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13F-HR filed by Commonwealth Equity Services, Inc

Commonwealth Equity Services, Inc filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-28, with 2,193 holding rows worth $10,062,865,000.

Accession
0001333978-15-000007
Filed
2015-07-28
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2015

A holdings report, 2,193 entries on the cover page, a total value of $10,062,865,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,062,847,000 with VALUE read as thousands by filing date, 13F file number 028-13650. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
MFA FINL INC55272X102COM20,585$152,000thousands by filing date
MFS CALIF MUN FD59318C106COM14,157$152,000thousands by filing date
NUVEEN VA QUALITY MUN INCOM67064R102COM11,259$151,000thousands by filing date
BLACKROCK INCOME TR INC09247F100COM23,522$149,000thousands by filing date
ASTRONOVA INC04638F108COM10,310$148,000thousands by filing date
PENGROWTH ENERGY CORP70706P104COMMON STOCK-FO59,288$148,000thousands by filing date
COHEN & STEERS GLOBAL INC BLDR19248M103COM12,885$147,000thousands by filing date
OXFORD LANE CAP CORP691543102COM10,259$146,000thousands by filing date
ASTORIA FINANCIAL CORP046265104COMMON STOCK10,556$146,000thousands by filing date
CALIFORNIA RES CORP COM13057Q107COM24,254$146,000thousands by filing date
WESTERN AST INFL LKD OPP & I95766R104COM12,998$145,000thousands by filing date
CATALYST PHARMACEUTICALS INC14888U101COM35,100$145,000thousands by filing date
ALPINE GLOBAL PREMIER PPTYS02083A103COM SBI22,474$145,000thousands by filing date
EXELIXIS INC COM30161Q104Stock38,236$144,000thousands by filing date
ITAU UNIBANCO HLDG S A SPON ADR REP PFD465562106ADR13,191$144,000thousands by filing date
IDEAL PWR INC451622104COM17,100$143,000thousands by filing date
HECLA MNG CO422704106COM54,074$142,000thousands by filing date
BLACKROCK MUNIYIELD PA QUALI09255G107COM10,600$142,000thousands by filing date
NUVEEN PA INVT QUALITY MUN F670972108COM10,797$142,000thousands by filing date
UNIVERSAL AMERN CORP NEW91338E101COM14,000$142,000thousands by filing date
NUVEEN S&P 500 DYNAMIC OVERWRI COM6706EW100CEF10,310$141,000thousands by filing date
HANCOCK JOHN INVT TR41013P749TAX ADV GLB SH14,017$141,000thousands by filing date
PERMIAN BASIN RTY TR714236106UNIT BEN INT17,324$140,000thousands by filing date
FIRSTHAND TECHNOLOGY VALUE F33766Y100COM10,882$140,000thousands by filing date
SWEDISH EXPT CR CORP870297801ROG TTL ETN 2222,458$140,000thousands by filing date
TRC COS INC872625108COM13,789$140,000thousands by filing date
GLOBAL X37950E275GBLX URANIUM NEW15,087$139,000thousands by filing date
JUST ENERGY GROUP INC48213W101COM26,399$138,000thousands by filing date
WESTERN ASSET MUN HIGH INCOME COM95766N103CEF19,158$137,000thousands by filing date
ISHARES MSCI464286335MSCI GLB GOLD19,205$137,000thousands by filing date
BROCADE COMMUNICATIONS SYS I111621306COM NEW11,350$135,000thousands by filing date
CEMEX SAB DE CV SPON ADR NEW151290889ADR14,642$134,000thousands by filing date
WINDSTREAM HLDGS INC97382A200COM NEW20,830$133,000thousands by filing date
KINDER MORGAN INC DEL49456B119*W EXP 05/25/20149,272$133,000thousands by filing date
SLM CORP COM78442P106Stock13,367$132,000thousands by filing date
DREYFUS26200S101MUTUAL FUNDS FI39,488$132,000thousands by filing date
NEURALSTEM INC64127R302COM67,809$132,000thousands by filing date
WESTERN ASSET GLOBAL HIGH INCO95766B109COM12,693$131,000thousands by filing date
ADVISORSHARES00768Y883EXCHANGE TRADED12,052$131,000thousands by filing date
OFFICE DEPOT INC676220106COM15,132$131,000thousands by filing date
LXP INDUSTRIAL TRUST529043101COM15,311$130,000thousands by filing date
COSAN LTDG25343107SHS A21,074$130,000thousands by filing date
PIONEER MUNICIPAL HIGH INCOME723762100COM10,338$129,000thousands by filing date
NUVEEN SELECT MATURITIES MUNIC67061t101CLSD FD12,717$129,000thousands by filing date
BANCO BRADESCO S A059460303SP ADR PFD NEW13,800$126,000thousands by filing date
IMMUNOMEDICS INC452907108COM31,115$126,000thousands by filing date
NORTHEAST BANCORP663904209COM12,650$126,000thousands by filing date
Crestwood Mid Lp New226378107UNIT LTD PARTNER11,237$126,000thousands by filing date
LEXICON PHARMACEUTICALS INC528872302COMMON STOCK15,540$125,000thousands by filing date
SOLAZYME INC83415T101COM39,702$125,000thousands by filing date
GOLDEN MINERALS COMPANY381119106COM356,180$125,000thousands by filing date
TICC CAPITAL CORP87244T109COM18,310$123,000thousands by filing date
AMERICA FIRST MULTIFAMILY IN02364V107BEN UNIT CTF22,025$122,000thousands by filing date
ARBOR REALTY TRUST INC038923108COM17,564$119,000thousands by filing date
ALBERTSONS CO SHS CL A CLASS CLASS A039380100COM342,555$116,000thousands by filing date
MADISON COVERED CALL & EQUITY557437100COM14,468$115,000thousands by filing date
iShares S&P Global Clean Energy Index Fund464288224COM10,254$114,000thousands by filing date
ICICI BANK LIMITED ADR45104G104ADR10,960$114,000thousands by filing date
PIMCO CALIFORNIA MUNICIPAL INC72200M108COM12,206$114,000thousands by filing date
SANDRIDGE PERMIAN TR80007A102COM UNIT BEN INT15,253$114,000thousands by filing date
PEOPLES FINL CORP MISS71103B102COM10,848$113,000thousands by filing date
NEW YORK MORTGAGE TRUST INC649604501COM PAR $.0214,834$111,000thousands by filing date
NEW AMERICA HIGH INCOME FUND I641876800COM NEW12,373$109,000thousands by filing date
BROOKFIELD HIGH INCOME FD INC COM11272P102CEF13,249$108,000thousands by filing date
MFS MULTIMARKET INCOME TR552737108SH BEN INT17,396$106,000thousands by filing date
AMBEV SA SPONSORED ADR02319V103ADR17,201$105,000thousands by filing date
CLIFFS NATURAL RESOURCES18683K101COMMON STOCK24,264$105,000thousands by filing date
PCM FD INC69323T101COM10,293$103,000thousands by filing date
HALCON RES CORP40537Q209COM NEW88,405$103,000thousands by filing date
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR05946K101ADR10,211$101,000thousands by filing date
NEVSUN RES LTD64156L101COM26,470$100,000thousands by filing date
GASTAR EXPLORATION LTD36729W202COMMON STOCK31,900$99,000thousands by filing date
ANTARES PHARMA INC036642106COM47,400$99,000thousands by filing date
OHA INVT CORP67091U102COM17,400$99,000thousands by filing date
AGENUS INC00847G705COM NEW11,225$97,000thousands by filing date
NEOVASC INC COM STK64065J106COM14,200$97,000thousands by filing date
GLADSTONE INVESTMENT CORP376546107COM12,096$96,000thousands by filing date
DEUTSCHE HIGH INCOME TR SHS25155R100CEF11,288$96,000thousands by filing date
CUSHING MLP TOTAL RETURN FD231631102COM SHS25,756$95,000thousands by filing date
FUELCELL ENERGY INC COM35952H106COM96,585$94,000thousands by filing date
NEOGENOMICS INC64049M209COM NEW17,000$92,000thousands by filing date
ALLSPRING INCOME OPPORTUNITIES94987B105INC OPPTY FD10,935$90,000thousands by filing date
BALLARD PWR SYS INC NEW COM058586108Stock42,723$89,000thousands by filing date
CYTRX CORP232828509COM PAR $.00123,901$89,000thousands by filing date
DERMA SCIENCES INC249827502COM PAR $.0112,350$88,000thousands by filing date
INOVIO PHARMACEUTICALS INC45773H201COM NEW10,711$87,000thousands by filing date
PACIFIC DRILLING SA LUXEMBOUL7257P106REG SHS31,200$87,000thousands by filing date
GLOBAL HIGH INCOME FUND INC37933G108COM10,264$87,000thousands by filing date
PSB HLDGS INC69360W108COM10,750$87,000thousands by filing date
INVESCO SR INCOME TR46131H107COM19,257$86,000thousands by filing date
MFS HIGH INCOME MUN TR59318D104SH BEN INT18,698$86,000thousands by filing date
BASIC ENERGY SERVICES INC06985P100COMMON STOCK11,387$86,000thousands by filing date
NOMURA HLDGS INC SPONSORED ADR65535H208ADR12,527$85,000thousands by filing date
PETROLEO BRASILEIRO S A71654V101SP ADR NON VTG10,472$85,000thousands by filing date
WESTERN ASSET MGD HI INCM FD95766L107COM17,187$85,000thousands by filing date
ACTIVE POWER INC00504W308COM NEW42,130$85,000thousands by filing date
WESTERN ASSET HIGH INCOME OP95766K109COM16,222$84,000thousands by filing date
Synta Pharmaceuticals Corp.87162T206COM37,765$84,000thousands by filing date
MCDERMOTT INTL INC580037109COM15,297$82,000thousands by filing date
MFS SPECIAL VALUE TRUST55274E102CMN13,194$81,000thousands by filing date
REVOLUTION LIGHTING TECHNOLO76155G107COM69,235$80,000thousands by filing date
STUDENT TRANSPORTATION INC86388A108COMMON17,195$79,000thousands by filing date
PENN WEST PETE LTD NEW707887105COM45,340$78,000thousands by filing date
Breitburn Energy Ptnr Lp106776107COM UT LTD PTN16,332$78,000thousands by filing date
SANDRIDGE MISSISSIPPIAN TRUST I80007T101COMMON STOCK17,837$77,000thousands by filing date
PACHOLDER HIGH YIELD FD INC693742108COM11,102$77,000thousands by filing date
ALLSPRING GLOBAL DIVIDEND OPPO94987C103COM10,950$76,000thousands by filing date
Crestwood Equity Partners226344109COM18,467$76,000thousands by filing date
ZYNGA INC.98986T108CL A26,210$75,000thousands by filing date
INVESTORS REAL ESTATE TRUST461730103COMMON STOCK10,201$73,000thousands by filing date
KEY ENERGY SVCS INC492914106COM40,387$73,000thousands by filing date
TRANSPORTADORA DE GAS SUR893870204SPONSORED ADS B15,982$72,000thousands by filing date
PUTNAM PREMIER INCOME TR746853100SH BEN INT13,861$71,000thousands by filing date
Coeur D'Alene192108ar9CONV BOND70,000$71,000thousands by filing date
AK STEEL HOLDING CORP001547108COM18,040$70,000thousands by filing date
Galena Biopharma Inc363256108COM38,440$65,000thousands by filing date
IDERA PHARMACEUTICALS INC45168K306COM17,600$65,000thousands by filing date
ARENA PHARMECEUTICALS INC040047102COMMON STOCK13,724$64,000thousands by filing date
OCATA THERAPEUTICS INC67457L100COM12,086$64,000thousands by filing date
Advanced Micro Devices,Inc.007903107COM25,582$61,000thousands by filing date
NAVIDEA BIOPHARMACEUTICALS I63937X103COM37,802$61,000thousands by filing date
STERLING INFRASTRUCTURE INC COM859241101Stock15,000$60,000thousands by filing date
AXOGEN INC05463X106COM19,036$60,000thousands by filing date
NOVAGOLD RESOURCES INC66987E206COM NEW17,523$60,000thousands by filing date
Fusion Telecomm Intl Inc36113B400COM NEW28,304$60,000thousands by filing date
CERUS CORP157085101COM11,220$58,000thousands by filing date
COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR20441A102ADR10,939$57,000thousands by filing date
GALECTIN THERAPEUTICS INC363225202COMMON STOCK20,998$57,000thousands by filing date
METALICO INC591176102COM111,521$57,000thousands by filing date
ATLANTIC PWR CORP04878Q863COM NEW18,272$56,000thousands by filing date
REPUBLIC FIRST BANCORP INC760416107COM16,079$56,000thousands by filing date
ATHERSYS INC04744L106COM45,600$55,000thousands by filing date
PLURISTEM THERAPEUTICS INC72940R102COM20,800$52,000thousands by filing date
ADDVANTAGE TECHNOLOGIES GRP006743306CMN21,820$51,000thousands by filing date
RELM WIRELESS CORP759525108COM10,000$49,000thousands by filing date
DEX MEDIA INC25213A107COM65,400$48,000thousands by filing date
EXCO RESOURCES INC269279402COMMON STOCK39,175$46,000thousands by filing date
PROVECTUS BIOPHARMACEUTICALS74373P108COMMON STOCK82,500$45,000thousands by filing date
ZOGENIX INC98978L105COM27,000$45,000thousands by filing date
NAVIOS MARITIME ACQUISITIONY62159101COMMON12,264$44,000thousands by filing date
CREDIT SUISSE ASSET MGMT INC224916106COM13,412$43,000thousands by filing date
KINROSS GOLD CORP496902404COM18,231$42,000thousands by filing date
Castle Brands Inc148435100COM30,000$42,000thousands by filing date
SUMMER INFANT INC865646103COMM STK20,846$42,000thousands by filing date
Hugoton Royalty Trust444717102COM11,789$41,000thousands by filing date
PARKER DRILLING CO701081101COMMON STOCK11,965$40,000thousands by filing date
ZION OIL & GAS INC989696109COM19,342$37,000thousands by filing date
ENERGY XXI (BERMUDA) LTDG10082140USD UNRS SHS14,074$37,000thousands by filing date
SANOFI80105N113COMMON STOCK-FO51,934$36,000thousands by filing date
NOVATEL WIRELESS INC66987M604COM NEW11,006$36,000thousands by filing date
LIQTECH INTERNATIONAL53632a102COM42,000$35,000thousands by filing date
CHESAPEAKE ENERGY CORP165167BW6NOTE 2.750%11/132,000$32,000thousands by filing date
JEFFERIES GROUP INC472319AG7CORPORATE OBLIG30,000$31,000thousands by filing date
PEDEVCO CORP70532Y204COM68,798$31,000thousands by filing date
RENTECH INC COM760112102COM28,200$30,000thousands by filing date
ION GEOPHYSICAL CORP462044108COM27,094$29,000thousands by filing date
CAPSTONE TURBINE CORP COM14067D102COM71,667$29,000thousands by filing date
PROPHASE LABS INC74345W108COM19,305$26,000thousands by filing date
DURECT CORP266605104COM11,000$26,000thousands by filing date
PARAGON OFFSHORE PLC XXXG6S01W108COM23,120$25,000thousands by filing date
Female Health Company314462102COM13,987$25,000thousands by filing date
ON TRACK INNOVATION LTDM8791A109SHS17,150$24,000thousands by filing date
TEARLAB CORP878193101COM11,576$23,000thousands by filing date
LIFEVANTAGE CORP53222K106COM38,435$20,000thousands by filing date
PROSPECT CAPITAL CORPORATION 5.75 03/15/201874348TAL6Convertible20,000$20,000thousands by filing date
RUBICON MINERALS CORP780911103COM16,960$18,000thousands by filing date
CYTORI THERAPEUTICS INC23283K105COM32,550$18,000thousands by filing date
NANOVIRICIDES INC630087203COM NEW10,331$18,000thousands by filing date
Walter Energy Inc93317Q105COM76,907$17,000thousands by filing date
APOLLO INVT CORP03761UAE6NOTE 5.750% 1/115,000$15,000thousands by filing date
RTI INTL METALS INC 3.00074973WAA5NOTE 3.000%12/015,000$15,000thousands by filing date
DISCOVERY LABORATORIES INC N254668403COM NEW20,833$14,000thousands by filing date
ACURA PHARMACEUTICALS INC00509L703COM NEW13,232$13,000thousands by filing date
LIGHTBRIDGE CORP53224K104COMMON STOCK10,400$12,000thousands by filing date
PALATIN TECHNOLOGIES INC696077403COM PAR $ .0113,100$12,000thousands by filing date
ARVINMERITOR INC043353AH4CORPORATE OBLIG10,000$10,000thousands by filing date
DRAGONWAVE INC26144M103COM18,375$10,000thousands by filing date
TASEKO MINES LTD COM876511106Stock16,105$9,000thousands by filing date
MASSEY ENERGY CO576203AJ2NOTE 3.250% 8/025,000$9,000thousands by filing date
HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS427093109ADR34,822$8,000thousands by filing date
ALPHA NATURAL RESOURCES INC02076X102COM23,926$7,000thousands by filing date
ODYSSEY MARINE EXPLORATION I676118102COM13,924$7,000thousands by filing date
STEMCELLS INC85857R204COM NEW10,903$6,000thousands by filing date
PARKERVISION INC701354102COM16,500$6,000thousands by filing date
WARREN RESOURCES INC93564A100COM13,054$6,000thousands by filing date
Amedica Corporation023435100COM10,350$6,000thousands by filing date
MAGELLAN PETROLEUM CORP559091301com11,741$5,000thousands by filing date
PEABODY ENERGY CORP704549AG9CORPORATE OBLIG26,000$4,000thousands by filing date
TANZANIAN ROYALTY EXPLORATION CORP.87600U104COM11,900$4,000thousands by filing date
OPEXA THERAPEUTICS INC68372T202CMN10,000$4,000thousands by filing date
AVALON RARE METALS INC053470100COM16,836$3,000thousands by filing date
AUTHENTIDATE HLDG CORP052666203COM11,298$2,000thousands by filing date
LUCAS ENERGY INC549333201COM NEW15,200$2,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001333978-15-000007this filing2015-07-28acceptance time not in the bulk data set