13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-29, with 2,283 holding rows worth $23,384,319,000.
- Accession
- 0001329948-21-000013
- Filer
- CIK 1329948
- Filed
- 2021-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 3,036 entries on the cover page, a total value of $23,384,319,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $23,384,319,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 8,856 | $281,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 10,750 | $280,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 8,802 | $279,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 8,781 | $277,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 15,423 | $277,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 18,119 | $276,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 8,975 | $275,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 8,918 | $274,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 24,414 | $274,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 26,336 | $273,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 19,903 | $271,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 11,553 | $269,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 23,040 | $268,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,231 | $268,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 3,061 | $268,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 22,920 | $268,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,795 | $268,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,745 | $267,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,659 | $267,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,061 | $266,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 6,295 | $266,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 26,110 | $266,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 46,781 | $265,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,945 | $264,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 43,083 | $263,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,375 | $263,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 8,887 | $263,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 10,603 | $262,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 7,336 | $262,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 5,705 | $261,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,838 | $261,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 1,633 | $261,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 3,965 | $261,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 8,814 | $260,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 15,150 | $259,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 12,551 | $259,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 19,923 | $258,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 19,917 | $258,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 6,346 | $258,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,776 | $257,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 3,155 | $257,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 5,505 | $257,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 9,907 | $257,000 | thousands by filing date | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 5,528 | $256,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,099 | $255,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 6,634 | $255,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,759 | $255,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 29,416 | $254,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 4,746 | $254,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 3,546 | $253,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 8,952 | $253,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 14,658 | $251,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,077 | $251,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 3,206 | $250,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,466 | $250,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,681 | $250,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 7,697 | $249,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 68,136 | $247,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 877 | $246,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 8,919 | $246,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 18,373 | $245,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 6,640 | $245,000 | thousands by filing date | |
| PACER FDS TR | 69374H592 | SALT LOW TRUBETA | 7,980 | $245,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 19,548 | $243,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,396 | $242,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 6,727 | $242,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,305 | $241,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 849 | $241,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 8,167 | $241,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 59,187 | $241,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 69,295 | $240,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 6,225 | $240,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 11,531 | $239,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 5,099 | $239,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,921 | $239,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 8,428 | $236,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 21,732 | $235,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 6,007 | $235,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 9,613 | $235,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 23,055 | $234,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 33,225 | $234,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 8,677 | $234,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 8,987 | $233,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,293 | $233,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 19,474 | $233,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,980 | $232,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 636 | $231,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 32,091 | $231,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 8,058 | $231,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 3,953 | $231,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 986 | $230,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 25,347 | $230,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,067 | $229,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 6,387 | $229,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 4,966 | $229,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,500 | $229,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 68,597 | $229,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,204 | $228,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 5,585 | $227,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 6,254 | $227,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 10,347 | $227,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 3,576 | $226,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 14,620 | $226,000 | thousands by filing date | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 8,683 | $226,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,362 | $225,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,786 | $224,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,661 | $224,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,775 | $224,000 | thousands by filing date | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 8,000 | $223,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 7,998 | $223,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 20,028 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,620 | $223,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 9,125 | $222,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 30,216 | $222,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 4,000 | $221,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2,185 | $221,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 5,729 | $220,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 16,162 | $220,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 10,750 | $219,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 10,190 | $218,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,745 | $218,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 4,890 | $218,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,188 | $217,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 21,635 | $217,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 13,832 | $217,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 7,741 | $217,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 9,600 | $216,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,692 | $216,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 8,059 | $215,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 4,024 | $215,000 | thousands by filing date | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 8,156 | $214,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 13,435 | $214,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,127 | $214,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 1,911 | $213,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,232 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,555 | $213,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 14,500 | $213,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 8,468 | $213,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 9,759 | $212,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 27,680 | $211,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,779 | $210,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 15,390 | $210,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 15,555 | $210,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 13,558 | $210,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 3,964 | $210,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 28,260 | $209,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 4,800 | $209,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 4,174 | $209,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,426 | $208,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 37,738 | $208,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 9,435 | $207,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 8,000 | $206,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,260 | $205,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 4,260 | $205,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 5,344 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 2,387 | $204,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 3,175 | $204,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,062 | $204,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 5,204 | $204,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,166 | $204,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 29,248 | $203,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 4,198 | $203,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,591 | $203,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,572 | $202,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,274 | $201,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 2,044 | $201,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 20,320 | $198,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 12,046 | $197,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 20,101 | $197,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 17,593 | $191,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 23,718 | $190,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,170 | $188,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,458 | $188,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 46,362 | $188,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 15,378 | $187,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 19,397 | $186,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 12,215 | $186,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 26,700 | $186,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,764 | $185,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 13,364 | $180,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 11,010 | $178,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 10,366 | $177,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 48,076 | $173,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 28,047 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,924 | $171,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 10,681 | $168,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 18,129 | $168,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 10,671 | $165,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 23,219 | $164,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 11,305 | $163,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 13,100 | $160,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 15,925 | $159,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 13,317 | $159,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 14,382 | $159,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 86,879 | $158,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 172,000 | $157,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 15,528 | $155,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 22,118 | $155,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 10,947 | $155,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 30,000 | $155,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 17,750 | $155,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 12,330 | $154,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,196 | $153,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 17,568 | $152,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 16,861 | $151,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 14,225 | $148,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,996 | $147,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 31,270 | $147,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 29,700 | $146,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 20,000 | $145,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 19,995 | $143,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 10,838 | $142,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 19,500 | $141,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 11,200 | $140,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 14,220 | $139,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 15,363 | $139,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 17,800 | $139,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 16,137 | $138,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 17,111 | $132,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 11,600 | $131,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,052 | $126,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 11,053 | $125,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 17,440 | $125,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 12,344 | $123,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 18,523 | $122,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 37,360 | $121,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 12,500 | $120,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 11,800 | $119,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 17,000 | $119,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 18,007 | $118,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 10,162 | $118,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 15,072 | $117,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 17,300 | $116,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 44,450 | $115,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 12,376 | $112,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 13,300 | $110,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 27,637 | $109,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 17,390 | $108,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 15,000 | $108,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 23,950 | $107,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 12,866 | $104,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 10,037 | $104,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 11,100 | $104,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 11,236 | $103,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 25,000 | $100,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 11,314 | $98,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 10,531 | $98,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,444 | $96,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 17,575 | $96,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 26,050 | $95,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 18,322 | $95,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 17,457 | $91,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 10,160 | $91,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 11,720 | $90,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 13,573 | $85,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 28,000 | $84,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 10,051 | $83,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 14,547 | $83,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,474 | $82,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 11,383 | $80,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 25,800 | $79,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 13,150 | $76,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 31,515 | $75,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 10,650 | $75,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 21,125 | $72,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 11,800 | $69,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 11,200 | $68,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC | 83406F110 | *W EXP 05/28/202 | 11,000 | $68,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 12,700 | $62,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 17,477 | $62,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 10,000 | $62,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 21,294 | $59,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 11,000 | $54,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,931 | $51,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 11,000 | $49,000 | thousands by filing date | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 14,000 | $49,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 10,804 | $47,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,155 | $43,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 10,250 | $39,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,000 | $34,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 11,000 | $34,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 10,500 | $33,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 11,700 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-21-000013 | this filing | 2021-10-29 | acceptance time not in the bulk data set |