13F-HR/A filed by Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc filed this 13F-HR/A for the quarter ended 2017-06-30, filed 2018-02-16, with 2,518 holding rows worth $15,740,174,000.
- Accession
- 0001333978-18-000005
- Filer
- CIK 1333978
- Filed
- 2018-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, amendment of type restatement, 2,518 entries on the cover page, a total value of $15,740,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,740,180,000 with VALUE read as thousands by filing date, 13F file number 028-13650. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIOLASE INC | 090911108 | COMMON STOCK | 12,634 | $12,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 12,000 | $12,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 16,930 | $12,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 16,000 | $12,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 16,759 | $11,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 11,000 | $11,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 10,000 | $10,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 11,000 | $10,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 10,000 | $10,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 22,787 | $8,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 14,533 | $8,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 16,386 | $7,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 13,012 | $7,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 13,250 | $6,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 14,547 | $6,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 13,300 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001333978-17-000010 | superseded | 2017-08-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001333978-18-000005 | this filing | 2018-02-16 | acceptance time not in the bulk data set |