13F-HR filed by Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-17, with 2,092 holding rows worth $8,227,085,000.
- Accession
- 0001333978-14-000015
- Filer
- CIK 1333978
- Filed
- 2014-10-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,092 entries on the cover page, a total value of $8,227,085,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,227,089,000 with VALUE read as thousands by filing date, 13F file number 028-13650. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,658 | $321,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 7,139 | $319,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 19,393 | $319,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 6,194 | $319,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 4,083 | $319,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 27,254 | $318,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 14,302 | $318,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 16,094 | $318,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 12,327 | $318,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 6,250 | $317,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 8,951 | $317,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 4,022 | $317,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,669 | $316,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 10,767 | $316,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 45,739 | $315,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 7,061 | $315,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 9,657 | $315,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 10,641 | $315,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,124 | $314,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 24,904 | $314,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,169 | $314,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 13,132 | $314,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 4,555 | $314,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 81,660 | $314,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,127 | $313,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 22,816 | $313,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,611 | $313,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 18,646 | $312,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 24,051 | $311,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,890 | $311,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 32,478 | $310,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 15,255 | $310,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 6,583 | $309,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 22,757 | $309,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 23,675 | $309,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 5,774 | $309,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 153,850 | $309,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 7,066 | $308,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,498 | $307,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 3,138 | $307,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 7,932 | $306,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 8,902 | $306,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 29,011 | $306,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 27,767 | $305,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 12,045 | $305,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 17,848 | $305,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 38,588 | $304,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 6,689 | $301,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 32,783 | $301,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 7,248 | $300,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 17,477 | $300,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 15,260 | $300,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 12,893 | $300,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 14,457 | $300,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 37,078 | $300,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 6,543 | $298,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 8,691 | $297,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 7,934 | $296,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 3,036 | $296,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,384 | $295,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 28,472 | $295,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 16,880 | $295,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 3,157 | $294,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 21,362 | $294,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,893 | $293,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,569 | $292,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,632 | $292,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 40,855 | $292,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 3,120 | $292,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 13,068 | $292,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 7,843 | $291,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 10,583 | $291,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 38,479 | $290,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 9,995 | $290,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 20,310 | $289,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 17,119 | $289,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 12,376 | $289,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 7,788 | $289,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 3,316 | $288,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 6,415 | $287,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 15,646 | $287,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 13,553 | $287,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 75,036 | $287,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 561 | $286,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 4,538 | $286,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,513 | $285,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 48,201 | $285,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 4,411 | $285,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 40,142 | $284,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 15,199 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 3,214 | $283,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 7,577 | $282,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,752 | $282,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 76,000 | $281,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 18,485 | $280,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 5,228 | $280,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 46,000 | $280,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 28,495 | $279,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 26,592 | $279,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,856 | $278,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 24,399 | $278,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 9,610 | $277,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 11,500 | $277,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,771 | $276,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,496 | $276,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 5,166 | $276,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 7,257 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 7,731 | $275,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,941 | $275,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 6,445 | $275,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 12,582 | $274,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 2,983 | $273,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 5,495 | $273,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 8,734 | $272,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 3,826 | $272,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 7,317 | $272,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 10,557 | $272,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 10,977 | $272,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 19,133 | $271,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 22,201 | $271,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 48,616 | $271,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,651 | $270,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,511 | $270,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 26,009 | $270,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 8,859 | $270,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 11,135 | $270,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 3,157 | $269,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 7,099 | $268,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,445 | $268,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 4,932 | $268,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,610 | $267,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 13,846 | $267,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 12,149 | $267,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 4,592 | $266,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 7,730 | $265,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 19,249 | $265,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 15,604 | $265,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 26,872 | $265,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 1,245 | $265,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 7,255 | $264,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 10,038 | $264,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 2,222 | $264,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 10,692 | $264,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 47,402 | $264,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 7,676 | $263,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 21,175 | $263,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 7,160 | $263,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,744 | $262,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 29,232 | $262,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 11,712 | $262,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,964 | $261,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,297 | $260,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 6,227 | $260,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 8,832 | $260,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 26,794 | $260,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 43,416 | $260,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 12,690 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,653 | $259,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 5,174 | $259,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 13,267 | $259,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 6,082 | $258,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 10,764 | $258,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,918 | $257,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 18,566 | $257,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 13,623 | $257,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 12,649 | $257,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,452 | $256,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 16,979 | $256,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 26,304 | $255,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,265 | $255,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 8,065 | $255,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,013 | $254,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 36,955 | $254,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 4,344 | $253,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 6,375 | $253,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,900 | $253,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,634 | $253,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 12,956 | $253,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 18,380 | $252,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 27,641 | $252,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 10,998 | $252,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,101 | $251,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 10,028 | $251,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,760 | $251,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 10,646 | $250,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 9,135 | $250,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 14,619 | $250,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 61,045 | $250,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 3,648 | $249,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 23,257 | $247,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 7,810 | $246,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 6,131 | $246,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 20,802 | $245,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,171 | $245,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 4,318 | $245,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,332 | $245,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 4,918 | $245,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 17,114 | $243,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 7,428 | $242,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 6,643 | $242,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 3,578 | $242,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 5,116 | $242,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 3,367 | $241,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,109 | $240,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,167 | $240,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 16,985 | $240,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 7,275 | $240,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 29,144 | $240,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,970 | $239,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 6,144 | $239,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 7,542 | $239,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 17,261 | $239,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 5,998 | $239,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 4,964 | $239,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 372,953 | $239,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 18,925 | $238,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 20,240 | $238,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 7,083 | $238,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 26,141 | $238,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,439 | $236,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 5,376 | $236,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 3,840 | $236,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 22,725 | $236,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 7,520 | $235,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 11,601 | $234,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 19,500 | $234,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 7,436 | $234,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 6,319 | $233,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 7,609 | $232,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,245 | $232,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 46,201 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,866 | $232,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 19,865 | $232,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 8,528 | $231,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 7,112 | $231,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 14,562 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 4,756 | $230,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 25,600 | $230,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 200 | $229,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 9,939 | $229,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 6,870 | $229,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,724 | $229,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 7,659 | $229,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 6,617 | $228,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 21,145 | $228,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 5,930 | $228,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 10,266 | $227,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 16,019 | $227,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 8,788 | $227,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,956 | $226,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 4,842 | $226,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 26,146 | $226,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 5,283 | $226,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,571 | $225,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 10,153 | $225,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 5,600 | $225,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 8,236 | $224,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 5,742 | $223,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,932 | $223,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 5,031 | $223,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 20,884 | $222,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 8,694 | $221,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 16,807 | $220,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 22,748 | $220,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 20,854 | $220,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 3,684 | $219,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,543 | $219,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 31,832 | $219,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 8,610 | $218,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 6,022 | $218,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,483 | $218,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,685 | $217,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 6,487 | $217,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 12,228 | $216,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,206 | $216,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 7,692 | $216,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 7,885 | $216,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 8,460 | $216,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 3,501 | $215,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 5,647 | $215,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 6,651 | $215,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 9,682 | $215,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 7,537 | $215,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 3,409 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,191 | $214,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,791 | $214,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 12,964 | $214,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 8,275 | $214,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 2,977 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,962 | $213,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,225 | $212,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,412 | $212,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 16,251 | $212,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 17,637 | $212,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 7,897 | $211,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 15,543 | $211,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 4,624 | $211,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 7,025 | $211,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 31,984 | $210,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 3,852 | $210,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,730 | $210,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 8,363 | $209,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 15,690 | $209,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 3,571 | $209,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 10,900 | $209,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 17,971 | $208,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,965 | $208,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 14,086 | $208,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 30,810 | $208,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 17,503 | $208,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 32,545 | $208,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 4,742 | $207,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 4,063 | $207,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 32,474 | $207,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 14,145 | $207,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 6,498 | $206,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 6,747 | $206,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,625 | $206,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 12,198 | $206,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 9,010 | $206,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 24,900 | $206,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 8,164 | $206,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 10,885 | $206,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13,484 | $205,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 5,029 | $205,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 23,161 | $205,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 5,489 | $204,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 8,774 | $204,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 7,665 | $204,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,751 | $203,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,606 | $202,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,849 | $201,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 3,690 | $201,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 15,317 | $201,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 14,000 | $201,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 32,666 | $201,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 24,690 | $199,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 18,655 | $199,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 30,980 | $197,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 42,000 | $197,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 19,929 | $197,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 14,496 | $197,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 14,786 | $196,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 17,882 | $196,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 36,345 | $196,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,114 | $195,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 13,448 | $195,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 14,199 | $193,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 15,294 | $192,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 13,421 | $191,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 85,169 | $191,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 13,326 | $189,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 16,206 | $188,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 12,695 | $186,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 19,016 | $186,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 66,065 | $184,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 12,448 | $183,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 10,365 | $180,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,701 | $179,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 17,666 | $177,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 16,332 | $176,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 12,112 | $175,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 12,865 | $174,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12,975 | $173,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,473 | $173,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 11,510 | $173,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 22,299 | $173,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 13,190 | $173,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 30,101 | $172,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,016 | $171,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 13,683 | $171,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 13,648 | $171,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 17,948 | $169,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 11,452 | $169,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 17,186 | $169,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 51,309 | $168,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 19,793 | $168,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 14,521 | $168,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 17,235 | $167,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 90,150 | $165,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 10,532 | $162,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 17,795 | $161,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 10,229 | $161,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 18,056 | $161,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 32,953 | $160,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 11,851 | $160,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,614 | $158,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 10,539 | $157,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 16,136 | $157,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 11,466 | $156,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,331 | $155,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,894 | $154,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,623 | $153,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 11,180 | $153,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 14,157 | $153,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 10,664 | $152,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 10,019 | $152,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 12,992 | $152,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 12,323 | $152,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 10,214 | $152,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 14,683 | $152,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 60,718 | $151,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 22,342 | $151,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 12,469 | $151,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 15,971 | $151,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 10,584 | $149,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,555 | $148,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 20,409 | $148,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 12,722 | $147,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 22,356 | $146,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 20,170 | $146,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,458 | $145,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 10,848 | $144,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 14,502 | $143,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 47,301 | $143,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,301 | $142,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 11,440 | $142,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 11,263 | $140,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,670 | $139,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 11,839 | $139,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 11,152 | $138,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 22,313 | $138,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 12,439 | $137,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,411 | $137,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 13,056 | $137,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 10,310 | $136,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 23,854 | $134,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 14,973 | $133,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 16,258 | $132,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 27,686 | $132,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 11,510 | $130,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 11,427 | $130,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,057 | $128,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,284 | $127,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,228 | $126,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 13,988 | $125,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 10,061 | $125,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 11,377 | $124,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,561 | $123,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 14,111 | $123,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 16,355 | $122,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 109,521 | $120,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 73,198 | $120,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 12,847 | $120,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 12,650 | $117,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 30,115 | $112,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 51,735 | $108,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 13,710 | $107,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 31,176 | $106,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 21,130 | $106,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,123 | $104,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,113 | $104,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 25,052 | $104,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,206 | $103,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 13,143 | $103,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 13,540 | $103,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 28,304 | $103,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 20,061 | $101,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 12,106 | $101,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 21,054 | $100,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 18,145 | $100,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 27,850 | $99,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 10,137 | $98,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 35,817 | $97,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 41,676 | $97,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,575 | $96,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 22,277 | $96,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 15,992 | $96,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 10,881 | $96,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,940 | $95,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 10,000 | $94,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 15,800 | $93,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 27,035 | $92,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 21,685 | $91,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 17,000 | $89,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 24,440 | $89,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,960 | $87,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 10,255 | $85,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 42,130 | $84,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 81,500 | $83,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 10,220 | $82,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 48,860 | $82,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 16,280 | $81,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,766 | $80,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 12,352 | $79,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 11,310 | $79,000 | thousands by filing date | |
| PSB HLDGS INC | 69360W108 | COM | 10,650 | $78,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 23,033 | $76,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 40,333 | $74,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 20,846 | $73,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 19,057 | $71,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 12,358 | $71,000 | thousands by filing date | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 70,000 | $71,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 65,344 | $70,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 48,859 | $69,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 10,554 | $67,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 32,025 | $64,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,570 | $64,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 14,470 | $61,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 17,287 | $60,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001333978-14-000015 | this filing | 2014-10-17 | acceptance time not in the bulk data set |