13F-HR filed by SCOTIA CAPITAL INC.
SCOTIA CAPITAL INC. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 796 holding rows worth $4,410,107,000.
- Accession
- 0001335644-16-000008
- Filer
- CIK 1335644
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 796 entries on the cover page, a total value of $4,410,107,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,410,107,000 with VALUE read as thousands by filing date, 13F file number 028-11461. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF NOVA SCOTIA028-11475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BGC PARTNERS INC | 05541T101 | CL A | 80,879 | $658,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 13,744 | $657,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,321 | $654,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 8,625 | $652,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 131,316 | $650,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,330 | $647,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 150,000 | $645,000 | thousands by filing date | put |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 37,985 | $633,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 14,871 | $632,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 54,607 | $630,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 22,146 | $629,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 246,555 | $627,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 16,962 | $627,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 50,000 | $626,000 | thousands by filing date | call |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,463 | $619,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 10,000 | $619,000 | thousands by filing date | put |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,018 | $618,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 9,289 | $612,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 22,656 | $607,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 8,280 | $599,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7,723 | $599,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 22,580 | $595,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 17,200 | $593,000 | thousands by filing date | put |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $593,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 29,367 | $591,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 46,304 | $589,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 18,002 | $588,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 15,166 | $584,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 20,067 | $583,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 18,143 | $578,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,591 | $574,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 46,400 | $574,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 31,653 | $571,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 14,966 | $571,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 41,200 | $570,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 11,000 | $566,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 4,475 | $558,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 14,301 | $558,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 45,300 | $550,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 8,856 | $548,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 52,125 | $547,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 12,566 | $545,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,000 | $543,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 21,007 | $543,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,527 | $542,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 9,090 | $540,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 48,500 | $537,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 5,520 | $534,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 7,847 | $534,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 12,280 | $533,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 12,000 | $532,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 10,924 | $531,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 10,933 | $525,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 4,515 | $520,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 180,000 | $517,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,782 | $517,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 20,000 | $515,000 | thousands by filing date | call |
| WELLTOWER INC COM | 95040Q104 | REIT | 7,601 | $514,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 13,143 | $513,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 20,324 | $512,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 16,688 | $511,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 7,465 | $511,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 28,901 | $511,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 100,000 | $508,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 40,752 | $505,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,800 | $504,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,870 | $497,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 20,656 | $497,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 10,289 | $497,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,591 | $494,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 4,729 | $494,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 14,230 | $492,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 14,727 | $482,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 19,374 | $477,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 19,098 | $476,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,719 | $473,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,509 | $472,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 9,185 | $472,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 25,286 | $470,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,700 | $470,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 16,028 | $469,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 9,194 | $467,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 17,540 | $467,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 9,447 | $465,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,615 | $464,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,760 | $459,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 47,826 | $458,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 25,372 | $458,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 23,447 | $457,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 29,542 | $454,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,970 | $454,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 127,283 | $454,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 10,520 | $453,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 29,896 | $451,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,504 | $448,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 4,570 | $443,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 24,025 | $442,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 30,965 | $441,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 20,000 | $437,000 | thousands by filing date | call |
| FACTORSHARES TR | 30304R605 | PRFND MBL PYMT | 19,371 | $435,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,098 | $432,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 87,400 | $428,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 9,158 | $424,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 15,610 | $423,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 7,605 | $423,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 20,000 | $420,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $415,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,096 | $414,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 5,251 | $413,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 6,960 | $412,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,921 | $412,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 7,580 | $408,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 13,000 | $408,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 4,945 | $407,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 17,130 | $406,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 6,430 | $405,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 11,655 | $405,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 9,425 | $404,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 19,615 | $403,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R506 | PURFND BG DATA | 19,026 | $403,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,750 | $400,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 6,707 | $396,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 11,664 | $395,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 4,190 | $395,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 7,626 | $389,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,041 | $385,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 9,511 | $382,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 9,411 | $381,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 4,127 | $378,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 6,857 | $376,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 5,220 | $374,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,500 | $372,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 12,671 | $371,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,092 | $369,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 90,000 | $366,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 11,068 | $365,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 14,544 | $360,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 194,200 | $359,000 | thousands by filing date | call |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 4,996 | $358,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 12,520 | $357,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 9,528 | $356,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 205,002 | $355,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 14,143 | $352,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 50,000 | $351,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 21,287 | $351,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 5,654 | $351,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 10,031 | $350,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,775 | $349,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 18,093 | $347,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 12,714 | $347,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 37,000 | $343,000 | thousands by filing date | put |
| VANTIV INC | 92210H105 | CL A | 7,578 | $340,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 16,528 | $337,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,335 | $336,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 11,263 | $333,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 406,431 | $332,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 7,426 | $330,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,019 | $329,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,917 | $329,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 12,070 | $329,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 11,100 | $326,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,200 | $326,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 19,900 | $324,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,700 | $323,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 15,157 | $322,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 181,711 | $319,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 34,800 | $319,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 30,667 | $315,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 12,800 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 14,389 | $307,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,210 | $306,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,950 | $299,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 35,000 | $294,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 7,814 | $292,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,622 | $291,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 6,862 | $291,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,836 | $289,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 20,000 | $289,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 16,000 | $288,000 | thousands by filing date | put |
| BT GROUP-ADR | 05577E101 | ADR | 8,325 | $288,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 2,270 | $288,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,662 | $286,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,834 | $284,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 20,250 | $280,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 13,703 | $279,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,631 | $278,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 9,102 | $273,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 50,000 | $270,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 50,000 | $270,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 14,980 | $268,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 15,400 | $266,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 6,630 | $265,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,200 | $263,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 15,008 | $262,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 48,844 | $261,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,135 | $259,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,000 | $258,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 20,000 | $252,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 198 | $252,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,405 | $251,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 19,385 | $251,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 7,630 | $251,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 16,846 | $249,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,346 | $248,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,241 | $246,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,000 | $246,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,091 | $243,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,909 | $242,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 3,103 | $242,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 8,925 | $241,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,099 | $240,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 62,000 | $238,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 25,013 | $237,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,251 | $236,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 4,972 | $235,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 26,010 | $233,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 24,189 | $233,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,013 | $233,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 55,960 | $231,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,193 | $230,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 10,000 | $230,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,000 | $230,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,560 | $226,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,338 | $225,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 12,055 | $223,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 15,874 | $222,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 16,235 | $222,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,080 | $219,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,312 | $218,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 32,300 | $218,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 3,818 | $215,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 8,874 | $211,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 40,162 | $206,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 200 | $205,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 34,148 | $204,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,535 | $203,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,147 | $202,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 3,200 | $202,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,468 | $201,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 46,663 | $201,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,200 | $195,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 36,828 | $194,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,181 | $194,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 41,734 | $193,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 21,540 | $193,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 26,200 | $188,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 55,400 | $187,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 15,000 | $173,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 19,726 | $172,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 381,041 | $165,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 19,650 | $158,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 20,000 | $158,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 13,100 | $155,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,000 | $152,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 11,000 | $152,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,500 | $144,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,606 | $136,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 30,000 | $134,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 20,000 | $130,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 10,000 | $124,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 15,650 | $122,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,000 | $118,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 32,829 | $117,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 13,916 | $117,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 25,000 | $112,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 15,000 | $111,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 15,500 | $106,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 20,000 | $104,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 35,900 | $96,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914109 | COM | 15,211 | $96,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,116 | $94,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 26,800 | $91,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,728 | $90,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 79,390 | $87,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 45,075 | $79,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 15,050 | $78,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 17,951 | $73,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 18,000 | $65,000 | thousands by filing date | call |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 13,943 | $50,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 42,124 | $43,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 17,967 | $40,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 12,197 | $38,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,565 | $37,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 12,000 | $37,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 41,345 | $34,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 10,750 | $30,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 17,509 | $27,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 62,473 | $23,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,770 | $23,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 26,906 | $22,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 21,397 | $15,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,170 | $13,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 12,880 | $13,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 30,000 | $9,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 14,440 | $6,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 12,300 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001335644-16-000008 | this filing | 2016-02-11 | acceptance time not in the bulk data set |