13F-HR filed by Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-13, with 2,095 holding rows worth $8,922,269,000.
- Accession
- 0001333978-15-000003
- Filer
- CIK 1333978
- Filed
- 2015-01-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 2,095 entries on the cover page, a total value of $8,922,269,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,922,272,000 with VALUE read as thousands by filing date, 13F file number 028-13650. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OHA INVT CORP | 67091U102 | COM | 15,858 | $74,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 26,185 | $73,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 17,000 | $71,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 78,303 | $71,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 37,802 | $71,000 | thousands by filing date | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 70,000 | $71,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 11,220 | $70,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 20,148 | $70,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 18,925 | $70,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 19,036 | $68,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 10,628 | $68,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 20,846 | $68,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 23,914 | $67,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,663 | $66,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 23,623 | $64,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 80,500 | $64,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 23,546 | $63,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 12,232 | $63,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 30,339 | $63,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 16,079 | $60,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 24,785 | $60,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 20,000 | $58,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 15,982 | $56,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 13,787 | $54,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 71,509 | $53,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 19,301 | $53,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 17,107 | $52,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 14,398 | $52,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 39,435 | $51,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 34,360 | $49,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,140 | $48,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,768 | $48,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 47,100 | $48,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 13,242 | $48,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 10,000 | $48,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 15,517 | $45,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,980 | $44,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 10,711 | $44,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 27,000 | $44,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 44,291 | $43,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,770 | $42,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 16,400 | $41,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 11,872 | $39,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 48,800 | $39,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 12,400 | $39,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 32,408 | $39,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 11,803 | $38,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 11,965 | $37,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 109,521 | $37,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 28,200 | $36,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 25,383 | $35,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 32,000 | $32,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 10,006 | $32,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 30,000 | $31,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 10,100 | $30,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 13,570 | $29,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 19,305 | $28,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 26,000 | $28,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,160 | $27,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 60,798 | $27,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 15,609 | $26,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 20,000 | $26,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 25,000 | $24,000 | thousands by filing date | |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 22,000 | $24,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,105 | $22,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 10,399 | $22,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 14,140 | $21,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 17,308 | $18,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 18,500 | $17,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 17,310 | $17,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,400 | $16,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 32,550 | $16,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 16,650 | $16,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 23,500 | $16,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 13,943 | $15,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 15,000 | $15,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 15,000 | $15,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 10,000 | $15,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 26,000 | $14,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,050 | $12,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 10,295 | $11,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 10,000 | $11,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 11,298 | $11,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 11,741 | $11,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 25,700 | $10,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 11,180 | $10,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 11,000 | $8,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 10,350 | $8,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 10,400 | $7,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 11,232 | $5,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 27,300 | $5,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 21,000 | $3,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 18,036 | $3,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 15,200 | $2,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 13,700 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001333978-15-000003 | this filing | 2015-01-13 | acceptance time not in the bulk data set |