13F-HR filed by BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 818 holding rows worth $19,520,513,000.
- Accession
- 0001335382-17-000005
- Filer
- CIK 9631
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 1,101 entries on the cover page, a total value of $19,520,513,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,520,513,000 with VALUE read as thousands by filing date, 13F file number 028-11475. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-13705
- reports for this filerBANK OF NOVA SCOTIA TRUST CO028-11459
- reports for this filerSCOTIA CAPITAL INC.028-11461
- included managerBNS INVESTMENTS INC.028-11472
- included managerScotiabanc Inc.028-16142
- included managerBank of Nova Scotia Trust Co (Bahamas) Ltd028-16218
- included managerTangerine Investment Management Inc.028-16219
- included managerProfuturo AFP S.A.028-16220
- included managerSCOTIA CAPITAL (USA) INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 8,425,997 | $1,881,393,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 26,723,593 | $1,808,572,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 36,244,257 | $1,787,508,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 16,103,080 | $1,158,166,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 13,126,473 | $1,070,308,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 36,303,358 | $646,467,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,490,263 | $525,583,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,076,300 | $350,519,000 | thousands by filing date | put |
| TRANSCANADA CORP | 89353D107 | COM | 7,496,315 | $337,995,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 7,714,960 | $297,578,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,828,504 | $286,739,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,954,734 | $267,011,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,457,375 | $233,026,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 6,673,307 | $230,897,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 5,333,847 | $222,446,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,263,375 | $173,656,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 745,925 | $167,826,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 6,355,595 | $166,198,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,745,228 | $156,827,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,981,525 | $154,175,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,730,938 | $150,011,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 4,201,453 | $137,371,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,243,917 | $133,111,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,533,260 | $122,400,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,992,581 | $111,645,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 3,303,800 | $110,181,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 3,339,709 | $106,334,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,150,565 | $101,031,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 630,543 | $99,538,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 798,340 | $96,999,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 824,096 | $95,470,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,233,225 | $92,792,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 947,922 | $91,503,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 2,894,797 | $88,725,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,081,845 | $88,063,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,831,870 | $87,820,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 344,601 | $86,131,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 2,685,391 | $85,583,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 370,000 | $82,706,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 6,926,576 | $79,656,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,319,783 | $73,960,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 626,614 | $73,752,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,157,449 | $71,922,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 997,046 | $71,020,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,412,500 | $69,975,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 602,204 | $69,385,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 4,567,342 | $68,295,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 474,105 | $67,688,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 587,180 | $67,557,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 3,335,785 | $66,929,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,157,109 | $65,187,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,548,510 | $64,140,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 467,562 | $57,982,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 349,926 | $56,982,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 824,491 | $56,932,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,289,860 | $55,978,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 250,000 | $55,883,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 457,253 | $55,656,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,550,579 | $55,030,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 533,603 | $53,642,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 846,970 | $52,699,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 414,652 | $48,028,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,463,391 | $45,731,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 8,438,000 | $44,610,000 | thousands by filing date | principal |
| UnitedHealth Group Inc | 91324P102 | COM | 278,173 | $44,519,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,136,400 | $41,217,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 758,298 | $40,479,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 326,221 | $39,935,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 5,455,339 | $38,732,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 368,933 | $38,445,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 516,593 | $38,078,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100,654 | $37,979,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,764,588 | $36,915,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,534,641 | $36,802,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,653,145 | $36,534,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 222,279 | $36,232,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 428,901 | $36,059,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 593,224 | $34,667,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 382,590 | $34,533,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 719,488 | $34,255,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 982,725 | $34,238,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 498,995 | $34,161,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 216,974 | $33,778,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 418,909 | $33,676,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 3,637,450 | $33,669,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 680,222 | $33,528,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 957,285 | $33,515,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 309,783 | $32,592,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,826,355 | $32,471,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 678,375 | $32,310,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 693,318 | $30,734,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 430,779 | $30,684,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 956,302 | $30,218,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 536,409 | $29,784,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 817,991 | $29,669,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 374,555 | $29,555,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 279,663 | $28,876,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 523,373 | $28,839,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 10,594,000 | $28,477,000 | thousands by filing date | principal |
| CME Group Inc. Class A | 12572Q105 | COM | 243,976 | $28,142,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 617,413 | $28,108,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 548,042 | $27,857,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 18,811 | $27,578,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 8,671,557 | $27,060,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 661,343 | $26,828,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 448,095 | $26,379,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 323,649 | $25,252,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 188,640 | $25,117,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 816,807 | $24,578,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 451,300 | $24,122,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 10,775,000 | $23,982,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 203,884 | $23,881,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 726,811 | $23,839,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,233,783 | $23,832,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 205,100 | $23,755,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 333,384 | $23,640,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 387,396 | $23,162,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 540,149 | $22,973,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 345,508 | $22,749,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 158,875 | $22,417,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 83,260 | $22,377,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 412,700 | $21,964,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 163,677 | $21,948,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 628,305 | $21,858,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 248,000 | $21,777,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 288,195 | $21,361,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 600,000 | $21,348,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 307,927 | $21,333,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 549,005 | $21,110,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 272,667 | $20,858,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 295,981 | $20,763,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,858,234 | $20,612,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 265,450 | $20,193,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 1,416,692 | $19,815,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 88,064 | $19,783,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 190,000 | $19,686,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 143,543 | $19,618,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 326,624 | $19,404,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 67,211 | $19,352,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 226,092 | $18,981,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 307,400 | $18,686,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 104,200 | $18,514,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 958,638 | $18,478,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 106,820 | $18,444,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 128,604 | $18,262,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 488,828 | $18,141,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 173,918 | $18,031,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,296,617 | $17,582,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 9,047,000 | $17,550,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 223,343 | $17,387,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 747,065 | $17,287,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 81,544 | $17,125,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 116,994 | $17,106,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 241,986 | $16,842,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 257,880 | $16,332,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 498,000 | $16,085,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 153,613 | $15,889,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 349,731 | $15,507,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 198,627 | $15,438,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 19,969 | $15,413,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 306,805 | $15,092,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 454,256 | $14,752,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 137,697 | $14,408,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 300,000 | $14,349,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 121,772 | $14,276,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 246,200 | $14,213,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 250,000 | $14,088,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 637,500 | $13,974,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 210,096 | $13,749,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 586,915 | $13,739,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 199,865 | $13,656,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 212,841 | $13,541,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 350,000 | $13,426,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 296,397 | $13,258,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 106,000 | $13,256,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,050,000 | $13,115,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,152,000 | $13,064,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 175,503 | $13,000,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 474,200 | $12,998,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 590,875 | $12,894,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 600,000 | $12,534,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 357,414 | $12,385,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 69,823 | $11,559,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 546,161 | $11,311,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 174,164 | $11,173,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 100,000 | $10,929,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 348,079 | $10,839,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 156,100 | $10,779,000 | thousands by filing date | call |
| MENTOR GRAPHICS CORP | 587200106 | COM | 288,794 | $10,654,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 63,996 | $10,623,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 131,414 | $10,538,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 218,910 | $10,221,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 250,494 | $10,180,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 36,480 | $10,157,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 91,580 | $10,106,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 827,660 | $10,039,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 141,430 | $10,026,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 113,000 | $9,923,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 135,764 | $9,770,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 664,677 | $9,554,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 152,366 | $9,541,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 170,000 | $9,532,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 11,997 | $9,475,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 260,780 | $9,417,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 243,359 | $9,289,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 112,176 | $9,203,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 216,531 | $9,110,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 871,080 | $9,108,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 145,338 | $9,062,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 395,500 | $8,875,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 264,985 | $8,835,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 130,346 | $8,725,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 178,228 | $8,721,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 170,000 | $8,696,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 78,000 | $8,603,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 111,836 | $8,424,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 230,000 | $8,342,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 94,721 | $8,161,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,453,469 | $8,043,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 115,752 | $8,001,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 933,039 | $7,915,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 103,202 | $7,762,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 321,000 | $7,678,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 179,000 | $7,609,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 110,000 | $7,530,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 130,802 | $7,509,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 204,500 | $7,417,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 300,000 | $7,329,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,109,733 | $7,230,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 59,251 | $7,111,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 175,000 | $7,032,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 9,178 | $6,882,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 200,000 | $6,878,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 181,000 | $6,656,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 223,314 | $6,630,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 150,000 | $6,338,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 60,867 | $6,103,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 155,476 | $6,013,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 75,563 | $5,997,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 89,000 | $5,974,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 36,300 | $5,968,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,390 | $5,856,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 150,000 | $5,801,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 2,056,700 | $5,775,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 61,000 | $5,759,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 300,000 | $5,514,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 77,500 | $5,442,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 78,704 | $5,301,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 136,600 | $5,268,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 284,583 | $5,239,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 444,200 | $5,206,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 36,292 | $5,096,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,573,334 | $5,062,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 43,645 | $5,052,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 60,000 | $5,045,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 113,683 | $5,041,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 82,591 | $5,029,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 68,878 | $4,936,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 137,881 | $4,897,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 60,000 | $4,896,000 | thousands by filing date | put |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 67,900 | $4,846,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 89,300 | $4,845,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 141,980 | $4,806,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 90,000 | $4,804,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 107,461 | $4,707,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 30,228 | $4,540,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 250,000 | $4,480,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 19,143 | $4,447,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 525,000 | $4,384,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 543,099 | $4,356,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,500 | $4,343,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 104,381 | $4,322,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 26,895 | $4,307,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 100,000 | $4,293,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100,000 | $4,253,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 48,381 | $4,226,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 20,241 | $4,151,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 193,956 | $4,136,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 76,609 | $4,110,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 2,279,000 | $4,024,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 16,339 | $3,913,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 65,800 | $3,910,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 51,109 | $3,841,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 50,000 | $3,766,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 332,209 | $3,747,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 66,760 | $3,709,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 19,790 | $3,685,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 23,323 | $3,577,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 19,469 | $3,564,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 919,432 | $3,554,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 79,458 | $3,547,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 57,409 | $3,545,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 29,923 | $3,545,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 25,000 | $3,538,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 17,716 | $3,537,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 123,000 | $3,536,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 14,860 | $3,455,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 214,400 | $3,454,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 21,397 | $3,448,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 32,407 | $3,444,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 192,166 | $3,407,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 32,514 | $3,357,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 393,900 | $3,349,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 3,382,000 | $3,347,000 | thousands by filing date | principal |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 176,358 | $3,344,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 207,819 | $3,314,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 440,511 | $3,299,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 62,681 | $3,296,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 56,595 | $3,275,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 42,000 | $3,251,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 73,144 | $3,232,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 313,000 | $3,224,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 35,162 | $3,217,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 152,644 | $3,202,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 82,662 | $3,195,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 208,308 | $3,154,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 345,000 | $3,146,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 5,000 | $3,109,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 51,367 | $3,086,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 101,295 | $3,071,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 43,405 | $3,066,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 27,886 | $3,057,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 104,540 | $3,043,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 293,003 | $3,033,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 23,590 | $3,021,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 16,888 | $3,016,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 44,416 | $3,003,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 54,437 | $2,992,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 116,000 | $2,971,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 45,462 | $2,953,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 20,311 | $2,921,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 79,462 | $2,905,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 31,305 | $2,904,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 29,410 | $2,890,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 141,117 | $2,828,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 65,600 | $2,823,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 32,900 | $2,822,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 144,094 | $2,790,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 58,859 | $2,765,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 125,000 | $2,761,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 336,373 | $2,741,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 17,068 | $2,718,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 86,304 | $2,651,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 45,655 | $2,613,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 194,479 | $2,604,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 56,400 | $2,599,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 190,400 | $2,595,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 32,800 | $2,551,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 572,400 | $2,547,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 1,592,000 | $2,505,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133B409 | COM | 60,685 | $2,503,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 49,924 | $2,488,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 60,000 | $2,485,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 33,904 | $2,484,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 92,028 | $2,473,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 116,245 | $2,456,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 272,334 | $2,440,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 35,000 | $2,419,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 33,335 | $2,414,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 32,974 | $2,382,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 32,557 | $2,347,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 32,500 | $2,337,000 | thousands by filing date | put |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 49,362 | $2,330,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 448,122 | $2,312,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 72,130 | $2,304,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 45,942 | $2,303,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 32,800 | $2,297,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 83,300 | $2,278,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 53,523 | $2,261,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 106,869 | $2,258,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 42,100 | $2,247,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 33,140 | $2,232,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 33,600 | $2,199,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 100,523 | $2,198,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 51,095 | $2,180,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 33,427 | $2,179,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 10,100 | $2,175,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 19,785 | $2,154,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 24,065 | $2,149,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 25,808 | $2,136,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 64,015 | $2,128,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 43,667 | $2,114,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 135,023 | $2,064,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 2,000,000 | $2,053,000 | thousands by filing date | principal |
| COTY INC | 222070203 | COM CL A | 110,554 | $2,024,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 17,607 | $2,012,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 60,000 | $2,000,000 | thousands by filing date | put |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 39,000 | $1,971,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 40,000 | $1,943,000 | thousands by filing date | put |
| HEALTHWAYS INC | 422245100 | COM | 84,070 | $1,913,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 46,818 | $1,905,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 8,591 | $1,903,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 210,757 | $1,885,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 55,847 | $1,865,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 26,800 | $1,848,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 35,870 | $1,843,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 35,000 | $1,842,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 118,540 | $1,835,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 143,373 | $1,824,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 17,011 | $1,796,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 175,396 | $1,794,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 15,962 | $1,781,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 139,285 | $1,770,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 15,415 | $1,767,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 12,380 | $1,767,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 25,000 | $1,728,000 | thousands by filing date | put |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 4,107 | $1,720,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 7 | $1,709,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 62,368 | $1,682,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 57,900 | $1,668,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 40,000 | $1,657,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 22,637 | $1,652,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 511,480 | $1,642,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,036,000 | $1,633,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 22,073 | $1,623,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,414 | $1,620,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 72,900 | $1,601,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 42,393 | $1,597,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 35,900 | $1,587,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 8,900 | $1,573,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 51,200 | $1,557,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 48,287 | $1,538,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 22,544 | $1,486,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 38,605 | $1,483,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,516,000 | $1,478,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 25,000 | $1,472,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 21,208 | $1,460,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 22,057 | $1,441,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 19,478 | $1,430,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 155,065 | $1,423,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 86,200 | $1,421,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 15,700 | $1,414,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 24,687 | $1,392,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 101,353 | $1,390,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 111,880 | $1,387,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 19,438 | $1,382,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,873 | $1,382,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 10,442 | $1,380,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 27,100 | $1,361,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 27,500 | $1,353,000 | thousands by filing date | call |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 28,260 | $1,342,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 104,265 | $1,333,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 24,580 | $1,325,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 25,000 | $1,311,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 12,936 | $1,308,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 12,042 | $1,285,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 50,000 | $1,282,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,942 | $1,280,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 17,221 | $1,276,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 10,655 | $1,273,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 72,347 | $1,229,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 113,660 | $1,229,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 56,400 | $1,228,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 18,267 | $1,227,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 65,431 | $1,214,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 15,587 | $1,210,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 9,593 | $1,188,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 10,000 | $1,185,000 | thousands by filing date | call |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 7,757 | $1,172,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 11,205 | $1,154,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,500 | $1,146,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 45,100 | $1,145,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 105,480 | $1,141,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 23,805 | $1,128,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 69,000 | $1,125,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 28,359 | $1,121,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10,701 | $1,102,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 9,400 | $1,102,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 199,303 | $1,090,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 22,061 | $1,085,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 16,990 | $1,081,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 26,830 | $1,077,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 14,033 | $1,075,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 10,338 | $1,063,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 26,931 | $1,063,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,777 | $1,057,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 15,579 | $1,053,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 19,370 | $1,048,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 65,600 | $1,048,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 65,600 | $1,048,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 4,182 | $1,041,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 9,702 | $1,010,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 9,507 | $1,005,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 66,823 | $1,002,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 13,540 | $994,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 12,050 | $993,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25,025 | $988,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 11,318 | $987,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 103,161 | $979,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 119,440 | $971,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 13,118 | $948,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 9,662 | $947,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 8,643 | $929,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,987 | $927,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 45,057 | $922,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 27,061 | $918,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 34,383 | $911,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 75,000 | $910,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 75,000 | $910,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 31,830 | $899,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001335382-17-000005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |