13F-HR filed by SCOTIA CAPITAL INC.
SCOTIA CAPITAL INC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 770 holding rows worth $5,450,278,000.
- Accession
- 0001335382-16-000047
- Filer
- CIK 1335644
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 770 entries on the cover page, a total value of $5,450,278,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,450,278,000 with VALUE read as thousands by filing date, 13F file number 028-11461. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF NOVA SCOTIA028-11475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 20,000 | $673,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 15,011 | $670,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 15,535 | $669,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 10,481 | $666,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 15,896 | $653,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 25,946 | $651,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 160,000 | $650,000 | thousands by filing date | call |
| CMS ENERGY CORP COM | 125896100 | Stock | 15,359 | $645,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 20,000 | $641,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 22,810 | $639,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 45,000 | $638,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 21,000 | $638,000 | thousands by filing date | put |
| FIRST AMERN FINL CORP | 31847R102 | COM | 16,196 | $636,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 40,000 | $632,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 10,890 | $630,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 12,610 | $626,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 8,657 | $625,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 12,019 | $625,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 9,259 | $623,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 7,191 | $622,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 7,479 | $622,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,893 | $617,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 6,672 | $615,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 5,840 | $615,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,000 | $609,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 23,166 | $609,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 14,315 | $607,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,839 | $606,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,823 | $606,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 5,096 | $604,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,996 | $598,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 64,500 | $595,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 40,000 | $593,000 | thousands by filing date | put |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 20,009 | $570,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 30,000 | $566,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 27,405 | $561,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 14,446 | $559,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 20,000 | $558,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 10,095 | $558,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 8,417 | $556,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,183 | $553,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 41,703 | $553,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 16,525 | $551,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15,000 | $549,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 6,760 | $549,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 16,798 | $549,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 418 | $547,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 10,850 | $543,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,738 | $543,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 10,000 | $536,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 10,000 | $536,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 128,577 | $536,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,358 | $534,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,933 | $534,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 4,248 | $528,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 27,997 | $528,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 146,600 | $522,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 23,084 | $518,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 5,674 | $518,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 47,406 | $512,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,340 | $511,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 50,121 | $507,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 19,035 | $505,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,690 | $504,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 14,852 | $503,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 13,671 | $503,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 15,220 | $500,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 10,512 | $485,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,626 | $483,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 18,980 | $479,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,960 | $476,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,143 | $475,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 20,000 | $473,000 | thousands by filing date | call |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 7,960 | $470,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 7,353 | $470,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 9,338 | $469,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 21,812 | $467,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 12,000 | $465,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 5,542 | $463,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 10,770 | $462,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 22,130 | $462,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 23,018 | $460,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 15,472 | $458,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 17,259 | $458,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,864 | $456,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 37,500 | $452,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 13,973 | $450,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 9,970 | $442,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 11,647 | $438,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 23,475 | $432,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,269 | $424,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,416 | $421,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 32,671 | $419,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,341 | $415,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 9,530 | $409,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 8,081 | $406,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 15,000 | $405,000 | thousands by filing date | call |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 7,170 | $400,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 13,412 | $399,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 12,085 | $397,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,590 | $389,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 36,513 | $389,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 25,700 | $389,000 | thousands by filing date | call |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 9,375 | $386,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 8,298 | $386,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 10,372 | $384,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,896 | $381,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,759 | $381,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 39,575 | $380,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,061 | $377,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,816 | $375,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,500 | $373,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 50,000 | $373,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,952 | $370,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 5,989 | $370,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,120 | $369,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 8,611 | $364,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 21,121 | $362,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,286 | $360,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 9,036 | $360,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,430 | $357,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 3,809 | $356,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 5,411 | $355,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,692 | $354,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 4,480 | $353,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,428 | $353,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 19,865 | $352,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,050 | $351,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,902 | $351,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 10,618 | $348,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 8,000 | $348,000 | thousands by filing date | put |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,980 | $345,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 6,557 | $345,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 14,030 | $345,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,223 | $339,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 15,645 | $336,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 5,900 | $335,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,157 | $335,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 26,698 | $335,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 4,860 | $334,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 9,085 | $333,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P200 | UNIT 99/99/9999T | 18,500 | $330,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,500 | $321,000 | thousands by filing date | put |
| McCormick & Company Inc | 579780107 | COM | 3,200 | $321,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,646 | $319,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 18,000 | $319,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 13,917 | $318,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 25,091 | $318,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 21,401 | $317,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 60,963 | $317,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 4,565 | $315,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 14,637 | $314,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 9,259 | $312,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 7,200 | $310,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 11,783 | $310,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,684 | $307,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 25,163 | $305,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 13,445 | $303,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,897 | $302,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,700 | $301,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 8,407 | $296,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 38,000 | $293,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,327 | $292,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,000 | $292,000 | thousands by filing date | put |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 11,106 | $290,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,973 | $289,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,502 | $289,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 45,140 | $286,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,863 | $286,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,000 | $285,000 | thousands by filing date | call |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 10,949 | $281,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,247 | $280,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,225 | $279,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 5,470 | $278,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,714 | $277,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 8,400 | $276,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,500 | $274,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 7,343 | $272,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 26,540 | $272,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 9,492 | $266,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 5,453 | $259,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 12,926 | $253,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 9,000 | $251,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 28,600 | $250,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4,838 | $249,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,116 | $247,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,944 | $246,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 31,850 | $245,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 10,000 | $243,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 5,000 | $242,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,620 | $242,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 59,065 | $239,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 16,053 | $238,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,036 | $237,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,401 | $235,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,663 | $235,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 845 | $234,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,284 | $234,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,023 | $234,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,748 | $234,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,000 | $234,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 4,167 | $234,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2,668 | $234,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,859 | $230,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6,765 | $228,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,278 | $221,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 7,947 | $220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 2,880 | $217,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 3,508 | $216,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 50,000 | $216,000 | thousands by filing date | call |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,487 | $213,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,057 | $213,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 8,581 | $213,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,732 | $212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,151 | $209,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 5,383 | $209,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 9,000 | $208,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 3,880 | $208,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 41,734 | $207,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,670 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,874 | $207,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,299 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,400 | $205,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,462 | $203,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 10,000 | $201,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 7,126 | $201,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,566 | $200,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 7,128 | $200,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 12,243 | $198,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 35,000 | $196,000 | thousands by filing date | put |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 171,000 | $188,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 32,316 | $181,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,314 | $173,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 20,820 | $169,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 37,936 | $164,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,135 | $157,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,000 | $152,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,636 | $146,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 36,800 | $142,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 55,400 | $130,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 12,802 | $124,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 11,185 | $122,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 19,136 | $122,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 16,454 | $119,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 10,000 | $115,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 26,038 | $109,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 64,626 | $107,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 26,853 | $106,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 21,503 | $104,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 12,416 | $102,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 21,152 | $102,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 19,623 | $86,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,284 | $83,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 21,000 | $81,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 12,553 | $78,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 16,671 | $75,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 46,169 | $71,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 139,554 | $65,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 15,800 | $64,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 14,850 | $60,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 14,550 | $57,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 21,692 | $53,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,849 | $39,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 13,350 | $39,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 82,687 | $38,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 11,500 | $34,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 35,700 | $31,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 16,300 | $28,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 29,936 | $26,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,565 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001335382-16-000047 | this filing | 2016-11-14 | acceptance time not in the bulk data set |