13F-HR filed by SCOTIA CAPITAL INC.
SCOTIA CAPITAL INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 793 holding rows worth $6,265,708,000.
- Accession
- 0001335382-17-000002
- Filer
- CIK 1335644
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 793 entries on the cover page, a total value of $6,265,708,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,265,708,000 with VALUE read as thousands by filing date, 13F file number 028-11461. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF NOVA SCOTIA028-11475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 9,645 | $703,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 25,638 | $703,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 9,852 | $699,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 13,356 | $692,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 7,325 | $690,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 46,400 | $683,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 10,964 | $683,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 34,400 | $680,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 7,929 | $674,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 23,166 | $673,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 19,325 | $671,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 7,163 | $666,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 27,719 | $663,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,342 | $653,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 39,338 | $652,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 4,855 | $646,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 5,492 | $644,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 10,890 | $636,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,859 | $635,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 8,706 | $631,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 14,381 | $631,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 10,177 | $631,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,782 | $622,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 30,800 | $618,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,693 | $616,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 29,784 | $614,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 22,996 | $612,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 7,888 | $608,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 8,394 | $604,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 178,423 | $604,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 14,334 | $604,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 13,722 | $588,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 20,000 | $587,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 49,459 | $584,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 20,000 | $581,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 12,785 | $581,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 5,391 | $580,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 6,648 | $577,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 15,060 | $575,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 15,779 | $571,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 7,413 | $566,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 7,180 | $559,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,023 | $558,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 17,497 | $557,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 13,657 | $555,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,470 | $554,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,650 | $553,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 7,323 | $550,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 132,380 | $546,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 40,000 | $544,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 8,417 | $540,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 18,956 | $540,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 9,100 | $539,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 5,926 | $538,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 64,500 | $536,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 20,097 | $532,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 14,452 | $526,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,178 | $520,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 10,512 | $517,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 16,894 | $517,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 10,959 | $508,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 12,860 | $507,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 13,236 | $501,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,529 | $500,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 13,949 | $499,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 14,352 | $489,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,702 | $489,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,457 | $488,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,628 | $488,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 10,280 | $487,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 125,791 | $484,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 157,007 | $484,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,813 | $481,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 24,490 | $480,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 11,819 | $478,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 11,302 | $473,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 23,664 | $473,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 15,000 | $472,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 42,720 | $472,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 5,400 | $472,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 5,400 | $472,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 14,900 | $469,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 15,217 | $467,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 12,000 | $467,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 8,665 | $464,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 45,407 | $464,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 16,614 | $461,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 8,128 | $458,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 9,653 | $458,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 18,375 | $452,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 17,239 | $451,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 23,329 | $442,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 6,680 | $440,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 136,864 | $440,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,302 | $436,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 17,505 | $436,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 14,191 | $427,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 4,265 | $425,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 12,442 | $424,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,052 | $420,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,794 | $419,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 13,564 | $419,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,500 | $411,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 20,500 | $404,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 43,620 | $398,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 26,409 | $397,000 | thousands by filing date | |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 8,971 | $397,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 41,837 | $396,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5,017 | $395,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 21,000 | $389,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 1,900 | $388,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 7,726 | $387,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 68,432 | $378,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 18,586 | $377,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 40,508 | $377,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 50,000 | $375,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 18,700 | $374,000 | thousands by filing date | call |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 10,198 | $373,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,100 | $372,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 11,151 | $372,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,379 | $371,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,890 | $371,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 50,000 | $366,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 10,110 | $365,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,897 | $362,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 4,535 | $361,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 5,092 | $358,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 15,502 | $357,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 4,891 | $351,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 12,927 | $349,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,065 | $346,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 23,188 | $342,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 8,010 | $342,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 10,000 | $341,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,000 | $340,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 3,952 | $340,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 40,000 | $336,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 2,785 | $335,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,469 | $335,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 15,733 | $332,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 9,060 | $331,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,050 | $328,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 21,955 | $328,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 6,072 | $327,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 108,482 | $327,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 65,554 | $326,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,307 | $324,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,311 | $320,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 25,278 | $319,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 11,409 | $317,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 17,340 | $317,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 4,667 | $314,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 6,300 | $313,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 12,411 | $312,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 6,945 | $310,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,557 | $306,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 9,011 | $302,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 5,395 | $302,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,152 | $301,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 18,022 | $299,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 19,040 | $298,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,200 | $298,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 6,310 | $298,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,700 | $294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,146 | $294,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 7,200 | $293,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 28,600 | $293,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 7,563 | $293,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,774 | $292,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,899 | $288,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 7,618 | $286,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,638 | $285,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 12,249 | $283,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,340 | $283,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,973 | $281,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,500 | $281,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 4,799 | $281,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,271 | $278,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 27,361 | $273,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,200 | $273,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4,638 | $270,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,546 | $268,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 11,143 | $266,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 47,000 | $266,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 15,000 | $266,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 6,897 | $263,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 10,000 | $260,000 | thousands by filing date | put |
| PAREXEL INTL CORP | 699462107 | COM | 3,950 | $260,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 7,713 | $258,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,441 | $257,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,500 | $257,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 27,540 | $256,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,271 | $255,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,021 | $255,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 14,100 | $255,000 | thousands by filing date | put |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 12,000 | $254,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,384 | $253,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 4,192 | $250,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 31,000 | $249,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 46,842 | $249,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,640 | $248,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 24,523 | $248,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 7,079 | $243,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,769 | $242,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,088 | $241,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 9,318 | $239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 2,880 | $238,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 40,547 | $238,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,612 | $237,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,098 | $237,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,317 | $236,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 7,488 | $235,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,750 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,609 | $232,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 9,000 | $232,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,852 | $231,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,013 | $230,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,444 | $228,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 8,626 | $228,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,153 | $227,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,557 | $226,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,811 | $225,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 10,000 | $222,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,000 | $219,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,338 | $217,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,084 | $215,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 3,022 | $211,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2,668 | $211,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,988 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,515 | $210,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 819 | $209,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 11,000 | $209,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 24,807 | $209,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,049 | $207,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 7,922 | $205,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 5,855 | $204,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,309 | $204,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,790 | $201,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 3,071 | $200,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 25,000 | $200,000 | thousands by filing date | call |
| AMAYA INC | 02314M108 | COM | 14,037 | $198,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 22,118 | $197,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,000 | $189,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 55,400 | $189,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 36,516 | $183,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 15,000 | $180,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,400 | $178,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 15,085 | $177,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 35,000 | $175,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 49,626 | $174,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 53,462 | $171,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,000 | $164,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,505 | $162,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 20,818 | $160,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 41,734 | $159,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 34,354 | $157,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 179,554 | $154,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 50,000 | $140,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 18,700 | $137,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 35,962 | $132,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,630 | $128,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 22,000 | $120,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 12,238 | $118,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 10,000 | $114,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,288 | $113,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 14,902 | $101,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 18,450 | $96,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,658 | $92,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 13,339 | $91,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 35,500 | $87,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 15,000 | $85,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,888 | $83,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 14,850 | $82,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 10,497 | $79,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 100,626 | $79,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 10,000 | $69,000 | thousands by filing date | call |
| CONCORDIA INTL CORP | 20653P102 | COM | 32,361 | $69,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 15,274 | $67,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 123,015 | $64,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,435 | $61,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 37,269 | $61,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,424 | $60,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 14,550 | $53,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 16,600 | $51,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 21,049 | $50,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 10,000 | $50,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 50,242 | $48,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,000 | $37,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 62,600 | $34,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 16,300 | $17,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,395 | $16,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 37,500 | $11,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 13,641 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001335382-17-000002 | this filing | 2017-02-14 | acceptance time not in the bulk data set |