13F-HR filed by Curi Capital, LLC
Curi Capital, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 460 holding rows worth $1,506,480,000.
- Accession
- 0001332905-15-000017
- Filer
- CIK 1332905
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 612 entries on the cover page, a total value of $1,506,480,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,506,480,000 with VALUE read as thousands by filing date, 13F file number 028-11714. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDELAWARE CAPITAL MANAGEMENT INC 028-05920
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerBRANDES INVESTMENT PARTNERS, LP028-05620
- included managerWHV Investments, Inc.028-01204
- included managerConvergence Investment Partners, LLC028-13404
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- included managerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Danaher Corporation | 235851102 | COM | 318,957 | $27,178,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,658,584 | $27,038,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 264,781 | $23,338,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 662,267 | $21,597,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 295,025 | $21,071,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 110,448 | $20,933,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 3,617,414 | $20,728,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 631,108 | $20,688,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 832,497 | $20,221,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 171,509 | $19,895,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 312,935 | $19,643,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 811,553 | $19,608,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 353,285 | $19,120,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 342,293 | $18,792,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 308,136 | $18,504,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 310,274 | $18,331,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 255,008 | $17,764,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 28,774 | $17,506,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 2,948,116 | $17,099,000 | thousands by filing date | |
| 38259p508 | COM | 26,100 | $16,661,000 | thousands by filing date | ||
| THE COOPER COMPANIES | 216648402 | COM NEW | 110,852 | $16,501,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 248,763 | $15,657,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 319,661 | $15,555,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 533,047 | $15,442,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 151,914 | $15,267,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 126,337 | $13,935,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 148,017 | $13,727,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 139,110 | $13,669,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 155,052 | $13,641,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 8,747 | $13,341,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 99,667 | $13,222,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 186,353 | $13,119,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 148,278 | $13,109,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 183,810 | $12,668,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 181,019 | $12,484,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 138,785 | $12,398,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 561,819 | $12,073,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 120,747 | $11,650,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 370,917 | $11,539,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 148,590 | $11,366,000 | thousands by filing date | |
| PUT XLF 10/16/15 22 SEC | 8KQHXK9 | PUT | 491,500 | $11,137,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNIFIRST CORP MASS | 904708104 | COM | 101,160 | $10,805,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 247,472 | $10,149,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 195,451 | $10,031,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 186,915 | $9,760,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 304,329 | $9,586,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 519,482 | $9,574,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 210,076 | $9,052,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 163,239 | $8,991,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 150,910 | $8,934,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 112,882 | $8,904,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 198,518 | $8,836,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 66,878 | $8,757,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 205,284 | $8,599,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 78,831 | $8,527,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,078,127 | $8,485,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 754,208 | $8,409,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 77,593 | $8,364,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 662,450 | $8,267,000 | thousands by filing date | |
| PUT XLF 10/16/15 21.50 | 8CXZFF5 | PUT | 364,000 | $8,248,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Liberty Media Corp | 531229300 | COMMON STOCK | 238,043 | $8,202,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 644,544 | $8,134,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 83,160 | $8,058,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 449,487 | $8,005,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 41,958 | $7,978,000 | thousands by filing date | |
| Boralex Inc | 09950m300 | COM | 619,307 | $7,896,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 95,558 | $7,865,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 132,891 | $7,725,000 | thousands by filing date | |
| USO 10/16/2015 P 13.5 | USO15101 | PUT | 494,000 | $7,252,000 | thousands by filing date | The CUSIP as filed is malformed. |
| S&W SEED COMPANY COM | 785135104 | COM | 1,563,458 | $7,192,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 276,970 | $6,938,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 404,237 | $6,674,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 500,474 | $6,671,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 178,304 | $6,644,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 999,170 | $6,275,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 2,519,287 | $6,273,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 734,069 | $6,262,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 140,880 | $6,165,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 334,519 | $6,075,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 214,813 | $5,854,000 | thousands by filing date | |
| AMERIS BANCORP RESTRICTED | 9RBFRP8 | COM | 200,000 | $5,750,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BNC Bancorp | 05566T101 | Com | 254,161 | $5,650,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 446,346 | $5,553,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 202,628 | $5,473,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 90,291 | $5,470,000 | thousands by filing date | |
| SUN BANCORP INC COM NEW RESTRI | 9RBFQP6 | COM | 283,286 | $5,436,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT KRE 10/16/15 38 SPD | 8BWCMG0 | PUT | 131,000 | $5,397,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CENTRUE FINANCIAL CORPORATION | 9RBFTP3 | COM | 313,654 | $5,332,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 270,125 | $5,011,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 297,590 | $5,000,000 | thousands by filing date | |
| CAPSTONE INFRASTRUCTURE CORP C | B3RZ3G5 | COM | 1,160,900 | $4,809,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vale Sa | 91912E204 | COM | 1,390,180 | $4,657,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 219,950 | $4,507,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 813,199 | $4,497,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 260,852 | $4,398,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 207,005 | $3,943,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 298,428 | $3,930,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 315,589 | $3,894,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 158,922 | $3,832,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,796,091 | $3,772,000 | thousands by filing date | |
| PUT SCHW OCT 27.00000 10/16/20 | 8bxczj3 | PUT | 132,000 | $3,770,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 284,055 | $3,750,000 | thousands by filing date | |
| PROFESSIONALHOLDING CORP CLASS | 9rbfsh6 | COM | 339,073 | $3,730,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DISCOVER FINL SVCS | 254709108 | COM | 70,858 | $3,683,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 1,862,637 | $3,539,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 459,457 | $3,529,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 268,817 | $3,522,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 136,330 | $3,515,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 153,811 | $3,438,000 | thousands by filing date | |
| PUT WFC 10/16/15 50 WEL | 8580935 | PUT | 66,000 | $3,389,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 164,558 | $3,364,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 295,350 | $3,335,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 116,380 | $3,316,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 113,538 | $3,220,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 527,109 | $3,194,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 935,037 | $3,179,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 99,672 | $3,171,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 33,744 | $3,102,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 116,281 | $3,088,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 43,448 | $3,025,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 138,520 | $3,020,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 196,928 | $2,942,000 | thousands by filing date | |
| PUT PNC 10/16/15 85 PNC | 8BWWBS4 | PUT | 32,500 | $2,899,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 56,305 | $2,881,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 234,600 | $2,879,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 67,061 | $2,856,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 59,427 | $2,821,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 243,969 | $2,820,000 | thousands by filing date | |
| KONINKLIJKE AHOLD NV-SP ADR | 500467105 | ADR | 144,497 | $2,809,000 | thousands by filing date | |
| SARTORIUS STEDIM ORD F | f8005v111 | ADR | 9,378 | $2,785,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,887,619 | $2,756,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 153,489 | $2,712,000 | thousands by filing date | |
| PUT USB 10/16/15 41 US | 8KTNGN5 | PUT | 66,000 | $2,707,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT USB OCT 40.50000 10/16/201 | 8CXSKB7 | PUT | 66,000 | $2,707,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NESTLE SA ADR | 641069406 | COM | 36,060 | $2,703,000 | thousands by filing date | |
| PUT KRE 10/16/15 35 SPD | 8BWCLX7 | PUT | 65,500 | $2,699,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT KRE 10/16/15 39 SPD | 8BWCMN0 | PUT | 65,500 | $2,699,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 335,444 | $2,673,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 69,600 | $2,662,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 87,480 | $2,616,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 280,563 | $2,606,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 67,196 | $2,584,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 151,890 | $2,529,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 61,662 | $2,514,000 | thousands by filing date | |
| PUT/ABY@20 | 9edk0yrn0 | PUT | 150,000 | $2,498,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 329,376 | $2,411,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 333,856 | $2,404,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 103,425 | $2,355,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 36,338 | $2,354,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 111,010 | $2,350,000 | thousands by filing date | |
| MAINSTREET BANK | 56064A102 | COM | 202,271 | $2,344,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 75,454 | $2,337,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 188,530 | $2,334,000 | thousands by filing date | |
| PUT BBT 10/16/15 33 BB& | 8BTNGT0 | PUT | 65,500 | $2,332,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT BBT 10/16/15 34 BB& | 8BTNGT3 | PUT | 65,500 | $2,332,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 106,394 | $2,327,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 61,992 | $2,310,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 276,431 | $2,294,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 74,083 | $2,264,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 127,529 | $2,261,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 129,435 | $2,261,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 109,873 | $2,257,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 24,943 | $2,222,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 373,639 | $2,171,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 63,546 | $2,166,000 | thousands by filing date | |
| TELIA CO UNSPON ADR | 87960M205 | COM | 200,862 | $2,157,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 240,503 | $2,121,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 36,923 | $2,116,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 760,755 | $2,092,000 | thousands by filing date | |
| PUT/USO@14 | 9edla1r66 | PUT | 142,500 | $2,092,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 854,362 | $2,068,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 140,633 | $2,064,000 | thousands by filing date | |
| PUT XLF 10/16/15 21 SEC | 8KQHXK7 | PUT | 91,000 | $2,062,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TEXTURA CORP | 883211104 | COM | 79,384 | $2,051,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 11,920 | $2,038,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 95,097 | $1,973,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 41,513 | $1,971,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 661,011 | $1,963,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 197,391 | $1,919,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 77,290 | $1,917,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 33,954 | $1,916,000 | thousands by filing date | |
| PUT SCHW 10/16/15 26 CHA | 8BXCZH9 | PUT | 66,000 | $1,885,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 95,490 | $1,875,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 154,667 | $1,862,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 70,900 | $1,850,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 40,701 | $1,848,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 56,395 | $1,832,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 26,758 | $1,824,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 25,247 | $1,821,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 61,106 | $1,770,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 23,854 | $1,763,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 238,020 | $1,752,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 206,745 | $1,721,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 122,940 | $1,697,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 31,530 | $1,696,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 24,868 | $1,693,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 72,330 | $1,686,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 133,134 | $1,677,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 43,002 | $1,670,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 28,768 | $1,636,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 102,420 | $1,628,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 131,448 | $1,614,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 77,992 | $1,613,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 141,848 | $1,609,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 126,742 | $1,605,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 63,124 | $1,597,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 144,040 | $1,580,000 | thousands by filing date | |
| ABY US 10/16/15 P 17.50 | aby151 | PUT | 94,000 | $1,565,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 43,892 | $1,564,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 58,088 | $1,546,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 115,000 | $1,543,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 49,050 | $1,539,000 | thousands by filing date | |
| PUT PFG 10/16/15 47 PRI | 8453529 | PUT | 32,500 | $1,538,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 23,950 | $1,528,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 132,692 | $1,506,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 59,524 | $1,475,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 62,803 | $1,463,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 208,190 | $1,449,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 92,571 | $1,449,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 181,796 | $1,447,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 13,410 | $1,446,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 31,782 | $1,434,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 132,303 | $1,430,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 23,624 | $1,405,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 40,795 | $1,402,000 | thousands by filing date | |
| Anglo Pacific Group | 0644936 | COM | 1,202,408 | $1,387,000 | thousands by filing date | The CUSIP as filed is malformed. |
| San Diego Private Bank | 79744Y100 | Common | 92,781 | $1,381,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 40,770 | $1,366,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 59,915 | $1,361,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 55,456 | $1,358,000 | thousands by filing date | |
| PUT CMA 10/16/15 40 COM | 8Y37514 | PUT | 32,500 | $1,336,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 27,847 | $1,320,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 68,434 | $1,313,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 60,838 | $1,286,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 47,150 | $1,283,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 101,098 | $1,282,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 188,260 | $1,280,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 28,800 | $1,266,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 392,858 | $1,261,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 68,513 | $1,252,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 886,164 | $1,249,000 | thousands by filing date | |
| PUT/EXLP@15 | 9edku5mj4 | PUT | 75,000 | $1,232,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 114,291 | $1,223,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 77,509 | $1,213,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 90,406 | $1,204,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 227,825 | $1,203,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 250,746 | $1,199,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 41,650 | $1,197,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 90,947 | $1,162,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 93,976 | $1,152,000 | thousands by filing date | |
| DAIMLER A G ADR F SPONSORED AD | 233825108 | ADR | 15,824 | $1,146,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 24,230 | $1,131,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 34,440 | $1,131,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,853 | $1,104,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 90,652 | $1,103,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 69,877 | $1,098,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 64,476 | $1,096,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 83,224 | $1,069,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 58,110 | $1,062,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 178,406 | $1,054,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 138,631 | $1,049,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 32,674 | $1,037,000 | thousands by filing date | |
| OAK VIEW NATIONAL | 67134X105 | COM | 208,400 | $1,037,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 66,121 | $1,010,000 | thousands by filing date | |
| RWE AG | 74975E303 | Equity | 88,445 | $1,002,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 217,485 | $996,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 36,780 | $991,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 26,092 | $991,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 62,993 | $988,000 | thousands by filing date | |
| ***SEASPAN CORPORATION CUM RED | Y75638208 | PRD | 42,426 | $976,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 66,831 | $957,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 208,954 | $953,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 105,673 | $948,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 8,260 | $941,000 | thousands by filing date | |
| BG GROUP PLC - SPON ADR | 055434203 | ADR | 65,061 | $937,000 | thousands by filing date | |
| PUT/EVEP@7E | 9edkdt4o0 | PUT | 153,000 | $918,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 137,650 | $910,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 53,566 | $892,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 52,835 | $891,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 81,588 | $885,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 19,768 | $884,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 72,730 | $852,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 63,672 | $826,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 152,598 | $825,000 | thousands by filing date | |
| JPMORGAN CHASE 5.5% PFD | 48126E750 | PRD | 33,537 | $810,000 | thousands by filing date | |
| Pure Technologies Ltd | 745915108 | COM | 208,458 | $802,000 | thousands by filing date | |
| BofA Preferred | 060505740 | PFD | 31,344 | $801,000 | thousands by filing date | |
| VNR 10/16/2015 P 9 | VNR15101 | PUT | 100,000 | $760,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 55,702 | $741,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 38,101 | $728,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,626 | $724,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,387 | $703,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,111 | $695,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 52,871 | $694,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF S R1 | 69360J669 | PFD | 28,479 | $679,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 135,241 | $657,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 48,993 | $651,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 37,308 | $647,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 15,836 | $632,000 | thousands by filing date | |
| PUT/EXH@17. | 9edk23zo5 | PUT | 35,000 | $630,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 62,740 | $620,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,149 | $607,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 56,253 | $603,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,303 | $595,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,555 | $594,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 57,507 | $586,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 55,340 | $585,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 33,594 | $583,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 46,269 | $580,000 | thousands by filing date | |
| DIGITAL RLTY TR - PFD G | 253868889 | EQPFD | 24,328 | $571,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 12,134 | $551,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 75,402 | $550,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 46,950 | $549,000 | thousands by filing date | |
| PS BUSINESS PARKS 5.7 | 69360J644 | STOCK | 22,718 | $541,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 14,976 | $540,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 46,144 | $531,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 107,000 | $530,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,725 | $529,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,160 | $521,000 | thousands by filing date | |
| FIRST REP BK SAN FRANCISCO $1.675 PFD | 33616C209 | PREFERRED | 20,046 | $516,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 83,963 | $510,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 68,504 | $485,000 | thousands by filing date | |
| KESKO OYJ-A SHS | FI0009007 | COM | 14,883 | $483,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 36,318 | $477,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 31,963 | $476,000 | thousands by filing date | |
| VORNADO REALTY 5.4 PFDPFD SER L | 929042844 | PREFERRED STOCK | 21,140 | $475,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,329 | $455,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,447 | $454,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 31,347 | $454,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 24,258 | $452,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,847 | $447,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,977 | $433,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,488 | $419,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 6,269 | $419,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,560 | $411,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,348 | $410,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,195 | $406,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 34,022 | $405,000 | thousands by filing date | |
| QBE INSURANCE GROUP SPN ADR | 74728G605 | COM | 44,753 | $405,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,426 | $398,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 20,455 | $394,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 26,461 | $393,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 104,894 | $386,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 13,471 | $372,000 | thousands by filing date | |
| Porter Bank Series F | 736990656 | PFD | 1,405 | $368,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,887 | $360,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,338 | $357,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 58,666 | $357,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 19,555 | $353,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,388 | $351,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,813 | $348,000 | thousands by filing date | |
| WLT1/15/2016P2016 | wlt160 | PUT | 4,350,900 | $348,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Microsoft Corp | 594918104 | COM | 7,801 | $345,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,651 | $344,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,345 | $342,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 53,020 | $339,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3,225 | $333,000 | thousands by filing date | |
| ABY US 10/16/15 P 20 | ABY151 | PUT | 20,000 | $333,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 31,948 | $328,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 21,530 | $308,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 9,775 | $307,000 | thousands by filing date | |
| PUBLIC STORAGE PFD T 1/1000TH | 74460W404 | PFD | 12,301 | $307,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 40,129 | $299,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,659 | $298,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,085 | $296,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 20,440 | $295,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 5,143 | $292,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,760 | $292,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,087 | $291,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 27,600 | $287,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,587 | $284,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,186 | $281,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,265 | $275,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,268 | $274,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 16,220 | $274,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 20,195 | $273,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,721 | $270,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,095 | $257,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 2,863 | $256,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,332 | $255,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 24,362 | $255,000 | thousands by filing date | |
| GREAT-WEST LIFEC 5.15% NEW MON | CA39138C7 | PFD | 8,200 | $252,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 19,525 | $243,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 518 | $241,000 | thousands by filing date | |
| EVEP 10/16/15 P 7 | evep151 | PUT | 40,000 | $240,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 17,637 | $239,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,639 | $238,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,072 | $238,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 805 | $235,000 | thousands by filing date | |
| Porter Bank Series E | 736990664 | PFD | 885 | $235,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 14,220 | $234,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 453 | $232,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 14,510 | $232,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 13,496 | $232,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,631 | $228,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 11,514 | $226,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,086 | $225,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,577 | $219,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 21,723 | $218,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,290 | $215,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,361 | $215,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 24,228 | $214,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 14,848 | $214,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 13,670 | $214,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 38,061 | $214,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 14,842 | $211,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 16,109 | $211,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 8,202 | $211,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,812 | $210,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 15,946 | $209,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,143 | $208,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 15,132 | $205,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,741 | $204,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 13,598 | $203,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,500 | $202,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 15,348 | $201,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 17,666 | $197,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 15,161 | $194,000 | thousands by filing date | |
| PETROLEUM GEO-SERVICES-ADR | 716599105 | ADR | 50,000 | $192,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 26,366 | $190,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 14,560 | $189,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 14,728 | $185,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 13,135 | $183,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 14,242 | $170,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 22,947 | $166,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 10,487 | $155,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 11,696 | $154,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 14,030 | $150,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 15,149 | $144,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 21,314 | $144,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 11,348 | $143,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 18,526 | $129,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 22,240 | $124,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 14,030 | $122,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDONBRH TRIGG | 25155g856 | PFD | 13,000 | $121,000 | thousands by filing date | |
| EDGEWATER BANCORP ORD | 28027J108 | COM | 10,000 | $118,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 14,363 | $112,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 15,471 | $99,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 10,430 | $95,000 | thousands by filing date | |
| FC HOLDINGS INC CL E CONV PFD | 302995154 | PFD | 20,000 | $94,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 14,736 | $90,000 | thousands by filing date | |
| CNL Lifestyle Properties, Inc. | 18975F109 | Com | 17,395 | $90,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 14,663 | $87,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 14,561 | $85,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,372 | $80,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 12,420 | $79,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,026 | $75,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 13,487 | $57,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 10,184 | $57,000 | thousands by filing date | |
| FC HOLDINGS INC CONTRA CUSIP | 302993365 | COM | 100,000 | $47,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,931 | $41,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 17,414 | $40,000 | thousands by filing date | |
| PUT AMTD 10/16/15 31 TD | 8BTJWG2 | PUT | 66,000 | $40,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,590 | $14,000 | thousands by filing date | |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 442,506 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEARUSA INC | 422ESC301 | COMMON | 323,553 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIG Fractional CUSIP | ACG874152 | Com | 207,685 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Collateral Loan Security - Wel | l0c990030 | CS | 3,654,872 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROGEN INC SERIES FCONV PFD | 31599fg02 | PFD | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTS CEF DIVIDEND & INCOME CONT | 255991226 | RT | 15,693 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001332905-15-000017 | this filing | 2015-11-12 | acceptance time not in the bulk data set |