13F-HR filed by SCOTIA CAPITAL INC.
SCOTIA CAPITAL INC. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 727 holding rows worth $5,854,693,000.
- Accession
- 0001335382-17-000011
- Filer
- CIK 1335644
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 727 entries on the cover page, a total value of $5,854,693,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,854,693,000 with VALUE read as thousands by filing date, 13F file number 028-11461. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF NOVA SCOTIA028-11475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VWO | 922042858 | SHS | 13,925 | $554,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 131,570 | $551,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,413 | $547,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 15,958 | $543,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 67,344 | $542,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,320 | $541,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 18,720 | $541,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 29,674 | $541,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 12,761 | $537,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 27,068 | $535,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 35,711 | $534,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 10,512 | $531,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 14,868 | $530,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 12,645 | $528,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,175 | $526,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 12,000 | $524,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,372 | $518,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,649 | $517,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 10,856 | $516,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,486 | $507,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,447 | $506,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 52,220 | $498,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 6,680 | $496,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 11,753 | $481,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 8,068 | $475,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 41,300 | $467,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 22,716 | $463,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 9,790 | $462,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 20,170 | $462,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 13,922 | $462,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 22,350 | $458,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,148 | $457,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 5,627 | $456,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,758 | $455,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 19,961 | $452,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 5,542 | $451,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,615 | $441,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,100 | $433,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,000 | $429,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 10,076 | $426,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 38,319 | $422,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 4,745 | $420,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 152,674 | $420,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,705 | $419,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 14,261 | $418,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,500 | $417,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,600 | $414,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 9,082 | $413,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 10,000 | $407,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 39,486 | $403,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 60,000 | $399,000 | thousands by filing date | put |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,943 | $398,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 8,880 | $397,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 20,000 | $396,000 | thousands by filing date | put |
| YUM CHINA HLDGS INC | 98850P109 | COM | 14,447 | $393,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 40,000 | $388,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 9,895 | $386,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 10,315 | $386,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 3,765 | $386,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 4,812 | $384,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 10,308 | $382,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 3,885 | $381,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 177,113 | $380,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,897 | $378,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 21,230 | $377,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 15,341 | $370,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,300 | $367,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,594 | $367,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 14,591 | $367,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,753 | $365,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 4,286 | $361,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 4,477 | $358,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 14,545 | $357,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,714 | $354,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4,638 | $345,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,152 | $345,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 14,536 | $341,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,450 | $339,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,000 | $338,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 25,000 | $334,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,682 | $333,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,500 | $332,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 10,000 | $330,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 6,300 | $330,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,620 | $327,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 13,981 | $326,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 28,600 | $325,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,578 | $320,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 13,349 | $319,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 12,210 | $318,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,925 | $317,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 42,920 | $316,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,335 | $315,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,220 | $314,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,973 | $304,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 5,633 | $299,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,652 | $298,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 74,673 | $298,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 104,984 | $298,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 87,253 | $296,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,240 | $295,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 8,169 | $294,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,000 | $291,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,146 | $290,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 5,395 | $290,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 9,379 | $287,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,978 | $285,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 3,917 | $285,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 7,200 | $284,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,340 | $284,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 33,950 | $284,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,471 | $282,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 19,040 | $282,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 9,405 | $282,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 29,023 | $281,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 6,906 | $277,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,472 | $276,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,509 | $275,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 7,131 | $275,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,742 | $271,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,195 | $269,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 4,192 | $269,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 8,800 | $268,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 8,800 | $268,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 3,284 | $268,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,108 | $264,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,349 | $263,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,745 | $263,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,285 | $260,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6,931 | $260,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 15,376 | $260,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 6,322 | $259,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,846 | $256,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,974 | $256,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,952 | $254,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,850 | $254,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,640 | $254,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,915 | $249,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 8,518 | $237,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2,668 | $236,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 40,000 | $236,000 | thousands by filing date | put |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 7,286 | $235,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 819 | $234,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 65,554 | $234,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,013 | $233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 2,880 | $232,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 7,811 | $231,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,460 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,477 | $230,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,291 | $229,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,324 | $229,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 8,653 | $229,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 79,221 | $228,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,831 | $227,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 5,048 | $226,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 2,730 | $225,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 3,049 | $223,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 11,000 | $222,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 6,457 | $222,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,107 | $221,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,243 | $220,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 9,318 | $220,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 14,800 | $219,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 8,177 | $216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,911 | $215,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,629 | $215,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,012 | $213,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 7,612 | $213,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,551 | $211,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,724 | $209,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 39,919 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,797 | $206,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 159,154 | $205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,478 | $205,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,887 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,015 | $204,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 24,776 | $204,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 16,586 | $204,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,605 | $202,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 11,595 | $201,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 113 | $201,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,935 | $200,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 10,000 | $188,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 14,520 | $185,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 10,717 | $175,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 20,000 | $173,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 41,734 | $172,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 108,900 | $156,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,094 | $154,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 13,624 | $151,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 55,685 | $148,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 20,916 | $139,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 50,000 | $138,000 | thousands by filing date | call |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 33,123 | $133,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 21,550 | $131,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,288 | $131,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 16,100 | $131,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 41,784 | $127,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 15,000 | $123,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 14,939 | $113,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 10,337 | $109,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 26,203 | $105,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 12,689 | $102,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 11,625 | $88,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,407 | $82,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 19,000 | $81,000 | thousands by filing date | call |
| WI-LAN INC | 928972108 | COM | 44,169 | $81,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 17,050 | $73,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 118,615 | $73,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 11,500 | $70,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 10,000 | $66,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,261 | $56,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 16,800 | $55,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 14,550 | $50,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 16,600 | $43,000 | thousands by filing date | call |
| BIOAMBER INC | 09072Q106 | COM | 14,850 | $35,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,000 | $34,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 15,268 | $33,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 20,000 | $31,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 55,975 | $31,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 35,700 | $19,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 16,300 | $18,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 10,400 | $16,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 17,138 | $14,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 40,000 | $13,000 | thousands by filing date | principal |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 31,340 | $12,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 37,500 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001335382-17-000011 | this filing | 2017-05-15 | acceptance time not in the bulk data set |