13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-15, with 1,821 holding rows worth $8,775,311,000.
- Accession
- 0001329948-17-000004
- Filer
- CIK 1329948
- Filed
- 2017-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,822 entries on the cover page, a total value of $8,775,311,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,775,311,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,918 | $297,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,963 | $297,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 22,533 | $297,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 8,597 | $296,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 8,969 | $296,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,045 | $295,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,443 | $293,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 12,741 | $293,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,661 | $293,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 9,939 | $293,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 25,863 | $292,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 722 | $292,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 21,365 | $292,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 16,828 | $292,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 9,010 | $291,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,753 | $291,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 24,549 | $291,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,337 | $290,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 17,491 | $290,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,278 | $290,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 31,823 | $289,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 21,165 | $289,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,714 | $289,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 3,211 | $289,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 20,095 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 6,994 | $288,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 31,846 | $287,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,788 | $286,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 8,606 | $286,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 5,568 | $285,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 18,940 | $285,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 19,941 | $282,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 10,556 | $282,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,677 | $281,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,621 | $281,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 8,967 | $281,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 49,346 | $280,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 11,700 | $280,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 5,221 | $280,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 64,814 | $279,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,130 | $278,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 44,965 | $278,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 4,722 | $277,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 18,670 | $275,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 50,326 | $275,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,074 | $274,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,911 | $274,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 6,138 | $274,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 9,458 | $273,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 11,106 | $273,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 8,042 | $273,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,685 | $273,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 7,083 | $270,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 19,690 | $270,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 7,606 | $269,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,061 | $268,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 18,971 | $268,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 19,927 | $268,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,044 | $267,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,104 | $267,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 14,501 | $267,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,999 | $266,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 17,840 | $266,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 12,773 | $265,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 8,803 | $265,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,860 | $264,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 4,014 | $264,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,521 | $263,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 5,907 | $262,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,349 | $261,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 444 | $260,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,401 | $260,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 3,192 | $260,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 12,400 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 13,476 | $259,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 17,241 | $259,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,024 | $259,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 35,552 | $259,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 11,372 | $258,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,146 | $258,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,256 | $258,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,760 | $257,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,692 | $257,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 16,740 | $256,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 17,844 | $256,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 19,556 | $256,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 13,787 | $255,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,000 | $255,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,320 | $255,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,388 | $254,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,485 | $254,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 6,912 | $253,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,086 | $252,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,027 | $252,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 3,581 | $252,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 14,968 | $251,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 8,313 | $251,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 55,755 | $250,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 8,579 | $249,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 925 | $248,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,084 | $248,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,019 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,433 | $248,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 14,245 | $248,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,463 | $247,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 11,332 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,125 | $245,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,069 | $244,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 12,446 | $243,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 6,360 | $243,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,171 | $243,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 16,690 | $243,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 6,319 | $242,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 4,496 | $242,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 40,379 | $241,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 7,808 | $241,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 7,385 | $241,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,623 | $241,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 10,460 | $241,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 7,789 | $240,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,257 | $240,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,114 | $240,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,071 | $240,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 5,797 | $240,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,809 | $239,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 6,709 | $239,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,660 | $238,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,418 | $234,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 12,665 | $234,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 10,268 | $234,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 11,250 | $232,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 4,000 | $232,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 11,544 | $232,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 42,800 | $232,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,763 | $230,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 5,086 | $230,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 6,740 | $230,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 8,063 | $230,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,840 | $229,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,746 | $229,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 2,891 | $229,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,000 | $229,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 6,248 | $228,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 44,423 | $228,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 9,161 | $228,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6,481 | $227,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 8,967 | $227,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 9,729 | $226,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 20,329 | $226,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 13,015 | $225,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 8,274 | $224,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 32,593 | $224,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 22,454 | $224,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,806 | $223,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 10,150 | $223,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 4,971 | $223,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 5,465 | $223,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,467 | $222,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 854 | $221,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,711 | $221,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,123 | $221,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 4,112 | $221,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 31,182 | $221,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 15,695 | $220,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 6,610 | $219,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,150 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,184 | $218,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 9,291 | $218,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 20,849 | $217,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 9,791 | $217,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,392 | $216,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 8,449 | $216,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 26,923 | $216,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,050 | $215,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,337 | $215,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,982 | $215,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,595 | $215,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,750 | $214,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,348 | $213,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 16,473 | $213,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,499 | $212,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,280 | $212,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 8,835 | $211,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 5,920 | $211,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 8,718 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,477 | $210,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,394 | $210,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,804 | $210,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 6,370 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 8,293 | $209,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 6,952 | $209,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 20,100 | $207,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,305 | $206,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 23,450 | $206,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,769 | $204,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 4,848 | $204,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 31,152 | $204,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 3,509 | $204,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 3,667 | $204,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 6,557 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 9,265 | $203,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 27,073 | $203,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 5,084 | $203,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 3,881 | $203,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 27,835 | $202,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 9,292 | $202,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 11,044 | $202,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,480 | $201,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 22,510 | $201,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,507 | $200,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,215 | $197,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,361 | $195,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 16,540 | $195,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 17,636 | $193,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 12,000 | $193,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,662 | $193,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 16,970 | $193,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 10,886 | $190,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 22,414 | $189,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 16,726 | $188,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 126,144 | $188,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 21,674 | $186,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 21,748 | $186,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 12,284 | $185,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 12,878 | $185,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 14,686 | $181,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 13,275 | $176,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 70,045 | $174,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 23,250 | $174,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 10,216 | $174,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 11,775 | $173,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,528 | $173,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 36,348 | $172,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 41,433 | $171,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 11,840 | $169,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 13,155 | $167,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 19,712 | $166,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 14,000 | $166,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,748 | $165,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 10,879 | $165,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 31,335 | $164,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 17,500 | $163,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 17,297 | $163,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 15,779 | $162,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 12,000 | $160,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 54,098 | $160,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 10,659 | $158,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 35,500 | $158,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 12,106 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,040 | $155,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,624 | $155,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 11,449 | $151,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 76,331 | $150,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 16,218 | $149,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,979 | $148,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 16,485 | $148,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,615 | $147,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,863 | $146,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 14,386 | $142,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 15,342 | $141,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 14,500 | $141,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 26,267 | $140,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,132 | $139,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 19,850 | $138,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 13,500 | $138,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 21,863 | $136,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 15,150 | $135,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 15,000 | $135,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 12,000 | $134,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 48,600 | $133,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 58,100 | $127,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,380 | $127,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12,369 | $127,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 10,600 | $127,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 12,464 | $125,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 42,840 | $122,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,503 | $117,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,363 | $117,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 17,310 | $113,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 13,500 | $113,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,211 | $110,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,510 | $104,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 15,900 | $97,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 36,480 | $95,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 10,323 | $93,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 14,050 | $91,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,820 | $90,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,520 | $89,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,304 | $88,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 25,650 | $88,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 10,002 | $88,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 13,721 | $86,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 26,200 | $85,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 14,600 | $83,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 34,500 | $79,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,290 | $74,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 11,326 | $74,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,000 | $73,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 17,100 | $72,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 19,178 | $68,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 23,500 | $68,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 24,798 | $66,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 14,788 | $63,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 25,000 | $62,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 14,500 | $55,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 41,463 | $53,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 12,613 | $49,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,558 | $46,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 27,500 | $46,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 10,500 | $39,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,090 | $38,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 10,900 | $37,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 10,400 | $33,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 42,500 | $33,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,000 | $32,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 13,002 | $31,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 81,000 | $30,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 16,570 | $21,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,500 | $13,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158135 | RIGHT 10/04/2017 | 24,790 | $9,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 10,500 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-17-000004 | this filing | 2017-11-15 | acceptance time not in the bulk data set |