13F-HR filed by Curi Capital, LLC
Curi Capital, LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-12, with 519 holding rows worth $1,659,371,000.
- Accession
- 0001332905-15-000012
- Filer
- CIK 1332905
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 694 entries on the cover page, a total value of $1,659,371,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,659,371,000 with VALUE read as thousands by filing date, 13F file number 028-11714. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDELAWARE CAPITAL MANAGEMENT INC 028-05920
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerBRANDES INVESTMENT PARTNERS, LP028-05620
- included managerWHV Investments, Inc.028-01204
- included managerConvergence Investment Partners, LLC028-13404
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- included managerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBBEY INC | 529898108 | COM | 879,586 | $35,104,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 592,320 | $32,649,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 370,872 | $31,487,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,663,332 | $26,474,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 365,930 | $25,633,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 265,342 | $25,590,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 410,053 | $24,907,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 389,293 | $23,439,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 339,377 | $23,267,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 155,418 | $23,265,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 117,715 | $22,062,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 378,661 | $21,618,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 186,205 | $21,183,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 376,594 | $20,570,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 259,597 | $20,337,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 4,208,614 | $19,654,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 219,462 | $19,354,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 192,313 | $19,333,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 165,751 | $18,839,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 280,892 | $18,373,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 696,862 | $17,812,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 147,444 | $17,310,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 172,319 | $17,299,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 2,995,792 | $16,477,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 376,083 | $16,424,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 125,527 | $16,415,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 147,154 | $15,614,000 | thousands by filing date | |
| 38259p508 | COM | 27,819 | $15,431,000 | thousands by filing date | ||
| Schlumberger Limited | 806857108 | COM | 184,289 | $15,377,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 201,079 | $14,958,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 103,283 | $14,830,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 157,091 | $14,790,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 257,325 | $14,434,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 147,402 | $13,810,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,060,385 | $13,764,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 407,326 | $13,377,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 126,280 | $13,033,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 196,202 | $12,735,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 22,792 | $12,490,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 127,352 | $12,062,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 113,757 | $11,943,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 99,496 | $11,710,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 200,835 | $11,371,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 251,573 | $10,986,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 101,125 | $10,952,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 42,350 | $10,582,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 148,789 | $10,316,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 158,206 | $10,204,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 210,143 | $10,085,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 1,051,435 | $9,936,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 512,709 | $9,741,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 142,294 | $9,719,000 | thousands by filing date | |
| PUT XLF APR 24.00000 04/17/201 | 8GZWBT5 | PUT | 384,000 | $9,528,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 96,634 | $9,387,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 170,741 | $9,256,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 478,483 | $9,220,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 79,128 | $9,122,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 60,346 | $9,057,000 | thousands by filing date | |
| WINTHROP RLTY TRSR NT | 976391607 | EQUITIES | 347,315 | $8,926,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 329,014 | $8,864,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 169,956 | $8,722,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 134,999 | $8,641,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 76,383 | $8,446,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 672,850 | $7,886,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 373,844 | $7,589,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 61,713 | $7,451,000 | thousands by filing date | |
| PUT BBT APR 38.00000 04/17/201 | 8Y26278 | PUT | 192,000 | $7,384,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 259,357 | $7,062,000 | thousands by filing date | |
| PUT WFC APR 53.00000 04/17/201 | 8KDYPF4 | PUT | 128,000 | $6,963,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DEVRY INC DEL | 251893103 | COM | 206,801 | $6,899,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 415,491 | $6,635,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 298,216 | $6,206,000 | thousands by filing date | |
| Boralex Inc | 09950m300 | COM | 466,937 | $6,201,000 | thousands by filing date | |
| BANK OF THE CAROLINAS CORPORAT | 9RBFQJ8 | COM | 44,935,688 | $6,066,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ACCESS CO LTD NPV ISIN#JP31080 | j0005l108 | COM | 824,210 | $6,044,000 | thousands by filing date | |
| AMERIS BANCORP RESTRICTED | 9RBFRP8 | COM | 219,895 | $5,803,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RAND LOGISTICS INC | 752182105 | COM | 1,767,517 | $5,744,000 | thousands by filing date | |
| PUT USB APR 42.00000 04/17/201 | 8K16324 | PUT | 128,000 | $5,590,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SUN BANCORP INC COM NEW RESTRI | 9RBFQP6 | COM | 283,286 | $5,357,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMUSE INC NPV ISIN#JP312450000 | j0142s107 | COM | 188,850 | $5,302,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 86,343 | $5,267,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 211,278 | $5,229,000 | thousands by filing date | |
| PUT KRE APR 40.00000 04/17/201 | 8233603 | PUT | 128,000 | $5,226,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT BK APR 39.00000 04/17/2015 | 8Y28530 | PUT | 128,000 | $5,151,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NATIONAL INSTRS CORP | 636518102 | COM | 160,428 | $5,140,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 1,110,575 | $5,131,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 2,094,501 | $5,027,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 118,228 | $4,932,000 | thousands by filing date | |
| CENTRUE FINANCIAL CORP RESTRIC | 9RBFSC6 | COM | 9,409,649 | $4,893,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LKQ CORP COM | 501889208 | Stock | 187,627 | $4,796,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 228,176 | $4,792,000 | thousands by filing date | |
| OPT HOLDING INC NPV ISIN#JP319 | j61659108 | COM | 825,050 | $4,791,000 | thousands by filing date | |
| ARGO GRAPHICS NPV ISIN#JP31261 | zz7244796 | COM | 317,310 | $4,718,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 70,034 | $4,710,000 | thousands by filing date | |
| PUT/USO@15 | 9edjvpvo1 | PUT | 273,000 | $4,597,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 249,300 | $4,512,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 258,935 | $4,428,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 68,047 | $4,367,000 | thousands by filing date | |
| FAITH INC NPV ISIN#JP380269000 | j1334k100 | COM | 386,300 | $4,187,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 214,933 | $4,183,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 138,342 | $4,177,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 200,337 | $4,107,000 | thousands by filing date | |
| ZUKEN INC NPV ISIN#JP341200000 | j98974108 | COM | 465,780 | $4,057,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 150,089 | $4,007,000 | thousands by filing date | |
| TOEI ANIMATION NPV ISIN#JP3560 | j84453109 | COM | 134,610 | $3,987,000 | thousands by filing date | |
| SRA HOLDINGS INC NPV ISIN#JP31 | j7659s107 | COM | 285,200 | $3,940,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 541,845 | $3,922,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 39,531 | $3,898,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 285,735 | $3,897,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 134,642 | $3,872,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 30,683 | $3,818,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 275,244 | $3,760,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 300,500 | $3,699,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 883,522 | $3,684,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 214,399 | $3,645,000 | thousands by filing date | |
| PUT MS APR 34.00000 04/17/2015 | 8GPYXX4 | PUT | 128,000 | $3,569,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 148,156 | $3,536,000 | thousands by filing date | |
| PUT WFC APR 54.00000 04/17/201 | 8KDYPF8 | PUT | 64,000 | $3,482,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OPUS BK IRVINE CALIF | 684000102 | COM | 110,000 | $3,397,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 813,199 | $3,375,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 73,094 | $3,367,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 179,239 | $3,361,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 128,882 | $3,323,000 | thousands by filing date | |
| PUT/USO@16 | 9edjvspf1 | PUT | 196,600 | $3,311,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 387,060 | $3,247,000 | thousands by filing date | |
| SARTORIUS STEDIM ORD F | f8005v111 | ADR | 15,269 | $3,243,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 15,086 | $3,240,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 334,665 | $3,206,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 133,761 | $3,140,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 76,974 | $3,089,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 375,876 | $3,056,000 | thousands by filing date | |
| PUT PNC APR 90.00000 04/17/201 | 8455568 | PUT | 32,000 | $2,984,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 60,304 | $2,981,000 | thousands by filing date | |
| PUT CMA APR 44.00000 04/17/201 | 8E26011 | PUT | 64,000 | $2,888,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 136,287 | $2,886,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 88,036 | $2,884,000 | thousands by filing date | |
| KONINKLIJKE AHOLD NV-SP ADR | 500467105 | ADR | 145,206 | $2,861,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 196,733 | $2,807,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 36,979 | $2,795,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 59,852 | $2,762,000 | thousands by filing date | |
| CAPSTONE INFRASTRUCTURE CORP C | B3RZ3G5 | COM | 974,581 | $2,728,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 126,010 | $2,722,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 259,227 | $2,722,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 148,397 | $2,718,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 71,992 | $2,715,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 42,740 | $2,663,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 36,447 | $2,630,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 158,725 | $2,624,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,730,749 | $2,613,000 | thousands by filing date | |
| ASAHI BROADCASTING NPV ISIN#JP | j02142107 | COM | 287,760 | $2,562,000 | thousands by filing date | |
| SHOBUNSHA 50 | J7447Q108 | COM | 328,400 | $2,477,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 51,200 | $2,385,000 | thousands by filing date | |
| PUT AMTD APR 35.00000 04/17/20 | 8Y18278 | PUT | 64,000 | $2,385,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUT AMTD APR 36.00000 04/17/20 | 8Y18280 | PUT | 64,000 | $2,385,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PRONEXUS INC NPV ISIN#JP311900 | j6415x103 | COM | 346,299 | $2,355,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 36,337 | $2,348,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 78,011 | $2,343,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 70,306 | $2,305,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 91,495 | $2,288,000 | thousands by filing date | |
| PUT MS APR 35.00000 04/17/2015 | 8GPYXX6 | PUT | 64,000 | $2,284,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COGNEX CORP | 192422103 | COM | 45,645 | $2,264,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 64,707 | $2,247,000 | thousands by filing date | |
| PUT/WLT @ 2 E | 9edicdh17 | PUT | 4,401,900 | $2,245,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 208,080 | $2,241,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 154,629 | $2,219,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 948,852 | $2,211,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 564,658 | $2,202,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 43,797 | $2,175,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 61,341 | $2,169,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 196,928 | $2,166,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 99,349 | $2,093,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 128,101 | $2,083,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 52,926 | $2,070,000 | thousands by filing date | |
| Pure Technologies Ltd | 745915108 | COM | 318,708 | $2,041,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 77,135 | $2,036,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 41,053 | $2,034,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 63,458 | $2,026,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 173,051 | $2,018,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 403,975 | $1,996,000 | thousands by filing date | |
| SOTSU CO LTD NPV ISIN#JP343250 | j76556109 | COM | 100,600 | $1,993,000 | thousands by filing date | |
| PUT AXP APR 80.00000 04/17/201 | 8E01503 | PUT | 25,500 | $1,992,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KBHOME | 48666K109 | COM | 127,364 | $1,989,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 90,000 | $1,975,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 601,033 | $1,953,000 | thousands by filing date | |
| PUT SCHW APR 29.00000 04/17/20 | 8465336 | PUT | 64,000 | $1,948,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Heritage Commerce Corp | 426927109 | Common Stock | 213,094 | $1,946,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 55,911 | $1,895,000 | thousands by filing date | |
| BANDAI NAMCO HOLDINGSINC NPV I | y0606d102 | COM | 96,950 | $1,891,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 26,908 | $1,874,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 19,725 | $1,845,000 | thousands by filing date | |
| PUT ETFC APR 27.00000 04/17/20 | 8GPQNM8 | PUT | 64,000 | $1,828,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SOFTBANK CORP ORD | J75963108 | CS | 31,020 | $1,806,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 43,892 | $1,748,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 234,216 | $1,744,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 55,420 | $1,735,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 40,370 | $1,731,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 243,030 | $1,726,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 846,832 | $1,719,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 503,830 | $1,713,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 134,478 | $1,712,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 23,849 | $1,703,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 128,803 | $1,695,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 31,530 | $1,680,000 | thousands by filing date | |
| MAINSTREET BANK | 56064A102 | COM | 178,471 | $1,678,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 27,861 | $1,662,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 318,450 | $1,656,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 66,606 | $1,652,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 85,500 | $1,648,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 1,714,300 | $1,646,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 32,849 | $1,643,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 154,420 | $1,640,000 | thousands by filing date | |
| TELIA CO UNSPON ADR | 87960M205 | COM | 128,890 | $1,638,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 65,708 | $1,623,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 26,735 | $1,621,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 28,450 | $1,615,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 58,133 | $1,603,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 24,209 | $1,575,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 186,936 | $1,553,000 | thousands by filing date | |
| DAIMLER A G ADR F SPONSORED AD | 233825108 | ADR | 16,120 | $1,553,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 46,280 | $1,552,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 108,055 | $1,540,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 13,429 | $1,530,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 122,940 | $1,524,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 48,816 | $1,508,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 221,711 | $1,490,000 | thousands by filing date | |
| MAZDA MOTOR CORP NPV ISIN#JP38 | j41551110 | COM | 72,220 | $1,470,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 28,120 | $1,463,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 162,141 | $1,446,000 | thousands by filing date | |
| PUT CMA APR 43.00000 04/17/201 | 8E25985 | PUT | 32,000 | $1,444,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 105,700 | $1,427,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 25,371 | $1,397,000 | thousands by filing date | |
| PUT USB APR 43.50000 04/17/201 | 8KDXCR2 | PUT | 32,000 | $1,397,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 91,785 | $1,391,000 | thousands by filing date | |
| RWE AG | 74975E303 | Equity | 54,004 | $1,379,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 220,200 | $1,378,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 90,191 | $1,368,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 59,524 | $1,365,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 38,235 | $1,324,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 74,604 | $1,304,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 99,879 | $1,296,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 68,434 | $1,294,000 | thousands by filing date | |
| PUT BK APR 40.00000 04/17/2015 | 8Y28532 | PUT | 32,000 | $1,288,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 670,870 | $1,268,000 | thousands by filing date | |
| AVEX | J0356Q102 | COM | 78,000 | $1,248,000 | thousands by filing date | |
| EIKEN CHEMICAL CO LTD | j12831103 | COM | 75,400 | $1,239,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 18,152 | $1,231,000 | thousands by filing date | |
| PUT BBT APR 39.00000 04/17/201 | 8Y26280 | PUT | 32,000 | $1,231,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 133,901 | $1,229,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 59,375 | $1,206,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 64,994 | $1,203,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 490,197 | $1,191,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 9,108 | $1,128,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 256,910 | $1,112,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 126,325 | $1,112,000 | thousands by filing date | |
| TOEI CO LTD NPV ISIN#JP3560000 | j84506120 | COM | 149,140 | $1,111,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 68,700 | $1,105,000 | thousands by filing date | |
| HITACHI LTD COM | J20454112 | Common Stock | 159,160 | $1,093,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 249,546 | $1,086,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 33,195 | $1,085,000 | thousands by filing date | |
| NIPPON STEEL & SUM ORDF | J55678106 | UNLSTD FOREIGN ORDRY | 429,480 | $1,084,000 | thousands by filing date | |
| Futaba Corp Chiba | j16758112 | COM | 66,530 | $1,074,000 | thousands by filing date | |
| JAPAN AIRLINES CO LTD | J25979121 | COM | 34,250 | $1,069,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 150,000 | $1,065,000 | thousands by filing date | |
| GS YUASA CORP | j1770l109 | COM | 235,710 | $1,064,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC SHS | J7771X109 | Common Stock | 27,670 | $1,062,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 16,603 | $1,060,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 62,025 | $1,047,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 48,344 | $1,033,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 33,948 | $1,027,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 24,337 | $1,023,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 49,861 | $990,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,441 | $972,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 53,535 | $934,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 52,774 | $927,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 36,780 | $922,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 70,166 | $891,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 41,515 | $880,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 77,524 | $873,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 64,000 | $863,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 161,794 | $861,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 90,000 | $842,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 159,401 | $832,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 59,655 | $832,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 52,049 | $822,000 | thousands by filing date | |
| BG GROUP PLC - SPON ADR | 055434203 | ADR | 65,146 | $802,000 | thousands by filing date | |
| CENTURY TOKYO LEASING CORP | j05607106 | COM | 25,740 | $785,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 57,421 | $765,000 | thousands by filing date | |
| DIC CORP | j1280g103 | COM | 260,490 | $761,000 | thousands by filing date | |
| SQUARE ENIX ORD | J7659R109 | COM | 35,300 | $758,000 | thousands by filing date | |
| SONY GROUP CORP | J76379106 | FOREIGN | 28,100 | $748,000 | thousands by filing date | |
| DAI-ICHI LIFE INSURANCECO.LTD | j09748112 | COM | 51,200 | $746,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 37,782 | $741,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 36,293 | $741,000 | thousands by filing date | |
| SHOWA DENKO KK NPV ISIN#JP3368 | j75046136 | COM | 575,000 | $734,000 | thousands by filing date | |
| ORIX Corp. | J61933123 | COM | 51,960 | $732,000 | thousands by filing date | |
| LASERTEC CORP NPV | J38702106 | COM | 56,520 | $725,000 | thousands by filing date | |
| SHINSEI BANK LTD | J7385L103 | COM | 362,930 | $724,000 | thousands by filing date | |
| YAMATO KOGYO CO NPV ISIN#JP394 | j96524111 | COM | 29,800 | $722,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,977 | $718,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 16,000 | $711,000 | thousands by filing date | |
| FUJITSU NPV ISIN#JP3818000006 | j15708159 | COM | 102,760 | $702,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,380 | $700,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 75,200 | $699,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 55,169 | $693,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 43,069 | $690,000 | thousands by filing date | |
| Public Storage 5.3 | 74460W800 | PFD | 28,087 | $676,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,149 | $654,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 13,500 | $645,000 | thousands by filing date | |
| INF DEVELOPMNT | J2388G102 | COM | 76,400 | $642,000 | thousands by filing date | |
| OAK VIEW NATIONAL | 67134X105 | COM | 116,770 | $625,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 36,780 | $619,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,733 | $603,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,054 | $602,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,827 | $600,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 8,160 | $599,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,863 | $597,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 29,879 | $592,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,621 | $575,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,488 | $574,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 37,204 | $572,000 | thousands by filing date | |
| CHINA ST CONST INTL ADRF UNSPO | 16948h103 | ADR | 8,025 | $559,000 | thousands by filing date | |
| PING AN INSURANCE GROUP ADR RE | 72341E304 | ADR | 22,764 | $547,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 34,271 | $540,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 107,000 | $539,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 10,017 | $537,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 21,956 | $535,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 37,007 | $530,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,367 | $522,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,837 | $511,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 30,525 | $506,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 26,756 | $502,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 86,038 | $502,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,213 | $501,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 33,838 | $497,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 68,947 | $496,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 25,600 | $493,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 35,212 | $489,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 43,624 | $485,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 10,657 | $480,000 | thousands by filing date | |
| Grupo Financiero Banorte SAB de CV | 40052P107 | ADR | 16,360 | $475,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 4,381 | $474,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 7,996 | $472,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 11,329 | $466,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 30,487 | $464,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 19,160 | $462,000 | thousands by filing date | |
| TAV HAVALIMANLARI HLD-UN ADR | 876704107 | COM | 13,691 | $459,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 3,246 | $456,000 | thousands by filing date | |
| QBE INSURANCE GROUP SPN ADR | 74728G605 | COM | 44,834 | $447,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 33,304 | $446,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,562 | $437,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 51,696 | $437,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 39,319 | $437,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,582 | $434,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 45,860 | $426,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 24,888 | $422,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 24,893 | $421,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 24,678 | $420,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,560 | $404,000 | thousands by filing date | |
| S&W Co. Warrants Exp. 6/30/202 | sanw | WT | 169,999 | $404,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CONCH CEMENT H UNS ADR | 035243104 | COM | 21,180 | $401,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 36,584 | $394,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,887 | $393,000 | thousands by filing date | |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 16,272 | $393,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,918 | $391,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 23,531 | $383,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 20,151 | $382,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 24,511 | $381,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 7,198 | $381,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 29,705 | $380,000 | thousands by filing date | |
| EXCITE JAPAN CO LTD | j1397u102 | COM | 41,300 | $379,000 | thousands by filing date | |
| BANK RAKYAT INDONESIA UNSPN ADR | 69366X100 | COM | 18,520 | $376,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 5,533 | $370,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 18,115 | $368,000 | thousands by filing date | |
| COX 50 | 9T9876119 | COM | 173,800 | $368,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,812 | $364,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,758 | $363,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 112,756 | $361,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 29,545 | $360,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 24,817 | $357,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 33,639 | $348,000 | thousands by filing date | |
| LOCALIZA RENT A CAR SPN ADR | 53956W300 | COM | 30,412 | $348,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,976 | $347,000 | thousands by filing date | |
| ESTACIO PARTICIPACO ADRF 1SPON | 297319105 | ADR | 58,692 | $346,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 38,001 | $344,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 805 | $340,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,651 | $337,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 8,555 | $337,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,335 | $336,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,954 | $335,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,118 | $332,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 22,358 | $332,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,097 | $325,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,947 | $324,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,035 | $323,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,600 | $323,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 34,942 | $320,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,067 | $320,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 37,577 | $318,000 | thousands by filing date | |
| FORD OTOMOTIV SANAYI AS UNSPONSORED ADR | 345409106 | COM | 4,916 | $317,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,249 | $315,000 | thousands by filing date | |
| Legacy Reserves LP Cum Red Perp Pfd Units Series A LGCYP-USA | 524707403 | Equity Preference | 15,960 | $312,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 18,948 | $311,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,057 | $309,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,186 | $308,000 | thousands by filing date | |
| AAC TECHNOLOGIES HOLDINGS INC ADR | 000304105 | COM | 4,987 | $308,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 19,837 | $308,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 34,470 | $303,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 32,142 | $298,000 | thousands by filing date | |
| STANDARD BANK GROUP LTD ADR | 853118206 | ADR | 21,483 | $298,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 14,566 | $295,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 19,315 | $293,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,087 | $293,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 21,566 | $293,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 55,893 | $289,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 18,286 | $282,000 | thousands by filing date | |
| ALLSTATE COR PFD | 020002804 | PFDs, REITs, | 10,402 | $282,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,894 | $280,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 14,500 | $276,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,191 | $269,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 43,734 | $267,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 18,583 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 19,809 | $266,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,306 | $265,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,400 | $264,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 15,022 | $264,000 | thousands by filing date | |
| FELISSIMO CORP | j14197107 | COM | 31,000 | $263,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,095 | $262,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 45,779 | $259,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 20,537 | $258,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 5,556 | $258,000 | thousands by filing date | |
| PETROLEUM GEO-SERVICES-ADR | 716599105 | ADR | 50,000 | $257,000 | thousands by filing date | |
| EXXARO RESOURCES ADR F SPONSOR | 30231d109 | ADR | 31,070 | $257,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 17,876 | $254,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,631 | $252,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,587 | $252,000 | thousands by filing date | |
| QWEST CORP | 74913G204 | PFD | 9,585 | $252,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,629 | $250,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,500 | $248,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,355 | $248,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 17,851 | $248,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,800 | $236,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,409 | $235,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 21,494 | $234,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 518 | $234,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,342 | $232,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 19,402 | $232,000 | thousands by filing date | |
| AGRICULTURAL BK CHINA LTD ADR | 00850M102 | ADR | 18,746 | $232,000 | thousands by filing date | |
| EUROCASH SA-UNSP ADR | 29872M105 | ADR | 26,377 | $228,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,577 | $226,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,863 | $226,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 26,654 | $224,000 | thousands by filing date | |
| CHINA NATL MATLS CO ADRF UNSPO | 16948e100 | ADR | 39,529 | $223,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,374 | $221,000 | thousands by filing date | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 10,800 | $221,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 19,401 | $220,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 6,367 | $220,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 2,196 | $218,000 | thousands by filing date | |
| CHINA OILFIELD SERVICES-ADR | 168909109 | COM | 6,541 | $218,000 | thousands by filing date | |
| BANK AMERICA CORP | 060505583 | Common Stock | 10,168 | $212,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 9,816 | $211,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,034 | $210,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,356 | $209,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 14,406 | $208,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,743 | $206,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 3,184 | $205,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 20,284 | $204,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 62,897 | $202,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,525 | $201,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 12,972 | $198,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 24,391 | $197,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 15,430 | $190,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 10,651 | $188,000 | thousands by filing date | |
| CHINA MERCHANTS BANK UNS ADR | 16950T102 | COM | 15,144 | $185,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 13,060 | $185,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 13,663 | $184,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 19,190 | $184,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 13,956 | $182,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 12,615 | $176,000 | thousands by filing date | |
| SBERBANK RUSSIA | 80585Y308 | SPONSORED ADR | 38,534 | $168,000 | thousands by filing date | |
| HENDERSON LAND DEV ADR | 425166303 | COM | 23,636 | $166,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 16,393 | $160,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 10,672 | $159,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,153 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 13,270 | $155,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 11,927 | $151,000 | thousands by filing date | |
| TMK OAO ADR F SPONSORED ADR 1 | 87260r300 | ADR | 49,921 | $149,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 19,356 | $146,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 10,476 | $146,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 17,464 | $142,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 10,899 | $142,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 10,725 | $132,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 12,092 | $122,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 12,958 | $115,000 | thousands by filing date | |
| HENDERSON LAND DEVELOPMENTCO H | y31476107 | COM | 14,916 | $105,000 | thousands by filing date | |
| EDGEWATER BANCORP ORD | 28027J108 | COM | 10,000 | $104,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 13,647 | $103,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,330 | $103,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 15,416 | $96,000 | thousands by filing date | |
| FC HOLDINGS INC CL E CONV PFD | 302995154 | PFD | 20,000 | $94,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,842 | $88,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001332905-15-000012 | this filing | 2015-05-12 | acceptance time not in the bulk data set |