13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-07-26, with 2,240 holding rows worth $22,678,348,000.
- Accession
- 0001329948-21-000005
- Filer
- CIK 1329948
- Filed
- 2021-07-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 2,240 entries on the cover page, a total value of $22,678,348,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,678,348,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,019 | $257,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,626 | $256,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 11,671 | $256,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 6,587 | $255,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 16,824 | $255,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,951 | $255,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 8,126 | $254,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 8,632 | $254,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 4,223 | $253,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 17,312 | $252,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 6,664 | $251,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 6,916 | $251,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,181 | $249,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 3,469 | $248,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,170 | $248,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 13,185 | $248,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,202 | $247,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,855 | $247,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 1,735 | $247,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 9,125 | $246,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 4,024 | $246,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 11,819 | $245,000 | thousands by filing date | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 9,340 | $245,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 2,846 | $244,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,211 | $243,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 10,642 | $243,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 6,776 | $243,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,181 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,247 | $243,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 4,746 | $243,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 57,968 | $243,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,005 | $242,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 9,600 | $242,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 4,560 | $242,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 10,198 | $241,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,924 | $241,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 2,210 | $240,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 4,291 | $240,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,453 | $240,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 28,136 | $238,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,104 | $237,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 21,732 | $237,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 9,613 | $237,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 11,070 | $237,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 1,675 | $237,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 29,791 | $236,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 8,428 | $236,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 9,200 | $236,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 13,650 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 8,065 | $235,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 3,115 | $235,000 | thousands by filing date | |
| RH | 74967X103 | COM | 346 | $235,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 8,122 | $235,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 13,676 | $234,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 31,308 | $234,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,767 | $233,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,835 | $233,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 10,150 | $233,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 12,906 | $233,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 62,120 | $232,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 6,510 | $231,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 27,100 | $230,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 15,885 | $230,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,583 | $229,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 8,059 | $229,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 8,175 | $229,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 5,303 | $229,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 86,869 | $229,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 8,480 | $229,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 5,099 | $228,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 20,801 | $228,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 17,831 | $228,000 | thousands by filing date | |
| IMGP DBI MANAGED FUTURES STRATEGY ETF | 56170L828 | ETF | 8,000 | $228,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,436 | $227,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 860 | $227,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 11,623 | $227,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,168 | $226,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,859 | $223,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 10,750 | $223,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 4,247 | $222,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 25,866 | $222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2,185 | $222,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,838 | $220,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 7,265 | $220,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,593 | $220,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,463 | $219,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 7,828 | $219,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 1,996 | $218,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 604 | $218,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 19,855 | $218,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2,514 | $218,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 44,352 | $218,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 21,635 | $218,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 4,305 | $217,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 11,837 | $217,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,788 | $216,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,127 | $216,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 31,763 | $216,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 627 | $215,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 21,461 | $215,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,137 | $214,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,357 | $213,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 13,428 | $213,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 5,941 | $212,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 22,979 | $212,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 3,891 | $212,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,125 | $211,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 4,722 | $211,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 5,298 | $211,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 3,689 | $211,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 3,175 | $210,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 10,617 | $209,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 11,257 | $209,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 36,219 | $209,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 6,632 | $208,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 1,830 | $208,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,283 | $208,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 3,632 | $207,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 174,100 | $207,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 9,867 | $206,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 3,952 | $206,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,232 | $205,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 13,126 | $205,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 5,327 | $205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,167 | $205,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 4,515 | $204,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 3,576 | $203,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 4,409 | $203,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 7,230 | $203,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 4,260 | $203,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,107 | $203,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 5,015 | $202,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,130 | $202,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,383 | $202,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 5,440 | $202,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 4,535 | $202,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 5,848 | $202,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,978 | $201,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,015 | $200,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 17,360 | $200,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 12,180 | $196,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 12,215 | $196,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,450 | $187,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 15,699 | $187,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 10,255 | $187,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 69,487 | $186,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 15,925 | $185,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 48,076 | $185,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 20,000 | $185,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 15,403 | $183,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 12,192 | $183,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,469 | $180,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,878 | $180,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 13,600 | $175,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,277 | $175,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,892 | $175,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,824 | $173,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 31,700 | $173,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,423 | $172,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 21,150 | $171,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 30,360 | $171,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 47,404 | $167,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 16,785 | $167,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 10,671 | $166,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,396 | $166,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 11,100 | $166,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 11,104 | $164,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 18,701 | $164,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 24,615 | $162,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 10,966 | $160,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,740 | $159,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 20,719 | $158,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 43,450 | $158,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 25,108 | $154,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 30,270 | $154,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 14,200 | $152,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,440 | $152,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 42,500 | $152,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 11,925 | $149,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 16,583 | $147,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 13,300 | $145,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 17,000 | $142,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 26,052 | $139,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 14,220 | $139,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,426 | $138,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 13,558 | $138,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 11,200 | $133,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 13,200 | $131,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,771 | $130,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 12,427 | $129,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 25,503 | $129,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 13,233 | $128,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 30,000 | $128,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 11,412 | $127,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 17,050 | $124,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 12,394 | $120,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 12,500 | $119,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 12,475 | $116,000 | thousands by filing date | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 14,000 | $114,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 18,696 | $113,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 13,351 | $113,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 27,050 | $110,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 10,000 | $110,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 25,741 | $109,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 23,950 | $107,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 12,839 | $106,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 11,100 | $105,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 13,100 | $103,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 11,322 | $102,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,548 | $101,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,127 | $99,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 18,523 | $98,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 15,339 | $95,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 10,253 | $91,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 14,700 | $91,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 23,500 | $91,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 13,069 | $88,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 11,012 | $88,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 10,809 | $88,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 19,104 | $85,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 18,000 | $84,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 14,500 | $80,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,323 | $79,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 12,006 | $76,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 31,515 | $75,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 10,650 | $75,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 11,000 | $64,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 25,208 | $60,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,000 | $56,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 10,250 | $56,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 15,238 | $52,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 77,317 | $51,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 30,000 | $49,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,155 | $45,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 11,000 | $45,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 11,962 | $41,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 25,000 | $41,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 11,800 | $34,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,000 | $30,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 87,530 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-21-000005 | this filing | 2021-07-26 | acceptance time not in the bulk data set |