13F-HR filed by Jane Street Holding, LLC
Jane Street Holding, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 2,276 holding rows worth $6,986,776,000.
- Accession
- 0001330294-14-000002
- Filer
- CIK 1330294
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 2,551 entries on the cover page, a total value of $6,986,776,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,986,776,000 with VALUE read as thousands by filing date, 13F file number 028-11420. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Holding II, LLC028-13266
- included managerJane Street Markets, LLC028-13278
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 5,652 | $205,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 18,264 | $205,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 9,702 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74348A640 | COM | 19,100 | $205,000 | thousands by filing date | call |
| DBX ETF TR | 233051606 | REG UTILITY ID | 8,155 | $205,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 6,596 | $204,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 5,598 | $204,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 3,298 | $204,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 3,963 | $204,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 7,562 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X883 | GLB RL RETURN | 4,567 | $204,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 11,247 | $203,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,161 | $203,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 2,558 | $203,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 6,131 | $203,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 24,313 | $203,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,600 | $202,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 10,578 | $202,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,695 | $202,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 8,915 | $202,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 3,909 | $202,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 11,259 | $201,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 10,600 | $201,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,166 | $201,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 7,677 | $201,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 8,716 | $201,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B888 | PWRSH CHI A PT | 8,600 | $201,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 7,613 | $200,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 36,110 | $200,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 17,746 | $200,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,422 | $200,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 6,328 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74348A301 | ULTRASHORT EUROP | 13,235 | $200,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 12,590 | $199,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 18,457 | $198,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 11,205 | $198,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 13,387 | $197,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 38,002 | $196,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,421 | $195,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 14,094 | $195,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 15,776 | $195,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 14,767 | $194,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 21,600 | $194,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 10,726 | $193,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 82,565 | $193,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 16,002 | $193,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 18,846 | $191,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 26,125 | $190,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 13,658 | $190,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 29,415 | $188,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 75,313 | $188,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 11,552 | $187,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 10,582 | $187,000 | thousands by filing date | |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 12,000 | $187,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 12,504 | $186,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 33,444 | $186,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 10,402 | $186,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 38,363 | $184,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 17,643 | $184,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 10,394 | $184,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 15,364 | $184,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 25,507 | $183,000 | thousands by filing date | |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 53,683 | $183,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 16,200 | $181,000 | thousands by filing date | call |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 30,352 | $181,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 16,395 | $179,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 24,170 | $178,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 26,850 | $178,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 33,778 | $177,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 10,040 | $177,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 18,971 | $176,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 11,785 | $174,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 12,048 | $174,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 24,110 | $174,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 17,601 | $173,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 14,868 | $173,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 44,589 | $172,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 14,735 | $170,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 12,322 | $170,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 12,718 | $169,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 11,431 | $167,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 12,579 | $167,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 14,994 | $165,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 12,013 | $164,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,456 | $162,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 19,764 | $162,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 17,432 | $160,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 11,900 | $159,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 30,700 | $158,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,386 | $157,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 103,328 | $157,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 16,941 | $157,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 10,510 | $155,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 11,348 | $155,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 13,200 | $155,000 | thousands by filing date | put |
| SYNERON MEDICAL LTD | M87245102 | ORD | 12,550 | $154,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 10,916 | $152,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 10,027 | $152,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 24,329 | $151,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 11,192 | $151,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 11,500 | $151,000 | thousands by filing date | put |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 10,500 | $151,000 | thousands by filing date | call |
| BALTIC TRADING LTD | Y0553W103 | COM | 23,316 | $150,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 16,510 | $149,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 13,169 | $148,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 24,088 | $148,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 16,520 | $148,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 12,537 | $148,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 23,100 | $148,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 13,531 | $147,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,141 | $146,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 27,876 | $146,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 14,120 | $144,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 18,227 | $144,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 32,497 | $143,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,538 | $143,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 15,620 | $142,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 10,452 | $140,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 23,282 | $140,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 48,058 | $139,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 41,691 | $139,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 21,831 | $138,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 19,510 | $138,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 11,249 | $137,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 11,646 | $136,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 47,300 | $136,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 13,919 | $136,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 13,648 | $136,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,671 | $135,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 22,594 | $135,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,004 | $134,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 13,007 | $134,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 20,844 | $134,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 14,706 | $133,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 18,456 | $132,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 28,030 | $131,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 31,137 | $131,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A201 | NATURAL GAS FD | 10,914 | $131,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 10,370 | $130,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 57,178 | $130,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 73,870 | $129,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 10,713 | $128,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 24,525 | $128,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 28,665 | $128,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 22,420 | $125,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 12,334 | $124,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 20,601 | $124,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 225,300 | $124,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 10,053 | $123,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 17,051 | $122,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 36,198 | $121,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 47,071 | $121,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 10,096 | $121,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,006 | $120,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 14,913 | $119,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 46,422 | $116,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 22,650 | $116,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,964 | $115,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 16,608 | $115,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 10,188 | $115,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 12,141 | $115,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 25,034 | $114,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 15,049 | $113,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 10,482 | $112,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 14,474 | $111,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 10,690 | $111,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 19,032 | $110,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 15,271 | $109,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,581 | $108,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 34,473 | $108,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 13,915 | $107,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 15,549 | $107,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 16,677 | $107,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 64,377 | $106,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 49,064 | $105,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 24,822 | $105,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 17,000 | $104,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 10,992 | $104,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 12,768 | $104,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 14,724 | $103,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 11,319 | $102,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 44,525 | $102,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 41,457 | $102,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 15,025 | $101,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 10,012 | $101,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 10,890 | $101,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,522 | $100,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 29,600 | $98,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 15,057 | $97,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 10,956 | $97,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 207,500 | $95,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 12,540 | $94,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 14,304 | $93,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 14,364 | $93,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 45,390 | $92,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 12,317 | $90,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,000 | $89,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 11,868 | $88,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 21,685 | $87,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 10,761 | $85,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 27,846 | $85,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 16,020 | $85,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 15,906 | $85,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 42,460 | $83,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 23,101 | $83,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 10,676 | $82,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 27,685 | $82,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 44,860 | $81,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 24,795 | $81,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 10,295 | $80,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 10,470 | $77,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 19,210 | $75,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 12,728 | $74,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 130,828 | $73,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 10,209 | $73,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,800 | $72,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 13,890 | $71,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 10,545 | $71,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 15,767 | $71,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H164 | ETN GLB CARB38 | 11,535 | $70,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 11,970 | $68,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 10,880 | $66,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 14,213 | $64,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 17,742 | $62,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 14,912 | $61,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 21,634 | $60,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 16,635 | $58,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 29,000 | $57,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 11,088 | $57,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 35,765 | $56,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 16,172 | $54,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 13,555 | $54,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 17,708 | $52,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 11,041 | $50,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 14,855 | $49,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 22,861 | $49,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 25,456 | $47,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 11,426 | $46,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 15,364 | $46,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 22,012 | $46,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 10,379 | $46,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 14,740 | $46,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 13,678 | $43,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 14,216 | $43,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 14,103 | $43,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 10,734 | $42,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 16,827 | $42,000 | thousands by filing date | |
| NTS INC NEV COM | 62943b105 | COM | 20,544 | $40,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 11,717 | $37,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 17,958 | $36,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 24,669 | $34,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 41,757 | $33,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 13,400 | $31,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 15,462 | $31,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 29,771 | $29,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 20,918 | $29,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 64,300 | $28,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 10,414 | $27,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 12,732 | $25,000 | thousands by filing date | |
| AMBOW ED HLDG LTD | 02322P101 | ADR REPSTG CL A | 26,473 | $25,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 11,549 | $21,000 | thousands by filing date | |
| HARRIS INTERACTIVE INC | 414549105 | COM | 10,441 | $21,000 | thousands by filing date | |
| MAXCOM TELECOMUNICACIONES SA | 57773A508 | ADR REP PR CTF | 13,002 | $21,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 13,946 | $19,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 10,041 | $18,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 11,959 | $17,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 14,978 | $15,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 17,300 | $15,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 23,877 | $14,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 17,600 | $13,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 19,000 | $11,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 15,463 | $6,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 413,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 76,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 56,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 25,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001330294-14-000002 | this filing | 2014-02-14 | acceptance time not in the bulk data set |