13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-25, with 2,217 holding rows worth $20,699,603,000.
- Accession
- 0001329948-21-000001
- Filer
- CIK 1329948
- Filed
- 2021-01-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 2,217 entries on the cover page, a total value of $20,699,603,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,699,603,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 10,213 | $241,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 12,584 | $239,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 892 | $238,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 24,254 | $238,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 8,078 | $238,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 6,487 | $238,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 3,045 | $237,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 19,076 | $236,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 7,536 | $236,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 5,200 | $236,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 13,551 | $236,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 7,196 | $235,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 5,797 | $235,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 6,274 | $234,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,691 | $234,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,371 | $233,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 1,016 | $233,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 12,000 | $233,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,864 | $232,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 2,924 | $232,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 1,510 | $232,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 8,987 | $231,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,133 | $231,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,063 | $231,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,461 | $231,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 4,355 | $230,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 8,480 | $230,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 9,736 | $230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 6,975 | $229,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,535 | $228,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 9,600 | $228,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 7,450 | $228,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 2,668 | $227,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 6,735 | $227,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 5,309 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 3,830 | $226,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 18,502 | $225,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,385 | $224,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 5,210 | $224,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,035 | $224,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 27,745 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 9,009 | $224,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,079 | $223,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 13,686 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 5,950 | $223,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,663 | $223,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 8,204 | $222,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 10,300 | $222,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 3,356 | $221,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 2,308 | $221,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 87,787 | $221,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 22,700 | $220,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 6,920 | $219,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,717 | $219,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 4,024 | $219,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 29,300 | $218,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 5,064 | $218,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 20,536 | $218,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 9,118 | $218,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,801 | $217,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 21,118 | $217,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 4,060 | $217,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 9,263 | $217,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 7,298 | $217,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,936 | $216,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,724 | $215,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,708 | $215,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 6,859 | $215,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,137 | $214,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,253 | $214,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,127 | $213,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 5,928 | $213,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 6,798 | $212,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,205 | $212,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 36,128 | $211,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2,373 | $211,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,951 | $210,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 4,495 | $210,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,500 | $209,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 4,311 | $208,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 927 | $207,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 17,452 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 15,515 | $206,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 8,696 | $206,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 4,840 | $205,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 10,998 | $205,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 6,094 | $205,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 18,769 | $205,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 21,700 | $204,000 | thousands by filing date | |
| IMGP DBI MANAGED FUTURES STRATEGY ETF | 56170L828 | ETF | 8,000 | $204,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 4,037 | $203,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 7,072 | $203,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 3,372 | $202,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,012 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,479 | $201,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 6,500 | $201,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 3,208 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 6,942 | $200,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 4,293 | $200,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 14,631 | $195,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 11,914 | $195,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 27,035 | $193,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 19,967 | $191,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 16,371 | $191,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 32,491 | $189,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 14,751 | $187,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 48,076 | $186,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 25,460 | $185,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 18,077 | $183,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 10,952 | $181,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 12,770 | $181,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 13,400 | $180,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 42,500 | $178,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 11,382 | $174,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 19,714 | $173,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,878 | $173,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 35,177 | $171,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 12,050 | $171,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,293 | $168,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 14,106 | $168,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 24,812 | $165,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 12,333 | $164,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 28,789 | $164,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,639 | $160,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 17,800 | $160,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 50,504 | $159,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 14,803 | $159,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 52,456 | $159,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 23,655 | $158,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 12,959 | $156,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 10,077 | $156,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,632 | $155,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 62,663 | $155,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 24,191 | $154,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 11,800 | $154,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 18,200 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 10,596 | $153,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,614 | $152,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,561 | $150,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 20,110 | $150,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,900 | $150,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 13,928 | $149,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 10,502 | $149,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 30,052 | $149,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 16,200 | $149,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 26,374 | $148,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 12,879 | $146,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 28,633 | $146,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,120 | $145,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 14,665 | $145,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 46,260 | $141,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 10,000 | $141,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 36,827 | $140,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 14,200 | $138,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 13,963 | $138,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 12,150 | $135,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 13,589 | $135,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 10,743 | $134,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 24,595 | $133,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 19,588 | $131,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 13,491 | $131,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 14,914 | $131,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 31,884 | $126,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 10,875 | $126,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 19,901 | $123,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 18,000 | $121,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 61,233 | $120,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 11,889 | $118,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 18,000 | $117,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 17,342 | $117,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 11,840 | $115,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,030 | $113,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 12,671 | $110,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 27,250 | $108,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 11,912 | $106,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 13,424 | $104,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 24,560 | $104,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 16,090 | $100,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 26,981 | $100,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 29,336 | $99,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 23,000 | $98,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 11,314 | $96,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 12,793 | $96,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 20,890 | $95,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 39,337 | $94,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 23,600 | $93,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 12,402 | $92,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 10,650 | $92,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 10,213 | $91,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 12,886 | $81,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 15,096 | $79,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 14,480 | $79,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 10,500 | $79,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 15,000 | $77,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 29,200 | $77,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 12,823 | $73,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 17,000 | $73,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 11,352 | $72,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 12,397 | $71,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 13,000 | $63,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 12,876 | $61,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 25,000 | $56,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 20,350 | $52,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 11,000 | $51,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,435 | $42,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 10,000 | $39,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 12,270 | $39,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 11,200 | $38,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,155 | $37,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 17,000 | $36,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 49,856 | $34,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 10,000 | $33,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 11,376 | $25,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 11,500 | $23,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 12,072 | $18,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,500 | $14,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 10,000 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-21-000001 | this filing | 2021-01-25 | acceptance time not in the bulk data set |