13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 1,387 holding rows worth $3,542,746,000.
- Accession
- 0001329948-15-000004
- Filer
- CIK 1329948
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,387 entries on the cover page, a total value of $3,542,746,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,542,746,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,321 | $344,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,184 | $343,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 24,336 | $342,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 5,429 | $342,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,745 | $341,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 14,480 | $339,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 8,058 | $339,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 17,095 | $339,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 8,513 | $338,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,456 | $338,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 41,319 | $338,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 18,843 | $338,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 8,877 | $337,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 25,299 | $337,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,258 | $337,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 53484101 | COM | 1,918 | $335,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 46,995 | $334,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 8,750 | $334,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 7,185 | $333,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,687 | $332,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 8474108 | FOREIGN COMMON S | 13,125 | $332,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 8,558 | $330,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 4,487 | $330,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 16,011 | $329,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 19,797 | $328,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 69,900 | $328,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 19,847 | $327,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 13,593 | $326,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 3,495 | $326,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 12,151 | $324,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 26,395 | $324,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 22,879 | $322,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 20,980 | $317,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,873 | $317,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 17,852 | $316,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 24,145 | $316,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 4,759 | $316,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 8,000 | $315,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 41,311 | $314,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 69,495 | $313,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 43,347 | $312,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,938 | $311,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,948 | $311,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,958 | $311,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 9,159 | $310,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 3,731 | $309,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 9,253 | $308,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,656 | $308,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 7,496 | $308,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 4,451 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,597 | $307,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 21,585 | $307,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 16,788 | $307,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 14,225 | $305,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 4,998 | $304,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 310,632 | $304,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 6,799 | $304,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,751 | $303,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,556 | $302,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 6,112 | $302,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 17,950 | $302,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 10,490 | $301,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 24,332 | $300,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 14,790 | $298,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 3,876 | $297,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 4,550 | $297,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 27,671 | $296,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 109,508 | $295,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 12,953 | $294,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,917 | $293,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 4,991 | $293,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 13,226 | $293,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,691 | $291,000 | thousands by filing date | |
| BP Prudhoe Royalty Trust | 55630107 | COM | 7,070 | $291,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 11,010 | $290,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 22,073 | $287,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 11,916 | $286,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 12,557 | $286,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 11,775 | $285,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 17,337 | $284,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 3,129 | $282,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 19,002 | $281,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 5,273 | $281,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 8,650 | $281,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 11,059 | $280,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,901 | $280,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 30,771 | $280,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 22,541 | $280,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 15,344 | $280,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,575 | $280,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 13,110 | $280,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 7,822 | $279,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 11,312 | $278,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 7,200 | $278,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 9,650 | $278,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 11,021 | $277,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,793 | $276,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 10,209 | $275,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 9,854 | $275,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 6,539 | $275,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 64,960 | $273,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,288 | $273,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 8,087 | $273,000 | thousands by filing date | |
| Artesian Resources Co | 43113208 | Equities | 11,325 | $273,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 22,300 | $272,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 13,435 | $271,000 | thousands by filing date | |
| ABB LTD SPONS ADR | 375204 | COM | 15,319 | $271,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 11,133 | $270,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 4,105 | $270,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 3,209 | $269,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 17,360 | $269,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 10,050 | $269,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 7,220 | $268,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 5,834 | $267,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,724 | $266,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 21,406 | $264,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,314 | $263,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 10,067 | $262,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 5,705 | $262,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 18,192 | $261,000 | thousands by filing date | |
| American Science & Eng | 29429107 | Equities | 7,346 | $261,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,881 | $260,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 20,662 | $260,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,348 | $259,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 4,725 | $258,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 11,504 | $257,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 444 | $256,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 4,064 | $256,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 6,702 | $256,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 4,983 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 17,693 | $255,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 6,014 | $254,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 26,380 | $254,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 5,665 | $254,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 10,150 | $253,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,300 | $252,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 10,841 | $252,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 9,939 | $252,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 20,545 | $251,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 16,175 | $250,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 4,968 | $250,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,494 | $249,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,583 | $248,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,561 | $247,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,341 | $247,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,070 | $247,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,299 | $247,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 45,143 | $247,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 9,920 | $247,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,297 | $246,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 3,052 | $246,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,476 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 7,315 | $243,000 | thousands by filing date | |
| BARRICK GOLD | 67901108 | COM | 38,126 | $242,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,835 | $241,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,961 | $240,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 52,901 | $240,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 14,681 | $240,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 3,509 | $240,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 3,800 | $240,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 4,300 | $239,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,227 | $237,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,561 | $237,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 10,613 | $237,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 24,204 | $236,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 4,180 | $235,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 7,999 | $235,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 8,247 | $235,000 | thousands by filing date | |
| AMEREN CORP. | 23608102 | COM | 5,557 | $235,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Asbury Automotive Group Inc | 43436104 | CS | 2,901 | $235,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NRG YIELD INC | 62942X405 | CL C | 20,268 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,172 | $234,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 5,360 | $234,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 8,830 | $233,000 | thousands by filing date | |
| Big Lots Inc | 89302103 | Equities | 4,863 | $233,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 13,470 | $232,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 23,101 | $232,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,447 | $231,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 15,050 | $231,000 | thousands by filing date | |
| ANALOG DEVICES INC | 32654105 | COMMON | 4,103 | $231,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 61,580 | $230,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 27,659 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 8,016 | $229,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,094 | $229,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,825 | $229,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 4,517 | $228,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 9,518 | $226,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,310 | $224,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 26,772 | $224,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,552 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,253 | $223,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 43,209 | $223,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 9,192 | $223,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 10,257 | $223,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 19621200 | COM NEW | 70,500 | $223,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 27,330 | $222,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 4,507 | $222,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 9,236 | $222,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 1,599 | $222,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 16,550 | $220,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,877 | $219,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,961 | $219,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 13,267 | $218,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 24,254 | $218,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,200 | $218,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 43,439 | $218,000 | thousands by filing date | |
| AMPHENOL CORP | 32095101 | COMMON STOCK | 4,260 | $217,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 18,985 | $216,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 7,087 | $216,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 4,460 | $216,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,192 | $216,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 21,524 | $216,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 7,475 | $215,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,872 | $215,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 5,457 | $215,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC. | 40047102 | COM | 112,600 | $215,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MIDDLEBYCORP | 596278101 | STOK | 2,038 | $214,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10,917 | $214,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,067 | $213,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 130,233 | $213,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 5,948 | $212,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 6,591 | $212,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 6,898 | $211,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 31,429 | $211,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,405 | $210,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 4,650 | $210,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 10,819 | $210,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 12,435 | $209,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 3,824 | $209,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,936 | $209,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,587 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 7,751 | $209,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,026 | $208,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,050 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,505 | $208,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 9,861 | $208,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,835 | $207,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 5,619 | $207,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,013 | $206,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,400 | $206,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,401 | $206,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 5,514 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 9,853 | $206,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,704 | $206,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 32,243 | $206,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 11,685 | $206,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,097 | $205,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 38,690 | $204,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 13,580 | $204,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 4,370 | $204,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 8,150 | $203,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 14,378 | $203,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,071 | $202,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 173 | $202,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 6,971 | $202,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 7,786 | $202,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,023 | $201,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,010 | $201,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 14,251 | $201,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 6,770 | $200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,539 | $200,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 15,590 | $200,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 14,567 | $198,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 13,200 | $194,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 14,965 | $190,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 13,992 | $189,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 54,250 | $189,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 17,761 | $188,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 15,145 | $188,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 26,975 | $186,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 12,505 | $185,000 | thousands by filing date | |
| American Vanguard Corp | 30371108 | COM | 15,900 | $184,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GERON CORP | 374163103 | COM | 66,100 | $182,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 27,765 | $180,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 13,094 | $180,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 17,795 | $179,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 39,089 | $178,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 14,023 | $177,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 19,740 | $176,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 13,909 | $174,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 25,486 | $173,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,126 | $173,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 20,487 | $172,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 33,000 | $172,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 16,275 | $171,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,011 | $170,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 23,694 | $168,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 33,674 | $168,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 17,475 | $168,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 13,733 | $167,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,434 | $165,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 11,000 | $163,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 21,366 | $161,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 11,950 | $161,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 13,655 | $160,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,567 | $159,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,125 | $159,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,160 | $158,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 13,304 | $158,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 15,931 | $156,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 21,784 | $155,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 20,788 | $154,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 15,524 | $154,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 27,900 | $153,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 27,346 | $153,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 43,415 | $153,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,850 | $152,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 16,050 | $151,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 19,383 | $149,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 11,150 | $149,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,595 | $148,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 10,693 | $145,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 10,231 | $145,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 44,888 | $144,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,872 | $143,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,169 | $142,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 11,431 | $140,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 14,062 | $140,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 68,200 | $138,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 14,720 | $135,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 13,030 | $133,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 65,051 | $132,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 12,400 | $129,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,735 | $129,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 22,073 | $123,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 18,945 | $122,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROW | 92524107 | COM BENE INTER | 19,572 | $119,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ARTIVION INC | 228903100 | COM | 12,000 | $117,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 16,000 | $116,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,725 | $113,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 14,275 | $110,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 12,625 | $109,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 14,077 | $109,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,071 | $105,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,635 | $105,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 24,974 | $104,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,297 | $102,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,500 | $102,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,084 | $100,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 53,700 | $100,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 12,208 | $94,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 13,584 | $93,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 13,400 | $90,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 20,024 | $89,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 17,000 | $88,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,250 | $88,000 | thousands by filing date | |
| ALPINE TTL DYNAMIC NEW | 21060207 | ETF/Closed End | 11,340 | $85,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,978 | $84,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 20,000 | $84,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 16,910 | $81,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 35,559 | $81,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 15,342 | $77,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 10,111 | $70,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 60505146 | *W EXP 01/16/2019 | 12,095 | $69,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TROVAGENE INC | 897238309 | COM | 11,834 | $67,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 16,163 | $64,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 78314101 | COM | 41,700 | $63,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INTREPID POTASH INC | 46121Y102 | COM | 11,000 | $61,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 42,200 | $60,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 27,450 | $58,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 10,194 | $53,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 11,500 | $52,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 10,044 | $49,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,348 | $47,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 21,200 | $45,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 10,262 | $45,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 12,383 | $40,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,521 | $40,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,055 | $37,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 10,673 | $36,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 11,163 | $34,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 53,275 | $31,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 13,000 | $27,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 34,000 | $27,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 26,750 | $25,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 11,000 | $21,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,900 | $19,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 36,100 | $19,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 16,000 | $17,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 45,600 | $16,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 32,250 | $9,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 18,000 | $9,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 11,200 | $8,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,400 | $5,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 43,515 | $4,000 | thousands by filing date | |
| Bank of America Warrants B | 60505153 | Warrant | 10,000 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 17,605 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-15-000004 | this filing | 2015-11-16 | acceptance time not in the bulk data set |