13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-27, with 1,733 holding rows worth $8,008,478,000.
- Accession
- 0001329948-17-000003
- Filer
- CIK 1329948
- Filed
- 2017-07-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,734 entries on the cover page, a total value of $8,008,478,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,008,478,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 6,407 | $262,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,504 | $262,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 5,200 | $262,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 9,176 | $262,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 57,129 | $261,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 6,482 | $261,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 22,949 | $261,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,999 | $261,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,559 | $260,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 7,079 | $260,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 15,026 | $260,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,000 | $259,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 9,903 | $259,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,100 | $258,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,999 | $257,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,224 | $256,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,350 | $256,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,280 | $256,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 16,740 | $255,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 25,840 | $254,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,032 | $253,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 7,822 | $253,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 19,556 | $253,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 16,406 | $252,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,000 | $252,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 38,139 | $251,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,272 | $250,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,449 | $250,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 84,271 | $249,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 4,820 | $248,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 10,150 | $248,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,454 | $246,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,731 | $246,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 4,356 | $246,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,059 | $246,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,042 | $245,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 7,354 | $244,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 38,607 | $244,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 18,302 | $242,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,015 | $241,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 422 | $241,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 3,638 | $241,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,024 | $239,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 937 | $239,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,393 | $239,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 54,379 | $239,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 10,924 | $237,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 11,006 | $236,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 5,885 | $236,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 871 | $234,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,468 | $234,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 4,000 | $234,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 22,954 | $233,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 7,834 | $233,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 5,715 | $233,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 13,924 | $232,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 21,031 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 10,750 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,783 | $232,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 8,300 | $231,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,635 | $231,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 16,776 | $230,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,707 | $228,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 20,600 | $228,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 9,161 | $228,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 6,181 | $227,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 3,704 | $227,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 3,881 | $227,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 6,710 | $226,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 8,063 | $226,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,083 | $225,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,882 | $224,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,844 | $224,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 846 | $223,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,081 | $223,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 709 | $223,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 11,200 | $223,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,026 | $222,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 8,635 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,400 | $221,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 7,276 | $220,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 116,644 | $220,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 16,540 | $220,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,126 | $219,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,446 | $219,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,570 | $219,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,525 | $218,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 6,520 | $218,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 4,684 | $217,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,959 | $216,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,656 | $216,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 18,109 | $216,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,315 | $215,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 15,695 | $215,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,936 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,750 | $213,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 9,532 | $213,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 2,880 | $213,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,360 | $211,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 9,106 | $211,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 7,977 | $211,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 10,780 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,184 | $210,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 18,917 | $210,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 7,927 | $209,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 180,266 | $209,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,279 | $209,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 3,863 | $208,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 27,813 | $208,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 4,111 | $208,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 37,675 | $208,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,310 | $206,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,587 | $206,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,181 | $205,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,828 | $205,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 8,887 | $204,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 8,752 | $204,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 6,370 | $203,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 10,250 | $203,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 24,250 | $203,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 4,411 | $202,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,575 | $201,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 71,800 | $201,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,339 | $200,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,869 | $200,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 10,000 | $200,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 27,916 | $200,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,827 | $200,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,685 | $200,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 11,988 | $200,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 14,497 | $199,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 22,200 | $198,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 21,918 | $197,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 21,748 | $196,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 10,641 | $194,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 41,348 | $194,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,662 | $193,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 41,933 | $191,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 28,579 | $188,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 18,288 | $187,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 29,652 | $186,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 33,335 | $185,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 29,863 | $185,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 10,281 | $180,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 23,000 | $178,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 22,676 | $175,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 15,000 | $175,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 14,644 | $175,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,378 | $173,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 11,479 | $173,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 67,445 | $171,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 12,245 | $169,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 27,120 | $167,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 11,840 | $166,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 11,193 | $166,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 10,286 | $164,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 25,082 | $164,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 13,600 | $164,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,735 | $163,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,399 | $159,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,365 | $158,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 16,915 | $158,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 35,500 | $158,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 22,085 | $155,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,610 | $153,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 13,914 | $152,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 18,923 | $150,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 15,826 | $150,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 20,660 | $149,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 13,986 | $148,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,979 | $146,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 15,124 | $144,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 10,008 | $143,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 14,000 | $143,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,135 | $142,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 13,969 | $141,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 12,000 | $140,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 50,100 | $139,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,634 | $137,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 13,500 | $137,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 15,342 | $127,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 15,281 | $125,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 28,300 | $123,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 32,500 | $122,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 19,612 | $121,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 13,344 | $121,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 47,600 | $119,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 25,900 | $119,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 16,400 | $119,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 45,963 | $109,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 13,400 | $109,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,145 | $108,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 15,000 | $105,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,678 | $103,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 11,000 | $102,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 10,400 | $100,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 12,238 | $99,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 167,200 | $97,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 17,650 | $95,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,048 | $95,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,500 | $94,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,370 | $89,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 11,634 | $88,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 10,665 | $85,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 15,151 | $82,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 11,901 | $74,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,290 | $74,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 25,000 | $72,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,000 | $71,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 18,260 | $69,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 25,650 | $69,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 18,898 | $66,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 14,288 | $62,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 10,323 | $62,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 11,302 | $61,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 28,150 | $57,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 40,000 | $51,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 20,900 | $49,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,680 | $49,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 12,513 | $47,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 34,000 | $46,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 10,855 | $45,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 10,400 | $43,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,859 | $42,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 33,850 | $40,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 25,250 | $38,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 42,500 | $34,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,000 | $32,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 87,500 | $32,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,100 | $27,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 10,063 | $17,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,500 | $10,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 11,500 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-17-000003 | this filing | 2017-07-27 | acceptance time not in the bulk data set |