13F-HR filed by Curi Capital, LLC
Curi Capital, LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 468 holding rows worth $1,535,063,000.
- Accession
- 0001332905-15-000015
- Filer
- CIK 1332905
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 620 entries on the cover page, a total value of $1,535,063,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,535,063,000 with VALUE read as thousands by filing date, 13F file number 028-11714. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDELAWARE CAPITAL MANAGEMENT INC 028-05920
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerBRANDES INVESTMENT PARTNERS, LP028-05620
- included managerWHV Investments, Inc.028-01204
- included managerConvergence Investment Partners, LLC028-13404
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- included managerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Danaher Corporation | 235851102 | COM | 351,672 | $30,100,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,654,248 | $28,639,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 680,635 | $28,131,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 827,094 | $25,706,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 272,130 | $24,829,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 354,681 | $23,469,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 180,572 | $23,227,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 4,208,614 | $22,769,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 352,112 | $22,194,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 822,902 | $21,717,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 372,236 | $21,619,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 112,747 | $20,066,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 381,559 | $20,047,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 262,972 | $20,033,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 351,900 | $19,830,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 250,280 | $19,494,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 121,105 | $19,291,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 168,261 | $18,907,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 36,290 | $18,890,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 318,850 | $18,238,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 207,265 | $18,161,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 264,724 | $17,776,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,031,181 | $17,005,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 186,070 | $16,787,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 123,040 | $16,272,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 377,618 | $16,007,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 182,455 | $15,725,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 141,467 | $14,964,000 | thousands by filing date | |
| 38259p508 | COM | 27,414 | $14,805,000 | thousands by filing date | ||
| American Tower Corporation | 03027X100 | COM | 158,068 | $14,746,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 102,803 | $14,562,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 255,332 | $14,477,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 113,207 | $14,089,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 145,320 | $14,064,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 128,686 | $14,064,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 150,994 | $14,052,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 141,741 | $13,518,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 195,788 | $13,210,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 195,473 | $13,091,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 123,743 | $12,979,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 96,842 | $12,146,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 203,167 | $11,262,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 100,430 | $11,233,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 114,723 | $11,067,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 252,240 | $10,947,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 155,286 | $10,333,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 208,877 | $10,229,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 1,061,306 | $9,806,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,070,340 | $9,697,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 149,275 | $9,536,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 143,394 | $9,268,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 79,936 | $9,252,000 | thousands by filing date | |
| WINTHROP RLTY TRSR NT | 976391607 | EQUITIES | 363,780 | $9,251,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 507,463 | $9,185,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 77,568 | $9,000,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 423,503 | $8,872,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 96,496 | $8,857,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 41,611 | $8,598,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 172,977 | $8,481,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 134,547 | $8,369,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 59,951 | $8,316,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 332,102 | $8,303,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 169,744 | $8,255,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 356,643 | $8,246,000 | thousands by filing date | |
| PUT/WLT @ 2 E | 9edicdh17 | PUT | 43,519 | $8,051,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 402,866 | $7,965,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 75,154 | $7,529,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 159,578 | $7,476,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 600,697 | $7,389,000 | thousands by filing date | |
| Boralex Inc | 09950m300 | COM | 525,000 | $6,972,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 575,043 | $6,958,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 212,014 | $6,356,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 336,302 | $6,201,000 | thousands by filing date | |
| BANK OF THE CAROLINAS CORPORAT | 9RBFQJ8 | COM | 44,935,688 | $6,201,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Viacom Inc Cl A | 92553P102 | CL A | 89,766 | $5,823,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,784,111 | $5,781,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 81,701 | $5,728,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 2,299,835 | $5,635,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 256,770 | $5,562,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 1,121,001 | $5,470,000 | thousands by filing date | |
| SUN BANCORP INC COM NEW RESTRI | 9RBFQP6 | COM | 283,286 | $5,453,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEWS CORP NEW | 65249B208 | CL B | 375,088 | $5,341,000 | thousands by filing date | |
| CENTRUE FINANCIAL CORPORATION | 9RBFTP3 | COM | 313,655 | $5,091,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERIS BANCORP RESTRICTED | 9RBFRP8 | COM | 200,000 | $5,058,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FARMER BROS CO | 307675108 | COM | 213,261 | $5,012,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 250,161 | $4,836,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 222,667 | $4,705,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 152,763 | $4,620,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 270,125 | $4,527,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 21,358 | $4,397,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 87,153 | $4,358,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 508,565 | $4,326,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 256,815 | $4,155,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 189,425 | $4,023,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 214,399 | $3,838,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 133,756 | $3,717,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 256,538 | $3,694,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 124,442 | $3,692,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 304,473 | $3,684,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 80,270 | $3,676,000 | thousands by filing date | |
| CAPSTONE INFRASTRUCTURE CORP C | B3RZ3G5 | COM | 987,381 | $3,663,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 275,244 | $3,619,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 813,199 | $3,619,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 72,209 | $3,566,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 108,145 | $3,563,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 215,417 | $3,548,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 232,462 | $3,543,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 129,265 | $3,481,000 | thousands by filing date | |
| SSAB AB - B SHARES | se0000120 | COM | 769,609 | $3,459,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 34,797 | $3,422,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 442,904 | $3,397,000 | thousands by filing date | |
| SARTORIUS STEDIM ORD F | f8005v111 | ADR | 12,253 | $3,378,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 145,186 | $3,331,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 50,705 | $3,219,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 288,417 | $3,190,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 228,600 | $3,155,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,886,321 | $3,150,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 126,173 | $3,133,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 200,224 | $3,023,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 923,147 | $2,991,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 89,921 | $2,987,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 60,243 | $2,984,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 216,945 | $2,983,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 88,342 | $2,862,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 136,177 | $2,844,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 67,983 | $2,832,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 118,048 | $2,819,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 60,340 | $2,782,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 1,331,767 | $2,770,000 | thousands by filing date | |
| KONINKLIJKE AHOLD NV-SP ADR | 500467105 | ADR | 145,700 | $2,728,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 36,984 | $2,671,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 61,800 | $2,655,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 88,460 | $2,613,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 62,477 | $2,593,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 36,560 | $2,568,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 148,848 | $2,563,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 11,649 | $2,546,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 42,840 | $2,532,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 163,183 | $2,524,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 111,010 | $2,467,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 390,020 | $2,379,000 | thousands by filing date | |
| TELIA CO UNSPON ADR | 87960M205 | COM | 201,164 | $2,367,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 36,562 | $2,361,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 338,647 | $2,343,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 102,336 | $2,324,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 196,928 | $2,310,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 186,551 | $2,274,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 140,633 | $2,222,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 91,793 | $2,218,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 155,442 | $2,208,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 676,480 | $2,192,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 369,258 | $2,175,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 99,734 | $2,143,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 53,491 | $2,138,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 128,101 | $2,133,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 206,836 | $2,073,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 40,701 | $2,066,000 | thousands by filing date | |
| MAINSTREET BANK | 56064A102 | COM | 202,271 | $2,063,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 26,910 | $2,058,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 134,202 | $2,029,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 564,658 | $2,027,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 63,684 | $1,992,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 61,351 | $1,989,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 57,627 | $1,975,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 24,118 | $1,968,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 40,795 | $1,962,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 229,083 | $1,940,000 | thousands by filing date | |
| RWE AG | 74975E303 | Equity | 88,851 | $1,909,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 263,930 | $1,874,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 536,128 | $1,871,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 191,848 | $1,844,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 117,162 | $1,839,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 94,603 | $1,833,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 75,506 | $1,831,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 122,940 | $1,820,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 45,885 | $1,818,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 191,391 | $1,805,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 108,799 | $1,805,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 36,676 | $1,803,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 49,596 | $1,764,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 348,989 | $1,748,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 43,892 | $1,740,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 23,859 | $1,736,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 68,921 | $1,734,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 56,759 | $1,729,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 92,309 | $1,728,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 216,904 | $1,727,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 41,719 | $1,725,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 103,623 | $1,720,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 40,570 | $1,697,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 60,114 | $1,673,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 49,216 | $1,654,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 234,764 | $1,646,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 650,000 | $1,625,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 128,803 | $1,623,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 1,020,264 | $1,622,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 19,790 | $1,608,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 28,005 | $1,597,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 178,419 | $1,593,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 31,534 | $1,582,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 28,950 | $1,556,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 24,291 | $1,556,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 13,429 | $1,529,000 | thousands by filing date | |
| Pure Technologies Ltd | 745915108 | COM | 262,639 | $1,525,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 108,055 | $1,519,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 32,069 | $1,492,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 59,524 | $1,479,000 | thousands by filing date | |
| DAIMLER A G ADR F SPONSORED AD | 233825108 | ADR | 16,260 | $1,479,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 38,611 | $1,466,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 48,497 | $1,464,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 29,224 | $1,443,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 27,010 | $1,420,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 179,516 | $1,413,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 478,155 | $1,411,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 100,779 | $1,335,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 32,130 | $1,332,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 183,760 | $1,323,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 68,434 | $1,317,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 17,876 | $1,254,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 20,751 | $1,248,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 61,826 | $1,247,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 82,400 | $1,223,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 33,208 | $1,210,000 | thousands by filing date | |
| San Diego Private Bank | 79744Y100 | Common | 81,500 | $1,205,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 112,000 | $1,203,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 74,042 | $1,172,000 | thousands by filing date | |
| PUBLIC STORAGE PFD T 1/1000TH | 74460W404 | PFD | 47,991 | $1,167,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 220,200 | $1,143,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 64,994 | $1,128,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 8,816 | $1,093,000 | thousands by filing date | |
| BG GROUP PLC - SPON ADR | 055434203 | ADR | 65,433 | $1,091,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 12,141 | $1,078,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 250,746 | $1,063,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 60,838 | $1,061,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 63,110 | $1,053,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 87,425 | $1,034,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 40,000 | $1,032,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 28,394 | $1,030,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 53,419 | $1,022,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,299 | $971,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 36,780 | $963,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,488 | $956,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 49,560 | $954,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 62,830 | $939,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 396,048 | $939,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 36,954 | $935,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 70,685 | $915,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 61,200 | $876,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 64,287 | $875,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 37,767 | $853,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 46,609 | $852,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 31,411 | $851,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 63,415 | $839,000 | thousands by filing date | |
| ***GREAT-WEST LIFECO INC4.85% | ca39138c8 | PFD | 28,016 | $828,000 | thousands by filing date | |
| KESKO OYJ-A SHS | FI0009007 | COM | 23,760 | $785,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 121,270 | $776,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 19,148 | $765,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 295,562 | $763,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 31,217 | $752,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,481 | $746,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 31,536 | $737,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 64,874 | $732,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 48,210 | $688,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 37,782 | $686,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 50,695 | $683,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 53,458 | $677,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 42,127 | $664,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,321 | $663,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,708 | $653,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,149 | $653,000 | thousands by filing date | |
| VORNADO REALTY 5.4 PFDPFD SER L | 929042844 | PREFERRED STOCK | 28,903 | $646,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,232 | $632,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 33,243 | $625,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 17,838 | $622,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 75,121 | $621,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 42,049 | $610,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 42,511 | $601,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 30,344 | $597,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 19,974 | $588,000 | thousands by filing date | |
| OAK VIEW NATIONAL | 67134X105 | COM | 116,770 | $586,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 40,339 | $581,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 60,696 | $560,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 107,000 | $556,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 35,765 | $544,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,494 | $543,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 52,021 | $538,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,145 | $530,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 155,674 | $520,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 77,643 | $519,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 28,943 | $513,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 38,181 | $513,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,861 | $512,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 57,149 | $510,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 47,744 | $508,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,424 | $503,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 45,750 | $502,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,885 | $499,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 31,441 | $498,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,204 | $495,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,204 | $493,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,039 | $485,000 | thousands by filing date | |
| FIRST REP BK SAN FRANCISCO $1.675 PFD | 33616C209 | PREFERRED | 18,286 | $473,000 | thousands by filing date | |
| QBE INSURANCE GROUP SPN ADR | 74728G605 | COM | 44,970 | $472,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,953 | $468,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 23,570 | $466,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 25,600 | $456,000 | thousands by filing date | |
| RWE AG-NON VTG PREF | de0007037 | COM | 27,107 | $443,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 26,327 | $425,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 36,115 | $421,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,311 | $413,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,390 | $412,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 29,307 | $412,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 4,076 | $410,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 30,050 | $409,000 | thousands by filing date | |
| S&W Co. Warrants Exp. 6/30/202 | sanw | WT | 169,999 | $407,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Home Depot, Inc | 437076102 | COM | 3,581 | $398,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 26,216 | $397,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 45,960 | $395,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 21,210 | $393,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 49,553 | $392,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,186 | $391,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,887 | $384,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,366 | $384,000 | thousands by filing date | |
| Deutsche Bank 8.05% Prp Cl6/18 | 25150l108 | PFD | 13,663 | $380,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 37,486 | $378,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,077 | $374,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,092 | $373,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 7,198 | $372,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,796 | $370,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 29,249 | $370,000 | thousands by filing date | |
| Porter Bank Series F | porterf | PFD | 1,405 | $368,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 24,564 | $366,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 13,933 | $364,000 | thousands by filing date | |
| USO 10/16/15 P 18 | USO151 | PUT | 4,940 | $361,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DISCOVER FINL SVCS | 254709108 | COM | 6,131 | $353,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,619 | $352,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,659 | $350,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,111 | $349,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 42,624 | $348,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 16,597 | $346,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 22,856 | $342,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,971 | $341,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,745 | $341,000 | thousands by filing date | |
| Gastar Exploration Inc Cum Pfd Shs Series B | 36729P306 | EQUITY | 13,621 | $339,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 24,989 | $337,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 21,113 | $331,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 28,349 | $330,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,225 | $328,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 811 | $328,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,201 | $323,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 5,441 | $314,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 15,803 | $313,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,312 | $310,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,067 | $297,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 18,689 | $295,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 13,236 | $287,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,614 | $282,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,306 | $280,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,087 | $279,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,709 | $278,000 | thousands by filing date | |
| PARTNERRE LTD 7.25% PFD E | G68603508 | PREFERRED STOCK | 10,577 | $275,000 | thousands by filing date | |
| POPULAR CAP TR IGTD MONTHLY INCOMETR | 73317W203 | EQUITIES | 13,895 | $271,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,642 | $270,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 18,209 | $270,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,604 | $269,000 | thousands by filing date | |
| PETROLEUM GEO-SERVICES-ADR | 716599105 | ADR | 50,000 | $268,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 20,269 | $267,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 518 | $264,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,122 | $264,000 | thousands by filing date | |
| ISTAR INC. 7.875 PERCENT PFD PFD SER | 45031u507 | PFD | 10,539 | $259,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,211 | $257,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 19,346 | $253,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 33,522 | $253,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 17,895 | $252,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 13,515 | $249,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,500 | $245,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 21,494 | $242,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,409 | $239,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 17,985 | $238,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,496 | $237,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 19,051 | $237,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 23,978 | $237,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDONBRH TRIGG | 25155g856 | PFD | 23,000 | $235,000 | thousands by filing date | |
| Porter Bank Series E | portere | PFD | 885 | $235,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,577 | $234,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 16,969 | $234,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 12,308 | $234,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 5,104 | $228,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,811 | $226,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,642 | $224,000 | thousands by filing date | |
| Penn REIT 8.25% Pfd Series A | 709102404 | com | 8,400 | $223,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 11,094 | $220,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 17,190 | $218,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 3,193 | $217,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,759 | $215,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 6,125 | $215,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,528 | $215,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 16,195 | $215,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,341 | $214,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 14,825 | $212,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 28,907 | $207,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 6,844 | $205,000 | thousands by filing date | |
| Annaly Cap Mgmt Inc PFD STK C | 035710706 | PRD | 8,490 | $205,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 3,197 | $202,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 7,582 | $200,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 13,521 | $176,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 16,135 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 11,458 | $165,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 10,488 | $162,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 14,227 | $154,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 11,524 | $153,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 12,499 | $148,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 15,944 | $136,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 11,392 | $136,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 10,660 | $134,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 16,435 | $134,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 10,705 | $131,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 17,520 | $124,000 | thousands by filing date | |
| EDGEWATER BANCORP ORD | 28027J108 | COM | 10,000 | $115,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 16,600 | $106,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 13,080 | $106,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 14,516 | $105,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 15,730 | $104,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 12,370 | $101,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,464 | $95,000 | thousands by filing date | |
| FC HOLDINGS INC CL E CONV PFD | 302995154 | PFD | 20,000 | $94,000 | thousands by filing date | |
| PUT XLF JUL 25.00000 07/17/201 | 8KDZGP0 | PUT | 1,290 | $93,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 13,236 | $91,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 12,580 | $89,000 | thousands by filing date | |
| PUT JPM JUL 67.50000 07/17/201 | 8KFDLY6 | PUT | 645 | $88,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 14,096 | $86,000 | thousands by filing date | |
| REITMANS (CANADA) LTD | ca7594041 | COM | 11,330 | $84,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 12,443 | $73,000 | thousands by filing date | |
| HENDERSON LAND DEVELOPMENTCO H | y31476107 | COM | 10,116 | $69,000 | thousands by filing date | |
| PUT USB JUL 44.00000 07/17/201 | 8KHVPK1 | PUT | 645 | $64,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 25,638 | $62,000 | thousands by filing date | |
| SBERBANK RUSSIA | 80585Y308 | SPONSORED ADR | 11,703 | $62,000 | thousands by filing date | |
| ESTACIO PARTICIPACO ADRF 1SPON | 297319105 | ADR | 10,552 | $61,000 | thousands by filing date | |
| PUT KRE JUL 43.00000 07/17/201 | 8KLGZQ7 | PUT | 1,290 | $57,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT MS JUL 39.00000 07/17/2015 | 8GXCFC1 | PUT | 645 | $55,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 10,313 | $54,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 10,184 | $52,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 11,833 | $51,000 | thousands by filing date | |
| PUT KRE JUL 44.00000 07/17/201 | 8KLGZQ5 | PUT | 645 | $49,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT USB JUL 43.50000 07/17/201 | 8KQFVM7 | PUT | 640 | $49,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TMK OAO ADR F SPONSORED ADR 1 | 87260r300 | ADR | 11,339 | $47,000 | thousands by filing date | |
| FC HOLDINGS INC CONTRA CUSIP | 302993365 | COM | 100,000 | $47,000 | thousands by filing date | |
| PUT CMA JUL 50.00000 07/17/201 | 8GWQHR6 | PUT | 645 | $41,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT WFC JUL 55.50000 07/17/201 | 8KQHGN9 | PUT | 645 | $40,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT BBT JUL 40.00000 07/17/201 | 8KKTHV3 | PUT | 645 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT AXP JUL 77.50000 07/17/201 | 8W33349 | PUT | 320 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT ZION JUL 31.00000 07/17/20 | 8GXNWR7 | PUT | 965 | $33,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT SCHW JUL 32.00000 07/17/20 | 8KLPJM1 | PUT | 645 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT BK JUL 41.50000 07/17/2015 | 8KPCPP3 | PUT | 645 | $30,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT CMA JUL 49.00000 07/17/201 | 8GWQHR4 | PUT | 645 | $26,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT BBT JUL 39.00000 07/17/201 | 8KKTHV5 | PUT | 645 | $21,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT MS JUL 37.50000 07/17/2015 | 8KPTKZ3 | PUT | 640 | $21,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT STT JUL 75.00000 07/17/201 | 8KLQXK9 | PUT | 320 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT COF JUL 85.00000 07/17/201 | 8KKWPK9 | PUT | 320 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT XLF JUL 24.00000 07/17/201 | 8KDZGN8 | PUT | 640 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT STT JUL 72.50000 07/17/201 | 8KLQXL1 | PUT | 320 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COSCO INTERNATIONAL HOLDINGS LTD | G8114Z101 | Common | 10,000 | $6,000 | thousands by filing date | |
| BOSIDENG INTL HLGS LTD SHS | G12652106 | COM | 32,000 | $4,000 | thousands by filing date | |
| SINOTRANS SHIPPING LTD SHS | Y8014Y105 | COM | 16,500 | $4,000 | thousands by filing date | |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 442,506 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEARUSA INC | 422ESC301 | COMMON | 332,431 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIG Fractional CUSIP | ACG874152 | Com | 207,685 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROGEN INC SERIES FCONV PFD | 31599fg02 | PFD | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001332905-15-000015 | this filing | 2015-08-13 | acceptance time not in the bulk data set |