13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-19, with 1,934 holding rows worth $9,936,145,000.
- Accession
- 0001329948-18-000002
- Filer
- CIK 1329948
- Filed
- 2018-04-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 1,935 entries on the cover page, a total value of $9,936,145,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,936,145,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TETRA TECH INC NEW | 88162G103 | COM | 7,564 | $370,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 59,095 | $369,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 13,118 | $368,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 6,939 | $367,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 11,520 | $367,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 46,778 | $366,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,458 | $364,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,889 | $363,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 28,965 | $361,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 22,680 | $361,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4,850 | $360,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,007 | $359,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 41,699 | $359,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 8,345 | $358,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 8,751 | $357,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 8,650 | $355,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,906 | $354,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 12,585 | $354,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 13,243 | $354,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 9,152 | $353,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,976 | $352,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 7,849 | $351,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 7,990 | $351,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 9,654 | $351,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,903 | $350,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,863 | $350,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 12,077 | $349,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,442 | $349,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 5,466 | $348,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 4,665 | $348,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 32,564 | $348,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,129 | $347,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 22,135 | $345,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 55,227 | $344,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 16,100 | $344,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,714 | $343,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 15,831 | $343,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 16,235 | $343,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 10,843 | $342,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 16,731 | $342,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 8,852 | $340,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 4,150 | $340,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 11,592 | $339,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 82,915 | $339,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 13,574 | $338,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,365 | $337,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 129,180 | $337,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,018 | $334,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 38,696 | $334,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,212 | $333,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 33,935 | $333,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 11,094 | $332,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 12,479 | $332,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 20,521 | $331,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,382 | $331,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 11,050 | $330,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 5,182 | $329,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 25,958 | $328,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,472 | $328,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,865 | $327,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 107,792 | $326,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 8,651 | $326,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 6,128 | $325,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 10,004 | $325,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,097 | $323,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 9,247 | $323,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 10,152 | $323,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 12,380 | $322,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,461 | $322,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 6,550 | $322,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 6,130 | $322,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 27,179 | $321,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 8,644 | $320,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 9,236 | $320,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 48,980 | $319,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 22,023 | $319,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 30,268 | $319,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,470 | $318,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 18,768 | $318,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,393 | $318,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,672 | $317,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 7,570 | $317,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 10,075 | $314,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 33,736 | $313,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,975 | $312,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 13,200 | $312,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,194 | $307,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 10,676 | $307,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 8,254 | $307,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 8,223 | $306,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 26,334 | $305,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 9,374 | $303,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,938 | $302,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,129 | $302,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,330 | $301,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 34,550 | $301,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 31,752 | $301,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 21,328 | $298,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,032 | $297,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 9,076 | $297,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 31,800 | $297,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 21,575 | $296,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,514 | $295,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 19,140 | $294,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 23,323 | $294,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,060 | $293,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 13,445 | $292,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 13,125 | $291,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 5,953 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 11,898 | $291,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,458 | $290,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 7,774 | $290,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,512 | $289,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 33,094 | $289,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 12,980 | $289,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 20,476 | $289,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 17,326 | $288,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,590 | $288,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 16,950 | $287,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 8,435 | $286,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 3,072 | $286,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 12,568 | $285,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 9,770 | $284,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 27,527 | $284,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 17,795 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 9,631 | $282,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 13,780 | $282,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 8,618 | $282,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 9,025 | $281,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 489 | $281,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,554 | $281,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 48,076 | $281,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 14,068 | $280,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 20,500 | $280,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 6,870 | $279,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 4,780 | $279,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 8,158 | $279,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 19,971 | $279,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 20,695 | $279,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,125 | $278,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,830 | $277,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 16,395 | $277,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 11,335 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 8,937 | $277,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 3,308 | $276,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 20,433 | $276,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 10,788 | $275,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 6,797 | $274,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 6,862 | $274,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 6,281 | $273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,030 | $273,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 4,583 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 13,900 | $271,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 5,642 | $270,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 11,154 | $270,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 24,411 | $269,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4,200 | $268,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 14,800 | $268,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 22,285 | $268,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 444 | $267,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 26,794 | $267,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 48,600 | $266,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 19,187 | $266,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 17,649 | $266,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 5,404 | $265,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,887 | $265,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 22,448 | $265,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 16,935 | $264,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 26,962 | $264,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,326 | $264,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 35,000 | $264,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 7,296 | $263,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 8,665 | $263,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,968 | $263,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 17,605 | $263,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,985 | $262,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 22,724 | $262,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,886 | $262,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,863 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 5,994 | $260,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 10,989 | $260,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,581 | $259,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 8,264 | $258,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 17,335 | $258,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 10,024 | $258,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 34,842 | $258,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 4,280 | $257,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,236 | $256,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,114 | $256,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,975 | $256,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 2,350 | $255,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 8,560 | $255,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 58,704 | $254,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 15,414 | $252,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 9,737 | $251,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 32,400 | $250,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,023 | $249,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,022 | $249,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,813 | $249,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,711 | $249,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 4,750 | $248,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 3,065 | $248,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 37,075 | $248,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,656 | $246,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 11,373 | $246,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 5,397 | $246,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 10,523 | $246,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,954 | $244,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,558 | $244,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 3,204 | $244,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,970 | $243,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 11,681 | $243,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 11,053 | $242,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,521 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,641 | $242,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 18,575 | $242,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 7,002 | $242,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,531 | $241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,210 | $240,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 12,700 | $240,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,872 | $239,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 6,267 | $239,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 18,839 | $239,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 21,140 | $238,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 9,950 | $238,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 23,416 | $238,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 4,955 | $237,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 18,352 | $237,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 39,284 | $237,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,495 | $236,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 6,415 | $236,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,785 | $236,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 6,451 | $235,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,383 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,439 | $234,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 16,310 | $232,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,000 | $232,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 8,197 | $231,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 9,100 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 5,184 | $230,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 23,844 | $230,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 9,077 | $230,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 4,777 | $230,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 7,867 | $229,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 19,000 | $229,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 24,250 | $229,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,687 | $229,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 9,161 | $228,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 15,284 | $227,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 7,312 | $226,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,936 | $225,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 12,215 | $225,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 9,420 | $225,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 8,798 | $224,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 19,451 | $224,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,840 | $223,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 50,647 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 7,665 | $223,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 34,964 | $223,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 7,615 | $223,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,563 | $223,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 8,891 | $223,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,222 | $222,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 6,940 | $222,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 35,443 | $222,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 14,247 | $222,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 7,343 | $222,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 11,164 | $221,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 4,896 | $221,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 5,465 | $221,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 24,050 | $220,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 14,315 | $220,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 28,790 | $219,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,050 | $218,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 11,650 | $217,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,496 | $217,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,905 | $217,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 9,509 | $217,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 48,003 | $217,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 8,400 | $215,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 17,500 | $215,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 8,078 | $214,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 2,715 | $214,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,729 | $213,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,666 | $213,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 3,059 | $213,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6,043 | $213,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,200 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,899 | $212,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,491 | $212,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,178 | $212,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 17,478 | $212,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,225 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 2,759 | $211,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,150 | $211,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 22,454 | $211,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 7,196 | $211,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,804 | $211,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 4,288 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,070 | $210,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 11,375 | $209,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 2,428 | $209,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 7,148 | $209,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 9,752 | $208,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 4,870 | $208,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,754 | $207,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,386 | $206,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 8,799 | $205,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 7,980 | $205,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 9,468 | $204,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,665 | $204,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,065 | $204,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 5,760 | $203,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 1,950 | $203,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,368 | $202,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 6,592 | $201,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 978 | $201,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,484 | $200,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 14,772 | $196,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 14,113 | $193,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 11,345 | $190,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 11,950 | $189,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 15,190 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,315 | $188,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 31,700 | $188,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 44,534 | $187,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 19,248 | $186,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,195 | $183,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,354 | $182,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 11,192 | $182,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,225 | $181,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 38,531 | $181,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 41,433 | $179,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 13,159 | $179,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 36,938 | $177,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 13,535 | $176,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 12,117 | $174,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 10,897 | $173,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 18,038 | $173,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 19,406 | $172,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 16,018 | $172,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 19,939 | $171,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 15,000 | $171,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,039 | $170,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 13,105 | $170,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 27,301 | $167,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 27,305 | $165,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 24,229 | $164,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,298 | $162,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 36,056 | $160,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 28,250 | $160,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 11,388 | $159,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 30,143 | $158,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 38,150 | $157,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 12,481 | $156,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 17,342 | $156,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,010 | $153,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 11,762 | $153,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 12,606 | $153,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 11,062 | $152,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 43,402 | $152,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 13,786 | $146,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 46,987 | $146,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 28,300 | $145,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,204 | $145,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 18,490 | $144,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 10,000 | $144,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 24,915 | $144,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 10,929 | $143,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 20,823 | $142,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 19,550 | $141,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 24,675 | $140,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 28,835 | $138,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 21,939 | $134,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,865 | $134,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 45,440 | $134,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,162 | $133,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,342 | $133,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 10,306 | $130,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 10,991 | $129,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 39,337 | $125,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,880 | $125,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 10,839 | $124,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,006 | $123,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 15,795 | $123,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 10,609 | $122,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,447 | $122,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 10,732 | $118,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 12,542 | $116,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 22,427 | $114,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 10,503 | $113,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,194 | $109,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,000 | $101,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,750 | $100,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 21,669 | $100,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,728 | $97,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 17,300 | $94,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 41,384 | $93,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 12,094 | $91,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 17,305 | $90,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 53,345 | $88,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 10,660 | $87,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 51,431 | $86,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 16,649 | $86,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 17,610 | $85,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 17,399 | $85,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 56,500 | $85,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 17,302 | $83,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 13,500 | $82,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,000 | $74,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 11,950 | $70,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 22,916 | $67,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 12,000 | $66,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 10,800 | $62,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 34,000 | $62,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 18,663 | $60,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 10,800 | $60,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 32,500 | $59,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 86,600 | $57,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,427 | $49,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 22,311 | $48,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 15,528 | $38,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 18,980 | $36,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 25,000 | $36,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 31,440 | $34,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,113 | $29,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 12,709 | $27,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 13,500 | $27,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 13,042 | $27,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 12,000 | $25,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,800 | $17,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 25,636 | $16,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,500 | $15,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 10,500 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-18-000002 | this filing | 2018-04-19 | acceptance time not in the bulk data set |