13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-01, with 1,932 holding rows worth $10,376,271,000.
- Accession
- 0001329948-19-000002
- Filer
- CIK 1329948
- Filed
- 2019-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,933 entries on the cover page, a total value of $10,376,271,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,376,271,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| XPO INC COM | 983793100 | Stock | 5,886 | $336,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 23,356 | $333,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 88,571 | $332,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,856 | $332,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 31,722 | $332,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 5,327 | $330,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 4,945 | $328,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 4,613 | $328,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,652 | $327,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 12,309 | $327,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 30,268 | $327,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,455 | $326,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,252 | $326,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,780 | $326,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 67,158 | $326,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 30,484 | $325,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,762 | $325,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 53,008 | $325,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 10,300 | $324,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 951 | $323,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 15,134 | $322,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 7,328 | $320,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 8,173 | $320,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 7,194 | $318,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 12,522 | $318,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 15,762 | $317,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 18,066 | $314,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 10,004 | $314,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,417 | $312,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,883 | $312,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 4,569 | $311,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 11,713 | $309,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 13,901 | $308,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 13,169 | $308,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 27,204 | $307,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 4,315 | $307,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 14,191 | $306,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 8,690 | $306,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 12,946 | $306,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 2,429 | $305,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 12,835 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 6,920 | $304,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 4,510 | $304,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 22,861 | $304,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 14,841 | $304,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 7,492 | $303,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,864 | $303,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 10,725 | $303,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 35,874 | $303,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 16,250 | $303,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,700 | $302,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 6,201 | $299,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 11,450 | $298,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,263 | $298,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,423 | $297,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 19,350 | $297,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 9,819 | $297,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 14,565 | $297,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 9,237 | $297,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 17,345 | $297,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 43,409 | $297,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 15,846 | $296,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 12,450 | $295,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,553 | $295,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 40,362 | $295,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,527 | $295,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 10,405 | $294,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,092 | $294,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 22,843 | $294,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,015 | $294,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 4,664 | $293,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 14,385 | $293,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 12,048 | $292,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 5,633 | $292,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 43,030 | $292,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 56,000 | $292,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,667 | $291,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,222 | $290,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,439 | $290,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 21,300 | $290,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 14,809 | $289,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 18,130 | $289,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,322 | $288,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 7,706 | $288,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,514 | $288,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 11,195 | $287,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,561 | $286,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 9,785 | $286,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 73,868 | $286,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 997 | $284,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 444 | $284,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 36,994 | $284,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 34,529 | $284,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 4,636 | $283,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,072 | $283,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 4,909 | $283,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 6,639 | $282,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 11,722 | $282,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 22,520 | $282,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 3,002 | $282,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,885 | $281,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 17,634 | $281,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 20,033 | $281,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 43,237 | $281,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 16,495 | $279,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 5,500 | $279,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 46,028 | $279,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 8,013 | $279,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 25,188 | $278,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 14,363 | $278,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 55,764 | $278,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,177 | $277,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,460 | $277,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,720 | $277,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 18,761 | $277,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 8,934 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,861 | $276,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 23,698 | $276,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 40,550 | $275,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 26,793 | $273,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 11,579 | $272,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 5,997 | $272,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 15,726 | $272,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 7,364 | $271,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 20,245 | $271,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 10,522 | $271,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,157 | $270,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 9,690 | $270,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 20,061 | $269,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8,483 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 5,595 | $267,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 13,512 | $267,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 10,008 | $266,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 9,355 | $266,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 9,250 | $266,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 11,421 | $265,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 12,850 | $265,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 12,851 | $264,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 4,515 | $264,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 6,449 | $263,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 19,941 | $263,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 14,940 | $263,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 13,396 | $263,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,953 | $263,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 5,425 | $262,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 21,305 | $261,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 51,200 | $260,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,074 | $257,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,996 | $256,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,112 | $255,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 5,309 | $255,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,742 | $253,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 7,233 | $253,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,014 | $252,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,205 | $252,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,420 | $251,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,769 | $249,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,966 | $248,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,115 | $248,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 20,515 | $247,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,766 | $246,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,687 | $246,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 40,800 | $245,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,284 | $245,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,369 | $245,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 38,626 | $245,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 9,032 | $245,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 6,165 | $244,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 20,213 | $244,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 6,130 | $243,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 5,890 | $242,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 2,693 | $242,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 5,047 | $242,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 7,097 | $242,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 11,189 | $241,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 12,307 | $241,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,784 | $240,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 8,199 | $240,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,862 | $240,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,197 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 7,172 | $240,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,455 | $239,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 11,326 | $238,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,830 | $238,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 18,925 | $237,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 26,612 | $237,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 31,050 | $236,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,500 | $236,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 2,850 | $236,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 4,136 | $235,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 30,148 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 2,675 | $235,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 5,318 | $234,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 9,203 | $234,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,375 | $233,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,322 | $233,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,519 | $233,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 6,763 | $233,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 17,937 | $232,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 16,421 | $231,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 4,609 | $230,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 24,010 | $230,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,914 | $230,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 7,868 | $230,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 4,794 | $229,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 9,929 | $227,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 11,940 | $227,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 4,858 | $226,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 12,768 | $226,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 8,090 | $224,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,410 | $224,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 8,644 | $223,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 10,355 | $223,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 5,628 | $222,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,336 | $222,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 6,819 | $222,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,247 | $222,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 5,540 | $222,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,275 | $222,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 4,928 | $221,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 4,117 | $221,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 5,846 | $220,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 27,135 | $219,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,655 | $218,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 11,337 | $218,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 6,358 | $217,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 21,887 | $217,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 8,521 | $216,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 8,252 | $216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 3,821 | $216,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 10,696 | $216,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,450 | $215,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,503 | $215,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 22,606 | $215,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,992 | $215,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,038 | $215,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,235 | $214,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,050 | $214,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 712 | $214,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,512 | $213,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,935 | $213,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,554 | $213,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,469 | $212,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 30,447 | $211,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 5,274 | $209,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,838 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,707 | $209,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,024 | $209,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 11,327 | $209,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 8,654 | $209,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 7,065 | $209,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,975 | $208,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 41,800 | $208,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 6,347 | $208,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,957 | $207,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 12,695 | $207,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,185 | $206,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 8,882 | $205,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 3,670 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 8,518 | $205,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 11,065 | $204,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 22,851 | $204,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 6,120 | $203,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 4,216 | $203,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 28,750 | $203,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 2,675 | $203,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 6,444 | $202,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 6,228 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 4,508 | $202,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,797 | $201,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 10,400 | $201,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 9,400 | $201,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 52,623 | $200,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,532 | $197,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 21,393 | $196,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 13,100 | $195,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 23,527 | $195,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,000 | $195,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 19,200 | $193,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 12,515 | $192,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 28,015 | $192,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 14,175 | $191,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 25,758 | $191,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 14,820 | $190,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 10,426 | $189,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 32,365 | $188,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 18,527 | $187,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,720 | $186,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 12,609 | $185,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 15,816 | $185,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 87,737 | $184,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 15,721 | $182,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 25,638 | $181,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 32,330 | $181,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 11,569 | $180,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 13,154 | $179,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 14,060 | $179,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 43,615 | $179,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 17,166 | $177,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 32,294 | $174,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 15,228 | $173,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 10,531 | $173,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 13,159 | $173,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 41,469 | $169,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 14,309 | $167,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 17,806 | $167,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 15,224 | $167,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,896 | $164,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 13,660 | $163,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 40,500 | $160,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,065 | $159,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 10,500 | $159,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 23,721 | $158,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,123 | $157,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,263 | $155,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 23,693 | $155,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 16,700 | $154,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 17,454 | $153,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 80,776 | $151,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 35,286 | $150,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 177,450 | $149,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 11,465 | $148,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 18,566 | $148,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,644 | $147,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 37,348 | $146,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 10,000 | $145,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 15,543 | $140,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 20,406 | $140,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 11,214 | $139,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,034 | $139,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 37,158 | $137,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 20,315 | $136,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 12,767 | $135,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,295 | $135,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 10,645 | $135,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 12,749 | $133,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 16,284 | $131,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 17,019 | $128,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,469 | $128,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 42,637 | $128,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,028 | $127,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 13,434 | $126,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 17,490 | $126,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 17,342 | $125,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 12,651 | $123,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 12,871 | $123,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 10,412 | $122,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 26,005 | $121,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 10,000 | $121,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 18,954 | $120,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 17,949 | $118,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 14,801 | $118,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 55,700 | $115,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 25,064 | $114,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 25,950 | $114,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 10,877 | $113,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 11,000 | $112,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 10,042 | $111,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 10,503 | $110,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 11,400 | $108,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 25,207 | $107,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 20,500 | $107,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 12,268 | $105,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,000 | $105,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 16,008 | $103,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 15,642 | $102,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 20,482 | $102,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 28,500 | $101,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 115,669 | $101,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20,274 | $98,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 15,244 | $97,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 13,115 | $96,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 19,734 | $95,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 19,700 | $95,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 16,879 | $95,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,001 | $94,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 11,007 | $92,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 15,928 | $92,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,438 | $85,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 15,000 | $85,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,202 | $84,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 10,775 | $83,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 16,063 | $82,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 11,460 | $82,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 29,310 | $81,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,103 | $80,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 11,435 | $80,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,750 | $78,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 44,845 | $77,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 14,925 | $74,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 10,095 | $71,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,430 | $68,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,000 | $67,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 24,951 | $66,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 11,934 | $66,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 10,715 | $65,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 12,536 | $65,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 15,550 | $64,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 14,800 | $63,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 11,300 | $63,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 14,000 | $63,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 46,546 | $62,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,268 | $60,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,025 | $60,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 10,650 | $59,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 11,025 | $57,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 14,750 | $57,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 15,528 | $55,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 19,773 | $54,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 12,400 | $49,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 10,755 | $48,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,013 | $47,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 32,000 | $46,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 26,525 | $44,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 24,850 | $44,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 12,350 | $37,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 17,747 | $30,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 19,000 | $30,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 29,000 | $30,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 18,493 | $26,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 20,300 | $24,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 11,700 | $23,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 10,809 | $23,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 10,000 | $20,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 36,697 | $20,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,180 | $19,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 12,066 | $17,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,500 | $15,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 14,419 | $10,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 14,830 | $10,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 12,640 | $6,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 24,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-19-000002 | this filing | 2019-02-01 | acceptance time not in the bulk data set |