13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 1,911 holding rows worth $9,628,297,000.
- Accession
- 0001329948-18-000001
- Filer
- CIK 1329948
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,912 entries on the cover page, a total value of $9,628,297,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,628,297,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANTIV INC | 92210H105 | CL A | 4,754 | $350,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 18,904 | $350,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 5,657 | $349,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 6,443 | $349,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 10,376 | $349,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,099 | $348,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 12,853 | $347,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 6,261 | $347,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 17,129 | $346,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 23,333 | $346,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 6,805 | $345,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 22,252 | $344,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 7,141 | $344,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 13,411 | $344,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 771 | $344,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 6,734 | $344,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 4,176 | $343,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 13,888 | $342,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 9,383 | $342,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 8,125 | $342,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 6,800 | $341,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 9,829 | $341,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 21,900 | $340,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 13,274 | $340,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 6,792 | $339,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,018 | $337,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 7,460 | $337,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 30,754 | $335,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 7,212 | $335,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,786 | $335,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 24,999 | $333,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 16,100 | $331,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 12,250 | $331,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 31,909 | $330,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 6,917 | $330,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 11,998 | $330,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 11,596 | $330,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 19,313 | $329,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 10,307 | $329,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 24,445 | $329,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 5,055 | $329,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 11,222 | $327,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 9,282 | $326,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 6,095 | $325,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 5,513 | $325,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 12,833 | $325,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 30,268 | $325,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 13,866 | $324,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 25,856 | $323,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 18,356 | $322,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 8,401 | $322,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 34,150 | $322,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 24,945 | $321,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 22,104 | $320,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 24,940 | $320,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,920 | $318,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 14,800 | $318,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 11,050 | $317,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 19,930 | $317,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 36,700 | $317,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 20,865 | $317,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 25,486 | $316,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,032 | $314,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 72,940 | $314,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 5,701 | $313,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,726 | $313,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 46,175 | $312,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 9,750 | $311,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 56,683 | $310,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 5,807 | $310,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,381 | $310,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 11,106 | $310,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 8,657 | $309,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 10,643 | $309,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 18,611 | $308,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,033 | $307,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 23,283 | $307,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 10,145 | $306,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 20,433 | $306,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 23,650 | $303,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 5,260 | $302,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,413 | $302,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 9,791 | $301,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 31,278 | $301,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,281 | $299,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 32,323 | $298,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 19,012 | $298,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,413 | $298,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 7,473 | $297,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 11,220 | $297,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 11,760 | $296,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 5,599 | $296,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 5,348 | $295,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 20,215 | $295,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,227 | $295,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,560 | $294,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,914 | $294,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 31,985 | $294,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 8,482 | $293,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 20,417 | $292,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 3,192 | $292,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 34,550 | $292,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 17,700 | $291,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 10,683 | $291,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 4,805 | $291,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 8,043 | $290,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 32,300 | $290,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,621 | $289,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 8,289 | $289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 14,176 | $288,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 27,520 | $288,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 22,842 | $286,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 72,244 | $286,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 904 | $285,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 6,327 | $284,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,694 | $284,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 21,816 | $284,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 7,326 | $283,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 9,537 | $283,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,130 | $283,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,181 | $283,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 8,501 | $280,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 16,565 | $280,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,584 | $280,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 6,855 | $279,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 20,500 | $278,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 8,729 | $278,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,928 | $277,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 21,500 | $277,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 11,097 | $276,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,567 | $274,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 17,740 | $273,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 991 | $272,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,710 | $272,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 22,819 | $272,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,696 | $272,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,201 | $272,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 9,058 | $270,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,190 | $269,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,281 | $269,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,458 | $269,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 18,670 | $268,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,487 | $268,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,677 | $267,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,986 | $267,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 7,335 | $267,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,223 | $267,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,985 | $266,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 24,317 | $266,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,999 | $266,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4,980 | $265,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 8,527 | $265,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 12,113 | $265,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 17,643 | $265,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 7,020 | $265,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,896 | $264,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 10,470 | $264,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 18,971 | $264,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 7,726 | $264,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 7,972 | $264,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,541 | $262,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 5,591 | $262,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 20,552 | $262,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 12,550 | $261,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 34,205 | $261,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 9,021 | $260,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,808 | $260,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 25,504 | $260,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 17,605 | $260,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 8,620 | $259,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 9,696 | $258,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 17,915 | $258,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,321 | $258,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 10,038 | $258,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,729 | $257,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,659 | $256,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 11,160 | $256,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4,450 | $255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 9,144 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 5,994 | $255,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 14,645 | $255,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,958 | $254,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,816 | $253,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 11,681 | $252,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 9,527 | $252,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 6,650 | $252,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 21,240 | $251,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,021 | $250,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 444 | $248,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 48,076 | $248,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 4,680 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,393 | $245,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,241 | $245,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 2,692 | $245,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 19,451 | $245,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 14,595 | $243,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 9,221 | $242,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,830 | $241,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,192 | $240,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 7,774 | $240,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 4,000 | $240,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,318 | $239,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 17,452 | $239,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 7,763 | $239,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,791 | $238,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 5,241 | $237,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,752 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 10,265 | $237,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,497 | $237,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 7,010 | $237,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 15,154 | $236,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 10,116 | $235,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 13,261 | $235,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 4,689 | $234,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 9,339 | $234,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 8,900 | $233,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,804 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,738 | $233,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 3,958 | $233,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 35,763 | $233,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,429 | $232,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,848 | $232,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,200 | $232,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 5,465 | $232,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,635 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,184 | $231,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 9,100 | $231,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,000 | $230,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 9,077 | $230,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,840 | $229,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,648 | $229,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 36,343 | $229,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,050 | $228,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 8,112 | $228,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 9,578 | $228,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 23,400 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6,103 | $227,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,831 | $226,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 3,421 | $226,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 5,174 | $226,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 7,583 | $225,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 887 | $225,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,694 | $224,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 12,032 | $224,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 10,132 | $223,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 5,611 | $222,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 5,932 | $222,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,000 | $221,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 22,550 | $221,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 6,822 | $220,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 11,373 | $220,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 4,210 | $218,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 22,454 | $218,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 42,912 | $218,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 21,577 | $217,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 6,415 | $216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,345 | $216,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 3,536 | $216,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,738 | $215,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,035 | $215,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 13,015 | $215,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 7,546 | $215,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 8,735 | $215,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 6,769 | $214,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 13,948 | $214,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,050 | $213,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,150 | $213,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 4,665 | $213,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 21,782 | $212,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,804 | $212,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 8,490 | $211,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,437 | $211,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,150 | $211,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 4,002 | $210,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 4,113 | $210,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,129 | $210,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,146 | $210,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 11,517 | $209,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 9,418 | $209,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 47,595 | $209,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,571 | $209,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 10,126 | $208,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 2,805 | $207,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,659 | $207,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 16,066 | $206,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 10,650 | $206,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 3,512 | $206,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 6,237 | $206,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 9,600 | $206,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 16,156 | $206,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 16,962 | $206,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 287 | $204,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 3,167 | $204,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,143 | $204,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 11,600 | $204,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 13,502 | $203,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 8,623 | $203,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,215 | $202,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 9,306 | $202,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 16,195 | $202,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 5,658 | $201,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 973 | $201,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,271 | $201,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 11,101 | $201,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,577 | $200,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,173 | $200,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 10,891 | $198,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 27,104 | $194,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 23,250 | $194,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 12,000 | $191,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 35,000 | $191,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,528 | $189,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 13,159 | $189,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,587 | $188,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 13,068 | $186,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 13,031 | $186,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 30,599 | $185,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 21,298 | $176,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 13,286 | $175,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 10,425 | $175,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 36,348 | $173,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 25,309 | $171,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 12,842 | $169,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,770 | $168,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,261 | $168,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 12,000 | $166,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,761 | $165,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,728 | $164,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 48,600 | $164,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 18,160 | $164,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 41,433 | $163,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 31,556 | $162,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 26,654 | $162,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 20,923 | $161,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 18,790 | $161,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 15,301 | $160,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,203 | $158,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 10,642 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,624 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,040 | $152,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 28,473 | $152,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 30,735 | $151,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 17,553 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,855 | $150,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 17,047 | $150,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 16,301 | $149,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 12,106 | $149,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 14,998 | $149,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 23,533 | $146,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 23,476 | $146,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,242 | $145,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 15,000 | $144,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 10,694 | $143,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 11,454 | $143,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 48,466 | $143,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 29,012 | $142,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,979 | $142,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 13,515 | $141,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 11,203 | $141,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 17,342 | $141,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,234 | $140,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 17,182 | $139,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 29,591 | $138,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 10,234 | $134,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,815 | $132,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 13,442 | $132,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,295 | $130,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,447 | $130,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 63,345 | $129,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12,519 | $128,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 13,500 | $128,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,547 | $125,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,211 | $125,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 20,500 | $123,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 15,712 | $123,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 60,431 | $119,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 25,683 | $118,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,158 | $111,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 18,100 | $111,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 40,000 | $108,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,950 | $104,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 33,150 | $104,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,588 | $102,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 10,650 | $99,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 12,308 | $90,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,735 | $85,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 15,900 | $84,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,070 | $83,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 17,300 | $82,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 12,505 | $81,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 24,054 | $80,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 11,700 | $80,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 11,950 | $74,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 11,100 | $72,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 10,900 | $72,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,700 | $69,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 31,000 | $69,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 39,840 | $69,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 92,600 | $65,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 44,500 | $63,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 10,000 | $61,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 25,000 | $60,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 13,363 | $55,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 23,262 | $50,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 15,528 | $45,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 10,400 | $41,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,113 | $35,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 29,250 | $33,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,480 | $25,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 22,159 | $22,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 10,500 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-18-000001 | this filing | 2018-02-14 | acceptance time not in the bulk data set |