13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 1,678 holding rows worth $6,630,986,000.
- Accession
- 0001329948-17-000001
- Filer
- CIK 1329948
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,679 entries on the cover page, a total value of $6,630,986,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,630,986,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CME Group Inc. Class A | 12572Q105 | COM | 1,880 | $217,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,259 | $217,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 5,883 | $217,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,000 | $216,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,556 | $216,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,600 | $215,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 24,070 | $215,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 22,954 | $215,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,985 | $214,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,053 | $214,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 4,100 | $214,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 22,554 | $214,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,948 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,738 | $213,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,150 | $212,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,880 | $212,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 7,415 | $212,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,789 | $211,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,384 | $211,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 6,302 | $211,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,495 | $211,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 16,306 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,023 | $210,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 6,678 | $210,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,724 | $210,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,495 | $209,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 20,764 | $209,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 9,165 | $209,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,825 | $209,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,050 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,696 | $207,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,542 | $207,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,623 | $207,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,246 | $207,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 7,125 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,184 | $206,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 9,426 | $206,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 3,640 | $205,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,299 | $204,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,701 | $203,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,951 | $203,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,268 | $202,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 31,835 | $202,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 18,267 | $202,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,947 | $202,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 8,590 | $201,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 6,961 | $200,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 10,300 | $197,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,375 | $197,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 14,523 | $196,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 10,835 | $194,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 11,192 | $191,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 12,240 | $191,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 12,710 | $190,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 16,167 | $189,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 15,774 | $187,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 38,736 | $186,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 14,811 | $186,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 11,380 | $186,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 10,124 | $184,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 25,076 | $182,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 26,878 | $180,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 31,158 | $180,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 14,854 | $179,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,773 | $179,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,062 | $175,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,682 | $173,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 14,914 | $171,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 19,500 | $171,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 14,073 | $170,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 179,700 | $170,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 39,707 | $169,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 11,469 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,960 | $166,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 17,010 | $166,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 27,050 | $165,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 11,840 | $164,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 15,124 | $163,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 26,870 | $163,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 16,400 | $163,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 13,665 | $158,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 15,969 | $157,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 27,602 | $152,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 16,325 | $150,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,084 | $147,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 19,326 | $145,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 10,205 | $145,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 23,700 | $144,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 69,100 | $143,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 15,120 | $143,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 10,730 | $141,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 23,827 | $141,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 15,230 | $140,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,270 | $140,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,723 | $137,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 17,531 | $133,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 24,400 | $132,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 25,175 | $130,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 14,447 | $129,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 27,550 | $128,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 10,865 | $128,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 10,166 | $128,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 22,954 | $127,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,145 | $126,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 14,245 | $125,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20,812 | $121,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,685 | $121,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 14,854 | $121,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,654 | $119,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,106 | $118,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 13,077 | $118,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 11,330 | $118,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 20,477 | $117,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 33,305 | $114,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 64,650 | $113,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 15,342 | $111,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,797 | $109,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 52,922 | $108,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,719 | $104,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,000 | $104,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,316 | $104,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 18,700 | $103,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,685 | $102,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 10,809 | $99,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 17,888 | $98,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 35,559 | $92,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,750 | $89,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 25,800 | $89,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 12,500 | $88,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 20,000 | $88,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 30,906 | $87,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 27,500 | $87,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 11,646 | $85,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 21,220 | $85,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 10,600 | $85,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 10,558 | $84,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 13,999 | $84,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 13,900 | $83,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 11,858 | $81,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 23,995 | $77,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,462 | $73,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,780 | $73,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 10,000 | $72,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 22,860 | $71,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 14,156 | $71,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,300 | $70,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 11,192 | $69,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,165 | $67,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 12,084 | $67,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 11,199 | $67,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 25,000 | $67,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,000 | $65,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 13,769 | $61,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 18,301 | $61,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 10,855 | $60,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,543 | $59,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 40,000 | $59,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 91,500 | $54,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 18,100 | $51,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 20,900 | $49,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 10,400 | $48,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 10,271 | $48,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,778 | $36,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 35,000 | $34,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 65,700 | $31,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,503 | $24,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 16,192 | $23,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,000 | $23,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 16,600 | $20,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 28,395 | $18,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 11,500 | $17,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,500 | $14,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 17,500 | $13,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 16,599 | $11,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 11,000 | $7,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 13,700 | $6,000 | thousands by filing date | |
| PARETEUM CORP COM | 69946T108 | Stock | 41,000 | $5,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 10,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-17-000001 | this filing | 2017-02-13 | acceptance time not in the bulk data set |