13F-HR filed by Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-27, with 2,144 holding rows worth $9,499,609,000.
- Accession
- 0001333978-15-000009
- Filer
- CIK 1333978
- Filed
- 2015-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 2,144 entries on the cover page, a total value of $9,499,609,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,499,626,000 with VALUE read as thousands by filing date, 13F file number 028-13650. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLOWSERVE CORP | 34354P105 | COM | 7,882 | $324,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 3,089 | $324,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 31,483 | $324,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 7,263 | $323,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 11,645 | $323,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 29,451 | $322,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,788 | $322,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 22,983 | $322,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 6,007 | $321,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 3,246 | $321,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 6,596 | $320,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 10,260 | $320,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 24,739 | $320,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 8,437 | $320,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,195 | $319,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,224 | $319,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 9,636 | $319,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 9,003 | $318,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 2,526 | $316,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 8,902 | $315,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 17,755 | $314,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,958 | $313,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 12,041 | $313,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 6,532 | $312,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 25,336 | $312,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 8,919 | $312,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 31,702 | $312,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 30,722 | $311,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 20,348 | $311,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 14,747 | $310,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 32,696 | $309,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 15,057 | $309,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 7,063 | $309,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,731 | $309,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 24,719 | $307,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,755 | $305,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 11,054 | $305,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,620 | $304,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 35,828 | $304,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 11,200 | $302,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 24,026 | $301,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 8,937 | $299,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 13,166 | $299,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,732 | $298,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 17,736 | $298,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 21,097 | $297,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 20,910 | $297,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 6,846 | $296,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 38,281 | $296,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 7,900 | $296,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,951 | $296,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 38,998 | $296,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 4,814 | $295,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 3,161 | $295,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 15,630 | $294,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 34,699 | $294,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 34,515 | $294,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 16,086 | $294,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,552 | $293,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 25,705 | $293,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 13,007 | $293,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 8,854 | $293,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 21,483 | $293,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 35,774 | $293,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 20,878 | $292,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,272 | $292,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 19,941 | $292,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 5,875 | $292,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 12,618 | $292,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 6,620 | $291,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 10,679 | $291,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 48,069 | $290,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,267 | $289,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 6,280 | $289,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 6,593 | $289,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 13,106 | $289,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 10,895 | $288,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 8,314 | $287,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 19,982 | $287,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 5,790 | $287,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 6,058 | $287,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 35,803 | $287,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,543 | $286,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,722 | $286,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 12,552 | $286,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 51,145 | $285,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,785 | $285,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,830 | $284,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 20,595 | $284,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,862 | $282,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 10,421 | $282,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 43,354 | $281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 8,097 | $281,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 4,739 | $280,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 3,031 | $280,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 10,916 | $280,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,954 | $279,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 51,938 | $278,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 8,907 | $277,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 21,375 | $277,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 2,428 | $277,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 6,634 | $276,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 16,922 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 10,046 | $275,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 20,962 | $275,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 14,365 | $275,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,837 | $274,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 16,031 | $274,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,810 | $274,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,480 | $274,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 10,279 | $274,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 9,197 | $274,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 26,965 | $274,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 22,933 | $273,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 4,205 | $273,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 20,888 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 18,910 | $272,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 26,739 | $272,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267L805 | ETRACS DIV HI 43 | 12,876 | $272,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 6,946 | $271,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 45,935 | $271,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 19,597 | $270,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 21,300 | $268,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,706 | $267,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 14,919 | $267,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 21,076 | $267,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 4,318 | $267,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 5,560 | $266,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,971 | $265,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 9,744 | $265,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 6,029 | $265,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 4,069 | $264,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 18,676 | $264,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 41,308 | $264,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,578 | $263,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,830 | $263,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 19,360 | $263,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 15,385 | $262,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 12,135 | $262,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 16,979 | $262,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 19,209 | $261,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 6,348 | $261,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,182 | $260,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 3,367 | $260,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 10,501 | $260,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 18,688 | $260,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 7,052 | $260,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 11,954 | $260,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,298 | $259,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 21,062 | $259,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 7,880 | $259,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 15,340 | $259,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 22,109 | $259,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 15,060 | $258,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,907 | $258,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 51,067 | $258,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,475 | $258,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 12,795 | $258,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 653 | $257,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 20,691 | $257,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 21,237 | $257,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 18,308 | $257,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 4,845 | $256,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,322 | $256,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 4,029 | $256,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 9,398 | $256,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,968 | $255,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 2,657 | $255,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 19,082 | $253,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 6,996 | $253,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,019 | $252,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 17,503 | $252,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,701 | $251,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 18,226 | $251,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,545 | $251,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 15,451 | $251,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 10,075 | $251,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,843 | $250,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,818 | $250,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 5,170 | $250,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 15,896 | $249,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 36,777 | $249,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 4,302 | $248,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 13,581 | $248,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 15,378 | $248,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 18,017 | $248,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 15,068 | $248,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 7,512 | $247,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 362,810 | $247,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 689 | $246,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 80,041 | $246,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 3,495 | $246,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 14,701 | $245,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,165 | $245,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,723 | $244,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 4,697 | $244,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 6,779 | $244,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 939 | $243,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,610 | $243,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,681 | $242,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 43,095 | $242,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,873 | $242,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 5,834 | $241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,290 | $241,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 10,836 | $241,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 24,361 | $240,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 41,957 | $238,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 51,722 | $238,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 12,465 | $238,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 19,385 | $237,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,602 | $237,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 61,603 | $237,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,064 | $237,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 12,639 | $236,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 8,215 | $235,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,387 | $235,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,939 | $235,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 38,379 | $235,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 20,240 | $235,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 12,257 | $234,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 9,795 | $234,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 4,044 | $234,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,173 | $233,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 6,021 | $233,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 16,823 | $233,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 16,880 | $233,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,559 | $233,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,653 | $232,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 14,681 | $232,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 29,123 | $232,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 7,072 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 6,024 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 8,903 | $231,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 16,171 | $231,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 4,334 | $231,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 9,910 | $231,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 9,494 | $229,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 5,062 | $229,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 24,224 | $229,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 13,985 | $229,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 4,751 | $229,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 75,263 | $229,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 17,380 | $229,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 124,717 | $228,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 18,085 | $228,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 18,651 | $227,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 18,420 | $227,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 50,302 | $227,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 22,983 | $227,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,702 | $227,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 11,717 | $227,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 23,316 | $226,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 14,556 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 8,209 | $226,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,709 | $226,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 9,688 | $226,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 9,880 | $226,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,444 | $224,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,160 | $223,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 4,245 | $223,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 6,019 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,619 | $222,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 9,525 | $222,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 6,767 | $222,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 5,681 | $221,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6,807 | $221,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 4,910 | $221,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 29,217 | $221,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 2,109 | $220,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,573 | $219,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 14,028 | $219,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 65,613 | $219,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 4,517 | $218,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 5,132 | $218,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 8,976 | $218,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 53,235 | $218,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,505 | $217,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 12,370 | $217,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 9,661 | $216,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 14,070 | $216,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,866 | $215,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 5,095 | $214,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 1,847 | $214,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 8,351 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 12,365 | $213,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,573 | $213,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 13,570 | $213,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 8,681 | $213,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,975 | $212,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 13,673 | $212,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 5,487 | $212,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,130 | $212,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 9,029 | $212,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 16,004 | $211,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,866 | $211,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 4,587 | $210,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 16,008 | $210,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 9,916 | $210,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 2,797 | $210,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 13,872 | $210,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,622 | $209,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 5,072 | $209,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 9,004 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 4,804 | $209,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 34,625 | $209,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,167 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 14,857 | $208,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 6,051 | $208,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,819 | $207,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 20,759 | $207,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 14,724 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,708 | $207,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 4,142 | $207,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 149,848 | $207,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 123,825 | $207,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 8,144 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 8,772 | $206,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 25,003 | $206,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,837 | $205,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 10,227 | $205,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 8,415 | $205,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 9,542 | $205,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,120 | $204,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 4,277 | $204,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 5,067 | $204,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 43,903 | $203,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 7,012 | $203,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 34,869 | $203,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 12,568 | $203,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 15,018 | $203,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 45,208 | $203,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 14,756 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 7,823 | $202,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 7,899 | $202,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 33,220 | $201,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 15,273 | $201,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 4,458 | $201,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 15,996 | $201,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 7,723 | $201,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 3,245 | $201,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 9,893 | $200,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 3,863 | $200,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 12,439 | $198,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 23,257 | $198,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 18,849 | $198,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 33,582 | $196,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 19,973 | $195,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 12,334 | $194,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 17,254 | $194,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 69,797 | $193,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 12,746 | $191,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 14,792 | $190,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 10,852 | $190,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 24,300 | $190,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 12,419 | $189,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 15,221 | $189,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 12,578 | $189,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 22,618 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,181 | $187,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 14,734 | $187,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 51,195 | $187,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,357 | $186,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 19,545 | $185,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 21,182 | $185,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 31,870 | $183,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 13,742 | $182,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,566 | $182,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 15,484 | $182,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 18,687 | $181,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 14,855 | $181,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,546 | $179,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 15,500 | $178,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,335 | $178,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 13,602 | $178,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 13,103 | $176,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 12,300 | $175,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 13,357 | $174,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 31,181 | $173,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 34,556 | $173,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 10,562 | $170,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 10,599 | $170,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 25,600 | $169,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 36,972 | $168,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 21,565 | $168,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 24,562 | $167,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 34,431 | $165,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 11,799 | $163,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 13,326 | $162,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 18,199 | $162,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,298 | $161,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,684 | $161,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 10,238 | $161,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 25,380 | $159,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 10,644 | $158,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,333 | $157,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 12,341 | $156,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 14,157 | $156,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 11,077 | $155,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 25,283 | $154,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 29,204 | $154,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 16,570 | $154,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,795 | $153,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 11,655 | $153,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 14,988 | $153,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 16,804 | $152,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 11,275 | $152,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 19,585 | $152,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 10,401 | $151,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 11,454 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,554 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 13,162 | $149,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 48,599 | $149,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 10,100 | $148,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 26,700 | $148,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 10,312 | $146,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 20,148 | $146,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 10,600 | $144,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 14,560 | $144,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 10,310 | $143,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 22,173 | $143,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,826 | $142,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,441 | $141,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 19,391 | $140,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 14,063 | $140,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 15,309 | $139,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 10,427 | $139,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 29,980 | $137,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 21,309 | $137,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 13,063 | $136,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 10,063 | $136,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 12,117 | $135,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 31,839 | $134,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 10,448 | $134,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 11,119 | $133,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 23,311 | $133,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 12,650 | $133,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 20,891 | $132,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 32,700 | $132,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 301,875 | $132,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 40,047 | $132,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 14,333 | $130,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 48,621 | $130,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 18,754 | $130,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 18,648 | $129,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 23,964 | $129,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 13,434 | $128,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,773 | $128,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 20,750 | $128,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 14,657 | $127,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 11,052 | $126,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 14,565 | $126,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 29,575 | $125,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 15,515 | $125,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 47,952 | $125,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 11,739 | $124,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 10,724 | $124,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 17,314 | $123,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,223 | $122,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 23,275 | $121,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 60,813 | $120,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 21,455 | $120,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,299 | $118,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 16,377 | $118,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 11,672 | $118,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 12,221 | $117,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 23,991 | $117,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 11,275 | $117,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 18,813 | $116,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 45,660 | $116,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12,766 | $115,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 17,175 | $115,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 15,810 | $112,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 25,376 | $110,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 18,326 | $108,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 10,106 | $107,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 30,261 | $107,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 17,082 | $105,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 10,848 | $105,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 12,632 | $102,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 20,006 | $102,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 13,579 | $102,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 21,260 | $102,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 15,236 | $101,000 | thousands by filing date | |
| PSB HLDGS INC | 69360W108 | COM | 10,750 | $101,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,787 | $99,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 18,903 | $98,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 17,000 | $97,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 13,249 | $97,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 15,677 | $96,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 346,180 | $96,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,124 | $93,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,262 | $93,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 18,914 | $92,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 16,521 | $91,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 39,799 | $90,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 18,600 | $89,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 11,793 | $89,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 121,185 | $89,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 11,288 | $89,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,868 | $87,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001333978-15-000009 | this filing | 2015-10-27 | acceptance time not in the bulk data set |