13F-HR filed by Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-07, with 1,991 holding rows worth $7,239,841,000.
- Accession
- 0001333978-14-000011
- Filer
- CIK 1333978
- Filed
- 2014-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 1,991 entries on the cover page, a total value of $7,239,841,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,239,826,000 with VALUE read as thousands by filing date, 13F file number 028-13650. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 10,875 | $291,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 3,408 | $291,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 11,704 | $291,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 21,546 | $290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 5,305 | $290,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 23,656 | $290,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 4,411 | $290,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 5,613 | $289,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 7,029 | $289,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 10,992 | $289,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,952 | $287,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,753 | $286,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,590 | $285,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 8,518 | $285,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,706 | $284,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 41,841 | $284,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 7,061 | $283,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 11,858 | $283,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,030 | $283,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 9,111 | $282,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 9,534 | $282,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 3,658 | $281,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,649 | $281,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,970 | $281,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 14,464 | $279,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 2,801 | $279,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 48,182 | $279,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 14,413 | $279,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 42,000 | $278,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 5,080 | $278,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 5,294 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 14,486 | $278,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 15,778 | $277,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 19,283 | $277,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 7,179 | $277,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 9,864 | $277,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,028 | $276,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,672 | $275,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 21,546 | $275,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 3,126 | $275,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 12,959 | $275,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 4,308 | $274,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 11,763 | $274,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 12,769 | $274,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 4,383 | $273,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 12,768 | $273,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,500 | $272,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 19,900 | $272,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 8,670 | $272,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 17,088 | $272,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 38,484 | $271,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 10,859 | $271,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 15,531 | $270,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 13,860 | $270,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 15,595 | $270,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 2,898 | $270,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 2,712 | $269,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 38,677 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 6,451 | $269,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 6,296 | $269,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 73,274 | $269,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267L805 | ETRACS DIV HI 43 | 10,571 | $269,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 20,980 | $268,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 2,690 | $268,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 7,443 | $267,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 4,064 | $266,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,730 | $266,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 14,461 | $266,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 3,899 | $265,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 8,031 | $264,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 5,608 | $264,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 7,165 | $264,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 7,718 | $263,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 7,223 | $263,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,819 | $262,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,395 | $261,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 18,753 | $261,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 19,788 | $261,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 5,749 | $261,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 5,334 | $260,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,609 | $260,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 22,259 | $259,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 19,841 | $259,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 3,578 | $258,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 31,927 | $258,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 18,897 | $257,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,595 | $256,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,847 | $255,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 10,402 | $255,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 3,665 | $254,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 63,114 | $254,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,800 | $252,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 7,990 | $252,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,541 | $252,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 7,180 | $252,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 24,959 | $252,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,683 | $251,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 24,149 | $251,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 25,541 | $251,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 3,860 | $250,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 5,917 | $250,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,484 | $249,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,660 | $249,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 30,879 | $249,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,241 | $249,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 6,350 | $249,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,347 | $249,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 6,056 | $247,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,505 | $247,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,210 | $247,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 16,682 | $246,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 8,243 | $246,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,742 | $246,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,902 | $245,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 6,560 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 9,025 | $244,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 11,575 | $244,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 7,765 | $244,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 4,119 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 11,984 | $243,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 6,054 | $243,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 12,702 | $243,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 57,771 | $243,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 6,699 | $243,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,885 | $242,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 4,794 | $242,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,508 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 5,302 | $241,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10,003 | $240,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 4,093 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,385 | $240,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 36,625 | $239,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,778 | $239,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 6,104 | $239,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 7,075 | $239,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 10,705 | $238,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,887 | $238,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 9,458 | $238,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 13,651 | $237,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 17,448 | $237,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,672 | $237,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 23,974 | $237,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,496 | $237,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 11,430 | $237,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,123 | $237,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 19,077 | $237,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 3,686 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 9,632 | $236,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,839 | $235,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 7,819 | $234,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,063 | $234,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 16,664 | $234,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 18,772 | $232,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 5,779 | $232,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,605 | $232,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 6,267 | $232,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 4,710 | $231,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 22,477 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,962 | $231,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 2,300 | $231,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 8,994 | $231,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,600 | $230,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,757 | $230,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 8,712 | $230,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,429 | $230,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,340 | $229,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 200 | $229,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,342 | $228,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,061 | $228,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 10,024 | $228,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 6,413 | $227,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 13,707 | $227,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6,134 | $226,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 7,640 | $226,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 18,185 | $226,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 9,722 | $226,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,155 | $225,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 5,600 | $225,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 48,616 | $225,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,720 | $225,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 3,880 | $225,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 20,240 | $224,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 15,844 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 4,837 | $222,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 6,693 | $222,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,027 | $222,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 6,953 | $222,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 16,587 | $222,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 6,110 | $222,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 15,143 | $221,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 6,710 | $221,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 12,229 | $220,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 8,950 | $220,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 2,252 | $220,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 46,368 | $219,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 11,500 | $219,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 4,995 | $218,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,529 | $218,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 16,982 | $217,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 18,359 | $217,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 5,688 | $217,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 5,028 | $217,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 13,293 | $217,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 7,031 | $216,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 15,905 | $216,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 42,021 | $216,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,061 | $216,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 10,709 | $216,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 4,301 | $216,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 4,305 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 2,525 | $216,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 5,595 | $215,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 3,421 | $215,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,762 | $215,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 12,424 | $215,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,199 | $214,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 2,001 | $213,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,637 | $213,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 8,000 | $213,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 3,484 | $213,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 12,158 | $212,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 16,500 | $211,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 13,872 | $211,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 1,140 | $211,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 3,163 | $211,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 8,313 | $211,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,174 | $210,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,528 | $210,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 5,162 | $210,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 6,111 | $209,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 3,966 | $208,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 3,519 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,926 | $208,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 7,789 | $208,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 9,063 | $207,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 10,642 | $207,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 9,588 | $206,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,400 | $206,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 14,888 | $206,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 12,826 | $206,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 6,291 | $206,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 3,805 | $206,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 7,109 | $206,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 4,648 | $205,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 8,319 | $205,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 27,345 | $205,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 9,496 | $205,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,156 | $204,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,455 | $203,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,986 | $203,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 6,037 | $203,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,701 | $203,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 11,179 | $201,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 19,416 | $201,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 6,686 | $201,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,841 | $200,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 5,506 | $200,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 9,694 | $200,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,606 | $199,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 10,824 | $198,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,633 | $197,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 26,184 | $197,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 23,613 | $197,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 18,805 | $197,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 15,299 | $196,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 48,454 | $192,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 15,282 | $191,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 22,409 | $190,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 13,789 | $190,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 14,197 | $190,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 23,135 | $190,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,578 | $187,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 12,325 | $187,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 13,720 | $187,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 13,824 | $185,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 12,689 | $185,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 19,632 | $185,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 12,579 | $185,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 61,045 | $185,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 12,869 | $183,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 13,608 | $182,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 18,298 | $182,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 18,469 | $182,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 14,243 | $181,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 46,439 | $181,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,461 | $180,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 30,853 | $180,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,038 | $180,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 19,248 | $180,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,270 | $179,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 17,610 | $179,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 109,517 | $179,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 18,866 | $178,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 22,793 | $177,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 52,942 | $176,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,187 | $175,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,117 | $173,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,375 | $173,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 13,188 | $173,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 15,208 | $173,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 12,513 | $173,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 40,809 | $171,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 13,999 | $170,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 11,374 | $168,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 201,253 | $168,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 15,231 | $166,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 17,574 | $166,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,699 | $164,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 12,331 | $164,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,293 | $163,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 22,800 | $163,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 28,872 | $162,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 16,520 | $162,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 52,312 | $161,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,842 | $161,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 14,190 | $161,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 11,900 | $160,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,399 | $160,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 10,481 | $160,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 13,208 | $160,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 19,320 | $160,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 11,561 | $159,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 27,816 | $159,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 20,272 | $159,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 13,277 | $158,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 15,298 | $158,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 17,560 | $157,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 11,846 | $156,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 15,045 | $156,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 13,405 | $154,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 15,632 | $153,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 10,187 | $153,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 11,411 | $152,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 11,244 | $152,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 14,157 | $150,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 10,187 | $149,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 11,348 | $147,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 10,214 | $144,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 10,848 | $144,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 15,658 | $143,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 15,395 | $143,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 10,267 | $142,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 18,244 | $142,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,234 | $141,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 23,276 | $141,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,408 | $140,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 10,789 | $138,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 19,621 | $136,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 11,455 | $136,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 66,196 | $136,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 12,137 | $134,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,500 | $133,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 20,785 | $131,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 10,210 | $129,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 29,990 | $129,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 11,510 | $129,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 30,115 | $127,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 18,054 | $127,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,447 | $127,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 16,930 | $127,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 10,059 | $126,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,552 | $125,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,362 | $124,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 10,223 | $124,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 10,310 | $123,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 20,661 | $121,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 21,201 | $121,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 29,546 | $118,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 13,188 | $118,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 24,320 | $117,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 10,576 | $117,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,110 | $115,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 19,766 | $110,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 10,000 | $110,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 10,005 | $109,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 12,710 | $108,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 16,417 | $107,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 43,174 | $107,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 13,671 | $106,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 10,380 | $104,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 31,150 | $103,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,188 | $101,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 35,406 | $101,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 12,248 | $101,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 10,275 | $101,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 13,820 | $100,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,016 | $99,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 92,000 | $99,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 20,753 | $98,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 26,815 | $95,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 13,910 | $95,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,385 | $93,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 43,702 | $93,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 19,220 | $91,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 27,027 | $91,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,661 | $90,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 30,996 | $90,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 20,995 | $88,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 32,550 | $88,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 40,333 | $87,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 11,433 | $85,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 14,000 | $84,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 17,500 | $84,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 67,830 | $83,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 11,924 | $83,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 12,903 | $83,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,598 | $81,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,536 | $75,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 14,289 | $74,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 40,099 | $74,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 12,200 | $74,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 10,800 | $73,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,570 | $71,000 | thousands by filing date | |
| PSB HLDGS INC | 69360W108 | COM | 10,650 | $71,000 | thousands by filing date | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 70,000 | $71,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 38,880 | $70,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 19,698 | $69,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,770 | $68,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 32,135 | $68,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 57,000 | $68,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,870 | $64,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 18,087 | $63,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,489 | $62,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 19,000 | $62,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 17,000 | $59,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 34,359 | $59,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 13,200 | $59,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 17,953 | $58,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 12,434 | $58,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 10,251 | $57,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 30,103 | $57,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 24,797 | $57,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 13,850 | $57,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,116 | $56,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 18,337 | $55,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 14,409 | $55,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 17,711 | $54,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 28,500 | $54,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 21,928 | $53,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 150,500 | $53,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 12,680 | $52,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,850 | $50,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 28,422 | $50,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 10,250 | $50,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 23,200 | $50,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 13,400 | $50,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 20,000 | $50,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 13,290 | $45,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 18,140 | $45,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC | 955306AA3 | SDCV 4.000% 3/1 | 30,000 | $44,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 11,964 | $42,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 14,698 | $42,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 19,305 | $39,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 15,982 | $38,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 18,054 | $38,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,768 | $37,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 12,570 | $36,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 16,669 | $36,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 45,300 | $36,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 20,445 | $36,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 11,580 | $36,000 | thousands by filing date | |
| WSP HOLDINGS LIMITED | 92934F203 | ADR NEW | 13,270 | $36,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 33,000 | $35,000 | thousands by filing date | |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 11,990 | $35,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 17,774 | $34,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 13,640 | $34,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 30,000 | $32,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 10,000 | $32,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 21,885 | $31,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 21,000 | $28,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 20,000 | $27,000 | thousands by filing date | |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 22,000 | $26,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 11,809 | $25,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 25,000 | $25,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 10,399 | $25,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 24,000 | $24,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 16,785 | $22,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 15,845 | $21,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,405 | $20,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 18,041 | $19,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 25,200 | $19,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 13,300 | $18,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 11,684 | $17,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 10,000 | $15,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 12,000 | $13,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 38,352 | $12,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 10,000 | $11,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 15,200 | $11,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 10,000 | $11,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 10,875 | $10,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 55,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001333978-14-000011 | this filing | 2014-05-07 | acceptance time not in the bulk data set |