13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-30, with 1,870 holding rows worth $12,639,278,000.
- Accession
- 0001329948-20-000002
- Filer
- CIK 1329948
- Filed
- 2020-04-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,871 entries on the cover page, a total value of $12,639,278,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,639,278,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 10,939 | $290,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 8,660 | $290,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 158,455 | $290,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 4,928 | $289,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 10,693 | $288,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,993 | $287,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 22,715 | $287,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,992 | $286,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 31,399 | $286,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 6,962 | $284,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 20,765 | $284,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 8,712 | $284,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,813 | $284,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 3,707 | $282,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 5,357 | $282,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 45,599 | $281,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,515 | $281,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 16,623 | $281,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 62,497 | $281,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,250 | $279,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,099 | $279,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 40,595 | $278,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 8,400 | $278,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,057 | $278,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 9,600 | $278,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 11,927 | $277,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 11,311 | $277,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 31,977 | $277,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 6,720 | $276,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 9,842 | $276,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 7,788 | $275,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,500 | $275,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 24,834 | $274,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 29,050 | $274,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,518 | $273,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 10,048 | $273,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 10,094 | $271,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 52,028 | $271,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 29,990 | $271,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 10,406 | $269,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,494 | $268,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,189 | $267,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 8,330 | $267,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 18,546 | $267,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,677 | $266,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 13,002 | $266,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 8,107 | $265,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 11,060 | $264,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 6,300 | $264,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 6,341 | $264,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 4,090 | $263,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 12,734 | $262,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 173,514 | $262,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 4,919 | $261,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 16,153 | $260,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 6,924 | $260,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 22,965 | $260,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 50,411 | $260,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 13,617 | $260,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 4,177 | $259,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 6,278 | $259,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 83,155 | $258,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 8,955 | $258,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,679 | $257,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 7,133 | $257,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,201 | $256,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,760 | $256,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 14,401 | $256,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 3,600 | $255,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 13,268 | $255,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 5,064 | $254,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 4,569 | $254,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 10,692 | $254,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 53,071 | $254,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 22,581 | $254,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 14,100 | $254,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,625 | $253,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 11,787 | $253,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,763 | $251,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,146 | $250,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 25,601 | $250,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,520 | $249,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 10,600 | $249,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 9,754 | $249,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 4,483 | $248,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 24,127 | $247,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 9,355 | $247,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 4,215 | $245,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 6,174 | $245,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 13,932 | $244,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,058 | $244,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,207 | $244,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,430 | $243,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 28,222 | $243,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 10,295 | $242,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 28,112 | $242,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 7,788 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 7,270 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,653 | $240,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 10,300 | $240,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 10,717 | $240,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 23,271 | $240,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 7,996 | $239,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,855 | $239,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 21,164 | $239,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 7,504 | $239,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 8,678 | $238,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 21,433 | $237,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 9,226 | $237,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,081 | $237,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 19,406 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 4,785 | $237,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 9,924 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 7,227 | $236,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 17,802 | $236,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 32,981 | $233,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,174 | $233,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,784 | $232,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 9,558 | $231,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 9,047 | $230,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 62,622 | $229,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 17,667 | $229,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,297 | $226,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,779 | $226,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 5,304 | $225,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 68,240 | $225,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 4,561 | $225,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 29,342 | $225,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 31,632 | $224,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 30,396 | $224,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 13,324 | $223,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 5,291 | $222,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 7,416 | $222,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,186 | $221,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 4,768 | $221,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 5,500 | $221,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,044 | $221,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 4,812 | $221,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 3,351 | $220,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,674 | $219,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,966 | $219,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 11,055 | $219,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 10,634 | $218,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,581 | $218,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,893 | $218,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 8,698 | $218,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 4,291 | $217,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,264 | $215,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 5,924 | $215,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 61,519 | $215,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 6,708 | $214,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 50,428 | $214,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 9,165 | $214,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,837 | $214,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,110 | $213,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 8,949 | $212,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 13,138 | $212,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,113 | $211,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 13,494 | $211,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 26,095 | $210,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 5,426 | $209,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 7,375 | $209,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 5,519 | $208,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 9,140 | $208,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 15,598 | $208,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,123 | $207,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 32,015 | $207,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,717 | $206,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,234 | $206,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,692 | $206,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,093 | $204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 2,680 | $204,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,917 | $203,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 17,437 | $203,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 8,944 | $202,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 49,610 | $202,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 39,631 | $201,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 9,533 | $201,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 38,879 | $199,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 17,109 | $198,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,969 | $198,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 27,875 | $196,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 57,414 | $196,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 13,094 | $195,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 14,573 | $195,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 14,630 | $193,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 19,800 | $191,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 10,084 | $189,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 11,485 | $187,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 23,027 | $186,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 15,122 | $185,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 13,561 | $182,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 18,822 | $181,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 16,152 | $180,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 15,181 | $180,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,091 | $180,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 19,551 | $179,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 40,394 | $179,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 13,239 | $178,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 14,950 | $176,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,214 | $175,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 62,390 | $173,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 14,515 | $170,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 34,469 | $170,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 17,970 | $168,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 22,700 | $168,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 13,983 | $168,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 14,231 | $168,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 14,681 | $167,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 17,665 | $167,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 10,960 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,220 | $166,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 69,137 | $165,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 10,629 | $164,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 13,016 | $163,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 12,205 | $163,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 25,500 | $158,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 27,862 | $157,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 26,837 | $156,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 43,419 | $156,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 40,800 | $155,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 18,575 | $154,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,035 | $154,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 15,804 | $153,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,544 | $153,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,450 | $152,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 18,517 | $149,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 21,965 | $148,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,209 | $148,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 15,516 | $148,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 45,401 | $146,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 26,997 | $146,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 10,069 | $145,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 14,875 | $144,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 11,045 | $144,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 15,043 | $143,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 11,259 | $140,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,555 | $140,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 11,440 | $140,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 24,298 | $138,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 40,513 | $138,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 53,816 | $137,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 14,954 | $137,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 12,469 | $136,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 51,555 | $136,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 12,275 | $134,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 35,613 | $133,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 16,459 | $133,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 13,450 | $132,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 23,726 | $132,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 17,500 | $128,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 20,047 | $127,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 13,955 | $127,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,565 | $126,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 12,950 | $125,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 16,802 | $124,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 10,950 | $124,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 13,555 | $124,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 14,900 | $121,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 48,076 | $120,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 23,173 | $119,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 15,920 | $119,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 11,830 | $119,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 14,500 | $117,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 16,220 | $115,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 22,000 | $115,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 22,631 | $113,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 19,623 | $113,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 30,529 | $113,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 12,179 | $112,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 10,145 | $106,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 42,002 | $105,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,000 | $104,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 23,675 | $102,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 13,608 | $102,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 12,285 | $101,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 13,390 | $100,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11,079 | $99,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 21,505 | $98,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 75,513 | $95,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 24,635 | $94,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 11,007 | $93,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 23,940 | $93,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 10,825 | $92,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,160 | $92,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 22,577 | $92,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 10,312 | $91,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 10,629 | $90,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 11,150 | $89,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 12,561 | $88,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 18,052 | $88,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 12,445 | $86,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 14,001 | $86,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 55,170 | $86,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 14,448 | $86,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 11,160 | $85,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 16,747 | $84,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 14,661 | $82,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 19,554 | $82,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 30,865 | $80,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 10,717 | $79,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11,154 | $77,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 18,063 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 19,390 | $77,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,917 | $75,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 10,000 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 10,213 | $67,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 16,425 | $64,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 14,952 | $63,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 10,981 | $63,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 12,033 | $62,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 15,000 | $62,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 10,550 | $61,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 11,305 | $61,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 12,000 | $60,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 17,715 | $59,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 13,850 | $57,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 16,860 | $57,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 12,441 | $57,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 10,260 | $55,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,974 | $55,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 16,940 | $55,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 12,899 | $52,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 11,698 | $51,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,059 | $50,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 35,474 | $49,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 10,790 | $49,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,400 | $48,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 11,000 | $47,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 14,217 | $46,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 22,550 | $45,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 12,045 | $44,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 12,168 | $43,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 31,537 | $42,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,627 | $42,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 16,508 | $42,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 19,791 | $40,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 17,950 | $39,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 17,504 | $38,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 11,592 | $37,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 19,347 | $35,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 60,800 | $33,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 17,648 | $33,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 20,750 | $33,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 14,511 | $32,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 37,170 | $32,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 19,093 | $30,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 20,639 | $30,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 20,252 | $30,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,710 | $29,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,189 | $25,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 18,500 | $25,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 12,500 | $19,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 10,275 | $17,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 11,072 | $17,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 19,800 | $16,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 16,832 | $16,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,350 | $15,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 15,143 | $14,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 23,000 | $14,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 14,881 | $12,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 10,000 | $12,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 14,700 | $10,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 18,500 | $9,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 10,100 | $8,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 15,000 | $7,000 | thousands by filing date | |
| Taronis Technologies Inc Com New | 876214206 | Equity | 30,000 | $5,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 25,550 | $4,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,774 | $2,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,200 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-20-000002 | this filing | 2020-04-30 | acceptance time not in the bulk data set |