13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-26, with 1,733 holding rows worth $7,510,980,000.
- Accession
- 0001329948-17-000002
- Filer
- CIK 1329948
- Filed
- 2017-04-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,734 entries on the cover page, a total value of $7,510,980,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,510,980,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARATHON OIL CORP | 565849106 | COM | 16,052 | $254,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,484 | $253,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 5,530 | $253,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,923 | $252,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 31,801 | $252,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,900 | $251,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 3,140 | $250,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,603 | $250,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 12,451 | $250,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 20,636 | $249,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 24,150 | $249,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 10,728 | $249,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,033 | $248,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 4,450 | $248,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,808 | $246,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 9,430 | $245,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,607 | $245,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 16,040 | $244,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 9,254 | $244,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 19,523 | $244,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 11,603 | $243,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,195 | $242,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,833 | $241,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 25,498 | $241,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,032 | $240,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 7,578 | $240,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 7,009 | $239,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,612 | $237,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 24,970 | $237,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,191 | $236,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,454 | $235,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 6,072 | $235,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,472 | $235,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 4,418 | $235,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,000 | $234,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 10,183 | $234,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,027 | $233,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,007 | $232,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 4,602 | $232,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 5,056 | $232,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 45,463 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 10,650 | $231,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 5,370 | $231,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 15,842 | $231,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 6,734 | $231,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,709 | $230,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,780 | $229,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 21,027 | $229,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 9,568 | $228,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 58,815 | $228,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 9,161 | $228,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,406 | $227,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 35,049 | $227,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,149 | $226,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 16,890 | $226,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,945 | $225,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 4,050 | $225,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 6,623 | $225,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,612 | $225,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 11,070 | $225,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,371 | $223,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 5,972 | $223,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 6,537 | $222,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 47,644 | $221,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 22,954 | $221,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 4,725 | $221,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,690 | $220,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 13,935 | $220,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 8,655 | $220,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,705 | $219,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,571 | $218,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,882 | $218,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,613 | $217,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,677 | $216,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 48,650 | $216,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 19,573 | $216,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 2,961 | $216,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 26,052 | $215,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,482 | $214,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,483 | $214,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 10,143 | $214,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 6,820 | $213,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 8,063 | $213,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 7,300 | $213,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,569 | $212,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,243 | $212,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,000 | $212,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 38,600 | $212,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,250 | $211,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,951 | $211,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,425 | $211,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,033 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,184 | $210,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 18,115 | $210,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 895 | $209,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,358 | $209,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 10,265 | $209,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,866 | $209,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,175 | $208,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,069 | $208,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 27,595 | $208,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,331 | $207,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,676 | $207,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 9,195 | $207,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 34,837 | $207,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 25,792 | $206,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 5,155 | $206,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 9,062 | $205,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,238 | $205,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 12,723 | $205,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,197 | $205,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,744 | $204,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 16,170 | $204,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 4,665 | $204,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,465 | $203,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,969 | $203,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,540 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 4,521 | $203,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 15,892 | $203,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 6,530 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,210 | $202,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 16,705 | $201,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,702 | $201,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,559 | $200,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 3,380 | $200,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 14,662 | $199,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 14,364 | $197,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 24,066 | $194,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 11,168 | $190,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 14,208 | $189,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 12,337 | $189,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 10,860 | $188,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 26,847 | $188,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 17,900 | $188,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 20,767 | $183,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 38,769 | $182,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,457 | $181,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 15,000 | $181,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 21,100 | $181,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 18,125 | $180,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 24,675 | $177,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 28,263 | $173,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 67,345 | $172,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 11,471 | $172,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,165 | $171,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 11,840 | $167,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 10,000 | $166,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 15,124 | $166,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 16,600 | $163,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 27,912 | $162,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 12,072 | $161,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 10,000 | $160,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 10,615 | $158,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,588 | $158,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 17,662 | $158,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 13,825 | $155,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 17,786 | $153,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,217 | $152,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,634 | $149,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 24,558 | $149,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,921 | $145,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 21,704 | $144,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 15,950 | $143,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 179,700 | $143,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 21,748 | $142,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 12,499 | $142,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 31,800 | $142,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 13,969 | $141,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 30,200 | $141,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 61,100 | $139,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 25,364 | $138,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 32,100 | $138,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 22,139 | $137,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,192 | $136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,803 | $136,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 12,000 | $136,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 13,500 | $131,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 23,150 | $127,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 15,342 | $123,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 19,818 | $122,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,481 | $116,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 59,900 | $114,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 10,500 | $112,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 11,900 | $110,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 10,788 | $109,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,485 | $109,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,794 | $107,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 17,545 | $106,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,145 | $104,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,409 | $104,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 12,836 | $103,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 15,706 | $94,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 16,900 | $91,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,370 | $90,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 12,500 | $89,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 19,170 | $83,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 15,200 | $81,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 23,221 | $79,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,290 | $74,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 19,100 | $72,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 25,657 | $71,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 22,927 | $69,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,000 | $67,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,980 | $66,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 11,956 | $65,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 11,323 | $65,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 10,546 | $64,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 25,000 | $64,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 10,566 | $63,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 18,499 | $63,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 15,933 | $63,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 24,501 | $63,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 14,541 | $62,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,678 | $61,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 13,136 | $61,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 28,500 | $61,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 10,855 | $61,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 18,167 | $58,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,576 | $56,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 20,900 | $56,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 12,513 | $52,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 30,250 | $52,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 10,400 | $51,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 91,500 | $46,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 42,500 | $39,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 65,700 | $31,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,000 | $28,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,503 | $26,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 16,000 | $23,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 11,600 | $15,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,500 | $13,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 11,500 | $10,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 12,024 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-17-000002 | this filing | 2017-04-26 | acceptance time not in the bulk data set |