13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-19, with 1,360 holding rows worth $3,871,854,000.
- Accession
- 0001329948-16-000011
- Filer
- CIK 1329948
- Filed
- 2016-02-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 1,360 entries on the cover page, a total value of $3,871,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,871,859,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 11,598 | $336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 43,619 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,916 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 19,281 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH A O CORP COM | 831865209 | Stock | 4,348 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,764 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 3,491 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADCOM CORP | 111320107 | CL A | 5,698 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABTEC COM | 929740108 | Stock | 4,618 | $328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 10,506 | $328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVERY DENNISON CORP COM | 053611109 | Stock | 5,202 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGL RES INC | 001204106 | COM | 5,113 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085101 | COM | 51,500 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 8,177 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECHNIPFMC PLC | 30249U101 | COM | 11,203 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 3,517 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNA INTL INC COM | 559222401 | Stock | 7,996 | $324,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NASDAQ INC COM | 631103108 | Stock | 5,563 | $324,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 14,898 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 8,750 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GARTNERINC | 366651107 | STOK | 3,534 | $321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 14,702 | $321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 18,127 | $321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 28,788 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 12,364 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORMAN RUPP CO COM | 383082104 | Stock | 11,916 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 37,200 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 17,705 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,356 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 19,349 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,066 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL A | 526057104 | Stock | 6,443 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,502 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTESIAN RES CORP | 043113208 | CL A | 11,293 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 6,679 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Global Tech ETF | 464287291 | SHS | 3,179 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,872 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 19,830 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVT CORP | 03761U106 | COM | 59,475 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 8,404 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERICYCLE INC | 858912108 | COM | 2,553 | $308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 26,008 | $308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 8,909 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INCYTE CORP COM | 45337C102 | Stock | 2,820 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 6,542 | $305,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOWSERVE CORP | 34354P105 | COM | 7,255 | $305,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNCHRONYFINL | 87165B103 | STOK | 10,000 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,099 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,442 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 3,733 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 13,371 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEREN CORP COM | 023608102 | Stock | 6,913 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 61,092 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,361 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,617 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CABLE ONE INC | 12685J105 | COM | 688 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 13,501 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 11,520 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTEL INC | 577081102 | COM | 10,929 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 11,321 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,056 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VECTREN CORP | 92240G101 | COM | 6,939 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 61,300 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KLA CORP | 482480100 | COM | 4,218 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,756 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 45,787 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOL ENERGY INC | 20854P109 | COM | 37,047 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 19,060 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIFFANY & CO NEW | 886547108 | COM | 3,826 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBLE CORP PLC | G65431101 | SHS USD | 27,685 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 9,143 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE INC | 97717P104 | COM | 18,490 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F104 | COM SER A | 10,800 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 8,425 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 3,630 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 22,313 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDW | 78463X889 | COM | 11,059 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEOK INC NEW | 682680103 | COM | 11,496 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652406 | COM | 9,400 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LACLEDE GROUP INC/THE | 505597104 | COM | 4,725 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,843 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 5,072 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 59,311 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 11,133 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 11,628 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKBAUD INC COM | 09227Q100 | Stock | 4,180 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEXCEL CORP NEW | 428291108 | COM | 5,890 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARWATER PAPER CORP | 18538R103 | COM | 5,986 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVNET INC COM | 053807103 | Stock | 6,354 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 15,059 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10,502 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 24,107 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 66,502 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 11,666 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 25,935 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 6,695 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,627 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Charles Schwab Corp | 808513105 | COM | 8,068 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 9,105 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,472 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 5,776 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELYPSA INC | 759531106 | Common Stock | 9,244 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,462 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,579 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEBSTER FINL CORP | 947890109 | COM | 7,004 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 6,207 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 18,688 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 18,796 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 14,693 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,010 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 6,542 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 9,939 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQT CORP COM | 26884L109 | Stock | 4,908 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Frontier 100 | 464286145 | cs | 10,288 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 33,506 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G102 | SHS | 24,250 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 11,577 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORE LABORATORIES N V | N22717107 | COM | 2,314 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP COM | 493267108 | Stock | 19,054 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,091 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,961 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,998 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 8,202 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 69,045 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Targa Resources Partners, LP | 87611X105 | LTD | 15,065 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 21,000 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,194 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 2,856 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINKEDIN CORP | 53578A108 | COM | 1,097 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERISIGN INC COM | 92343E102 | Stock | 2,812 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,230 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 3,424 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,405 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN UN CO COM | 959802109 | Stock | 13,656 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 12,046 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,791 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 6,220 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKUNITED INC | 06652K103 | COM | 6,736 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,450 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 17,656 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEASPAN CORP | Y75638109 | SHS | 15,359 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 18,150 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,567 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 6,277 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORO CO | 891092108 | COM | 3,288 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICU MED INC | 44930G107 | COM | 2,130 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 29,631 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,050 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,943 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARRIS GROUP INC | 04270V106 | COM | 7,811 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMESTOP CORP | 36467W109 | CL A | 8,489 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 12,970 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LYDALL INC | 550819106 | COMMON STOCK | 6,686 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,301 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 8,160 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 8,830 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSS STORES INC COM | 778296103 | Stock | 4,310 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,814 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 45,673 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,287 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 8,486 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 8,324 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 22,601 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 22,954 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASLOG LTD | G37585109 | SHS | 27,484 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 14,390 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENBRIER COS INC | 393657101 | COM | 6,958 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG LOTS INC | 089302103 | COM | 5,888 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AH RLTY TR INC | 04208T108 | COM | 21,463 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,018 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Analog Devices,Inc. | 032654105 | COM | 4,057 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 5,127 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN GA DIVID | 67072B107 | COM | 16,589 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,371 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,200 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,251 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF | 26923A106 | EXCHANGE TRADED | 4,101 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 4,915 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORP | 87244T109 | COM | 36,549 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 29,854 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 21,524 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 6,762 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 4,709 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINTAS CORP COM | 172908105 | Stock | 2,392 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 23,774 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 9,853 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 43,000 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 6,971 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 14,632 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 42,944 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN VANGUARD CORP | 030371108 | COM | 15,400 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,669 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 10,264 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 444 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 6,591 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 4,150 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 112,600 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PG&E CORP COM | 69331C108 | Stock | 4,013 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 10,050 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,137 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,164 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 8,722 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,031 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QLOGIC CORP | 747277101 | COM | 17,305 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,082 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANGRID INC | 05351W103 | COM | 5,456 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUESTAR CORP | 748356102 | COM | 10,798 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Progressive Corporation | 743315103 | COM | 6,560 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,284 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 33,400 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 28,457 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 16,769 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,287 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 3,100 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 7,754 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 3,828 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 14,496 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLIR SYS INC | 302445101 | COM | 7,367 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,561 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 3,320 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEXCOM INC COM | 252131107 | Stock | 2,517 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOPRO INC | 38268T103 | CL A | 11,435 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 4,429 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 8,631 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 20,022 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTAL SYS SVCS INC | 891906109 | COM | 4,120 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 13,600 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,018 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269101 | COM | 70,200 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 21,036 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPHENOL CORP NEW | 032095101 | COM | 3,880 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANTAX INC | 095229100 | COMMON STOCK | 20,765 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 8,354 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 7,196 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATASYS LTD | M85548101 | SHS | 8,550 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNEDISON INC | 86732Y109 | COM | 39,214 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 12,435 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 11,450 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 15,076 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 13,718 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 11,020 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 28,047 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 27,418 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANNELADVISOR CORP | 159179100 | COM | 14,062 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,665 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITOWOC COMPANY INC | 563571108 | COM | 12,109 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 13,700 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 38,076 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NY | 670706100 | COM | 11,800 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE LAND CORP | 376549101 | REIT | 20,756 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 12,392 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 25,504 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 19,631 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 17,811 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORAGENICS INC | 684023203 | COM NEW | 117,233 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DNOW INC | 67011P100 | COMMON STOCK | 10,975 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 10,130 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 31,900 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,936 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 12,134 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 11,947 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 22,960 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 21,366 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,133 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 15,524 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 74,500 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 28,670 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,595 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 19,902 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 14,136 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,126 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 14,827 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 11,970 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 10,231 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 13,500 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 17,677 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,872 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 13,867 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,329 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL ORD | G7945E105 | COM | 42,339 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 16,369 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SLM CORP COM | 78442P106 | Stock | 21,737 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 25,799 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI UTIL TR | 36240A101 | COM | 24,723 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| F N B CORP | 302520101 | COM | 10,417 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,178 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,497 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 13,795 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lineage, Inc. | 536020100 | COM | 104,413 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPKO HEALTH INC | 68375N103 | COM | 13,284 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 10,916 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 12,400 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 16,512 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTIVION INC | 228903100 | COM | 12,000 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,405 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 10,866 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 35,904 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,280 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,941 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 18,824 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,725 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 15,000 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 11,537 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEREIT INC | 92339V100 | COM | 14,300 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Gold Trust | 464285105 | ISHARES | 11,024 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 13,270 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAS NAT INC | 367204104 | COM | 14,420 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 53,700 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 21,000 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 18,128 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,500 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,250 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,322 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO SR INCOME TR | 46131H107 | COM | 23,391 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINL INC | 55272X102 | COM | 13,778 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 11,865 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALE S A | 91912E105 | SPONSORED ADS | 27,481 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,341 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 38,559 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 18,741 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 16,052 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNEY J C INC | 708160106 | COM | 12,200 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENCANA CORP | 292505104 | COM | 15,661 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 14,585 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 13,665 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOURS CO COM | 163851108 | Stock | 14,458 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 18,000 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA PETROLEUM CORP | 903914109 | COM | 28,043 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD | 92205F106 | Domestic Common | 23,641 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIER 1 IMPORTS INC | 720279108 | COM | 13,630 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 16,163 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 11,100 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINT CORP | 85207U105 | COM SER 1 | 14,021 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 29,467 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X205 | COM NEW | 25,150 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 41,700 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 10,576 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP | 56400P201 | COM | 32,500 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 21,200 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,793 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDOCYTE INC | 29269A102 | COM | 10,648 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 10,262 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 10,735 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 11,477 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 51,501 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUNA INNOVATIONS INC | 550351100 | COM | 26,750 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOSEC MED INC | 68234L207 | COM NEW | 11,900 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REX ENERGY CORPORATION | 761565100 | COM | 23,000 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523107 | COM | 12,000 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 21,425 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,400 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 30,000 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODRICH PETE CORP | 382410405 | COM NEW | 41,775 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LinnCo, LLC | 535782106 | LTD | 10,200 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 12,500 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 11,000 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 30,750 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 10,000 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 17,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMERICA CORP | 060505153 | CMN | 10,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-16-000011 | this filing | 2016-02-19 | acceptance time not in the bulk data set |