13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-24, with 1,988 holding rows worth $10,399,587,000.
- Accession
- 0001329948-18-000003
- Filer
- CIK 1329948
- Filed
- 2018-07-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 1,989 entries on the cover page, a total value of $10,399,587,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,399,587,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 10,953 | $408,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 32,333 | $408,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 47,820 | $408,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5,971 | $406,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 17,283 | $404,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 31,209 | $404,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 30,603 | $402,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,977 | $400,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 13,735 | $399,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 18,332 | $398,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 13,067 | $397,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,548 | $397,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 12,962 | $397,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 16,560 | $396,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 14,720 | $396,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 7,358 | $395,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 42,467 | $395,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 4,827 | $395,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 58,130 | $394,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 11,536 | $394,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 35,960 | $393,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 18,486 | $391,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 17,166 | $389,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,923 | $389,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 128,692 | $389,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,206 | $386,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 72,795 | $386,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 9,014 | $385,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 8,734 | $384,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 4,598 | $382,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 32,224 | $382,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 7,777 | $381,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 7,053 | $381,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 5,915 | $381,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,573 | $380,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 11,755 | $379,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 44,579 | $378,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,852 | $377,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 4,454 | $376,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 13,249 | $376,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 8,385 | $375,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 41,432 | $373,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 6,177 | $373,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 6,738 | $373,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 41,632 | $373,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 16,228 | $372,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 24,688 | $372,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 17,220 | $371,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 18,130 | $371,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 15,300 | $371,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 19,445 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 6,569 | $369,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 55,911 | $368,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 8,750 | $367,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 5,884 | $367,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 52,556 | $365,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 19,548 | $365,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 27,802 | $364,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 21,070 | $364,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 14,236 | $362,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,850 | $361,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 8,650 | $361,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 14,669 | $361,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 6,841 | $359,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 8,125 | $358,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,606 | $357,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,028 | $355,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 3,065 | $355,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 9,859 | $354,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 13,464 | $354,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 15,435 | $354,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 13,350 | $353,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,877 | $352,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 11,050 | $352,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 48,076 | $349,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,131 | $346,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 28,568 | $345,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 5,194 | $344,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 9,644 | $344,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 30,268 | $344,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 25,200 | $343,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 11,291 | $341,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 6,825 | $341,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 35,910 | $339,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5,505 | $338,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 23,461 | $337,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,460 | $337,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,763 | $336,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,192 | $336,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 9,652 | $336,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 23,009 | $335,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 7,126 | $335,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 52,338 | $334,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 8,762 | $334,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 10,093 | $333,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 9,212 | $332,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 18,550 | $332,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 10,210 | $331,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,623 | $331,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 7,336 | $331,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,712 | $330,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,382 | $330,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 8,545 | $328,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 10,629 | $328,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 8,203 | $328,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 134,381 | $328,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 7,164 | $327,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 4,060 | $327,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 2,494 | $327,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 19,621 | $326,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 19,384 | $326,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 5,662 | $324,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 26,973 | $324,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 3,317 | $323,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,819 | $322,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 6,500 | $321,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 13,885 | $320,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 30,290 | $320,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,412 | $319,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 29,710 | $319,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 13,994 | $318,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 9,755 | $318,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 4,193 | $317,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 18,150 | $317,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 53,798 | $317,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 16,802 | $316,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 5,145 | $316,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 7,296 | $315,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,377 | $315,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 20,224 | $314,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 19,890 | $314,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 8,449 | $314,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 46,778 | $313,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 9,015 | $312,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 46,600 | $311,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 6,756 | $310,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 6,769 | $309,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 18,165 | $309,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 2,260 | $309,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 4,284 | $308,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 12,850 | $308,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 8,184 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 11,266 | $302,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 14,945 | $302,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,493 | $301,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 3,002 | $301,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,248 | $300,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 6,100 | $300,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,966 | $299,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 15,400 | $299,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 20,813 | $298,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 5,677 | $297,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 6,247 | $297,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,941 | $296,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,073 | $296,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 2,350 | $295,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 6,341 | $295,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 31,286 | $295,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 8,349 | $295,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,983 | $294,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 21,437 | $293,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,835 | $293,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,034 | $292,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,746 | $292,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 15,200 | $292,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 5,307 | $291,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,311 | $290,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 22,123 | $290,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 5,872 | $290,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 8,640 | $288,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 9,142 | $287,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 25,846 | $287,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 11,238 | $287,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,853 | $283,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 20,695 | $283,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,066 | $282,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 24,665 | $281,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,575 | $281,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,813 | $281,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 6,365 | $279,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 5,118 | $279,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 14,336 | $279,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 8,618 | $279,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 9,653 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 11,316 | $278,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,872 | $277,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 6,569 | $276,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 17,835 | $276,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 5,420 | $276,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,423 | $275,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,836 | $274,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,874 | $274,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 14,052 | $274,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 22,416 | $274,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 7,624 | $274,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 34,850 | $274,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 13,270 | $273,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,856 | $273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,030 | $273,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 13,345 | $273,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 10,497 | $272,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 2,850 | $272,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,761 | $269,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 10,599 | $269,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 22,724 | $268,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,606 | $268,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 11,430 | $268,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 23,286 | $268,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 4,719 | $268,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,609 | $267,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 22,285 | $267,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,830 | $265,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 6,340 | $264,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 24,111 | $264,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 11,362 | $263,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 40,010 | $262,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,696 | $262,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,968 | $262,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,000 | $261,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 444 | $260,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,511 | $259,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,385 | $259,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 8,947 | $257,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 11,039 | $257,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 5,769 | $257,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 17,135 | $257,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 9,243 | $256,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 19,316 | $256,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 26,800 | $256,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 16,455 | $255,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 4,079 | $255,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 7,925 | $253,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 15,733 | $253,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,341 | $252,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 5,369 | $252,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,022 | $252,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 14,800 | $252,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 6,479 | $251,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,219 | $250,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,975 | $250,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,398 | $249,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,072 | $249,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,703 | $249,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 10,124 | $249,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,945 | $249,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 9,900 | $249,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 10,523 | $249,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 10,134 | $248,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 18,971 | $248,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 24,602 | $247,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 10,897 | $247,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 7,608 | $246,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 8,665 | $246,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 19,564 | $246,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,283 | $245,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 8,799 | $245,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 9,750 | $244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 8,186 | $244,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,558 | $244,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,508 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,621 | $242,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 18,089 | $241,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 4,827 | $241,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 8,376 | $240,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 7,754 | $240,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 35,000 | $240,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,301 | $239,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,734 | $239,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 591 | $239,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,050 | $239,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,090 | $239,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 31,540 | $239,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,897 | $238,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 8,607 | $237,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 6,170 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,557 | $236,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 4,288 | $236,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,691 | $236,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 17,795 | $234,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,381 | $233,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 3,244 | $233,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,275 | $232,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 9,160 | $232,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 9,152 | $232,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 24,137 | $231,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 6,482 | $231,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 16,625 | $231,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,887 | $229,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 10,276 | $229,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 4,469 | $229,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 9,903 | $229,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 19,000 | $228,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,837 | $228,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 9,161 | $228,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 393 | $227,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 5,863 | $227,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,627 | $227,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,350 | $226,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 22,040 | $226,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 3,831 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 7,293 | $226,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,095 | $225,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,892 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,567 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,270 | $225,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 6,536 | $224,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 8,044 | $224,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,376 | $222,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 5,279 | $221,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,603 | $220,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,200 | $220,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 51,152 | $219,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,987 | $218,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 4,975 | $218,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,886 | $218,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,437 | $217,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 8,790 | $217,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 6,648 | $217,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,042 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,380 | $216,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 18,304 | $216,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 45,226 | $216,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 17,500 | $216,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 7,886 | $215,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 20,066 | $215,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 8,588 | $215,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,257 | $214,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,014 | $213,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 16,247 | $212,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 27,625 | $212,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,710 | $210,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 15,995 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,070 | $210,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 23,002 | $209,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,451 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,822 | $209,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 13,464 | $209,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 48,051 | $209,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 23,657 | $208,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,975 | $207,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,649 | $207,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 6,067 | $207,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3,242 | $207,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 18,234 | $207,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 17,850 | $207,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,499 | $206,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,829 | $206,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 3,605 | $206,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,300 | $205,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 14,145 | $205,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,515 | $204,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 3,686 | $204,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6,751 | $202,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,599 | $202,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,215 | $202,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 4,045 | $202,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,667 | $202,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 7,037 | $202,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 787 | $202,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 7,941 | $202,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,673 | $200,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 17,427 | $199,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 41,837 | $197,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 53,345 | $197,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 34,643 | $195,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,565 | $194,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,720 | $194,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,757 | $194,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 10,200 | $194,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 11,346 | $193,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 11,492 | $190,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 11,264 | $190,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 16,166 | $188,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 18,766 | $187,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 15,000 | $187,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 12,148 | $186,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 14,747 | $186,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 10,903 | $184,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 41,433 | $184,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,223 | $182,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,630 | $181,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 13,159 | $180,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 10,000 | $179,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 13,941 | $178,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,614 | $178,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 13,678 | $178,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 12,405 | $175,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 29,335 | $168,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 24,554 | $167,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 25,794 | $165,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 31,700 | $165,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 12,755 | $162,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 17,454 | $161,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 40,650 | $161,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 16,018 | $160,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 22,427 | $160,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 24,000 | $160,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,688 | $159,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 27,139 | $158,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 23,526 | $157,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,028 | $157,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 17,342 | $155,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 19,005 | $153,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 32,286 | $151,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 18,427 | $150,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 19,273 | $150,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 12,171 | $147,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 18,490 | $145,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 17,300 | $145,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 19,300 | $144,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 11,601 | $144,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 12,856 | $140,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 10,000 | $139,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,915 | $138,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 24,420 | $137,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 35,765 | $134,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,453 | $133,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 14,069 | $133,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 12,708 | $132,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 27,471 | $132,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,570 | $131,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 20,449 | $130,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 10,329 | $129,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 11,100 | $129,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,745 | $125,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 16,600 | $125,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,447 | $124,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 12,542 | $121,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 34,452 | $120,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,372 | $119,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,868 | $118,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 39,294 | $116,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 22,230 | $116,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 12,900 | $115,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 12,000 | $114,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 18,594 | $112,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,202 | $112,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 35,231 | $111,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 11,801 | $109,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 10,503 | $108,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 13,117 | $107,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 27,250 | $107,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 37,246 | $102,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 58,321 | $101,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,000 | $101,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 17,305 | $98,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,385 | $96,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 11,007 | $95,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 14,800 | $94,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 12,325 | $93,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,750 | $91,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 12,425 | $90,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 26,940 | $84,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 13,027 | $82,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 10,800 | $78,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 10,552 | $77,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 13,650 | $76,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,000 | $76,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 13,436 | $73,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 20,156 | $70,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,490 | $69,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 31,980 | $65,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 11,950 | $65,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 32,000 | $63,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 19,085 | $60,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 33,000 | $57,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 24,375 | $56,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 10,291 | $52,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 25,000 | $50,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 10,755 | $48,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 29,000 | $46,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,013 | $45,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 15,528 | $45,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,219 | $39,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,815 | $37,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 10,000 | $31,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 12,042 | $31,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 17,620 | $30,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,143 | $29,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 15,412 | $29,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 10,250 | $24,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 65,500 | $23,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,500 | $14,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 12,640 | $13,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 15,600 | $10,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 22,636 | $10,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 19,271 | $7,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 10,500 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-18-000003 | this filing | 2018-07-24 | acceptance time not in the bulk data set |