21,325 | $321,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 5,492 | $321,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 3,762 | $318,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 5,941 | $316,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,605 | $315,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 17,800 | $312,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 106,929 | $311,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 12,855 | $310,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,325 | $310,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,539 | $308,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,610 | $307,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 11,100 | $304,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 14,285 | $304,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 5,025 | $304,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,080 | $302,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 37,000 | $302,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 18,683 | $301,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 16,470 | $301,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 4,623 | $298,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 13,892 | $295,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 35,024 | $294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,127 | $291,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,124 | $287,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 5,200 | $283,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 11,600 | $282,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 25,000 | $279,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 4,513 | $278,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 26,800 | $277,000 | thousands by filing date | call |
| Taser Intl Inc | 87651B104 | COM | 8,778 | $277,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 9,542 | $276,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,555 | $275,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 39,273 | $275,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,324 | $275,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,160 | $274,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 18,708 | $272,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 15,000 | $271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 6,880 | $271,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 8,448 | $271,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 4,513 | $268,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 5,491 | $265,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,661 | $263,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18,308 | $263,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,138 | $262,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 14,980 | $262,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 36,208 | $260,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 12,977 | $259,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,200 | $257,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,968 | $256,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 5,000 | $255,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 3,313 | $254,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,115 | $251,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,450 | $251,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,874 | $250,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 15,596 | $248,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 9,442 | $246,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,545 | $245,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,250 | $242,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,301 | $242,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 3,699 | $241,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 14,508 | $239,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,239 | $238,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 8,932 | $238,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,500 | $237,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,288 | $237,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 3,866 | $236,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 5,043 | $232,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 8,032 | $230,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,573 | $229,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,701 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 3,243 | $226,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 3,625 | $225,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,356 | $225,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,657 | $224,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,600 | $222,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,338 | $220,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 17,393 | $217,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,404 | $216,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 8,219 | $216,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,250 | $215,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 8,098 | $215,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,006 | $213,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,468 | $211,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,691 | $210,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,891 | $207,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 14,794 | $207,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,691 | $203,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,856 | $202,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 4,400 | $202,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,824 | $201,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 20,546 | $199,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 17,690 | $197,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 79,840 | $179,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 15,815 | $177,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 13,295 | $177,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 20,000 | $172,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 14,540 | $166,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 20,000 | $156,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 65,000 | $151,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,648 | $145,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 14,450 | $139,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 15,445 | $133,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 11,150 | $130,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,500 | $127,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 16,220 | $121,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 54,020 | $119,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 90,000 | $116,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 15,500 | $115,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 48,873 | $111,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 12,450 | $104,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 35,900 | $103,000 | thousands by filing date | call |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 16,811 | $91,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,993 | $88,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 18,000 | $82,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 101,225 | $73,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 17,967 | $72,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,465 | $71,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 43,524 | $67,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 20,109 | $41,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 12,977 | $41,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 10,750 | $41,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,509 | $37,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 110,700 | $33,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 12,916 | $30,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 23,906 | $25,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 20,000 | $19,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 18,661 | $19,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 12,880 | $17,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 10,900 | $13,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 10,900 | $12,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 30,000 | $9,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 12,000 | $8,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 20,000 | $6,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 10,615 | $5,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 16,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001336244-15-000014 | this filing | 2015-08-13 | acceptance time not in the bulk data set |