13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-30, with 2,398 holding rows worth $5,368,445,000.
- Accession
- 0001329948-15-000002
- Filer
- CIK 1329948
- Filed
- 2015-04-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 2,399 entries on the cover page, a total value of $5,368,445,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,368,445,596 with VALUE read as dollars, detected, 13F file number 028-11413. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AOL INC | 00184X105 | COM | 5,693 | $225,500 | dollars, detected | |
| PNC Intermediate Tax Exempt | 69351J694 | Mutual Funds | 23,203 | $225,302 | dollars, detected | |
| VANGUARD TAX-MGD SMALL CAP | 921943403 | MFD | 4,721 | $224,826 | dollars, detected | |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,433 | $224,576 | dollars, detected | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,693 | $223,950 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 26,438 | $223,400 | dollars, detected | |
| DRYFS CT Z | 26202D532 | Mutual Fund | 18,633 | $223,221 | dollars, detected | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 16,268 | $223,034 | dollars, detected | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 4,580 | $222,950 | dollars, detected | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 1,902 | $222,724 | dollars, detected | |
| FIRSTMERIT CORP | 337915102 | COM | 11,685 | $222,716 | dollars, detected | |
| LORD ABBETT HIGH INCOME MUNICIPAL BOND FD CL F N/L | 543912810 | Mutual Funds | 18,839 | $222,678 | dollars, detected | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,646 | $222,111 | dollars, detected | |
| THORATEC CORP | 885175307 | COM | 5,300 | $222,017 | dollars, detected | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 5,455 | $221,442 | dollars, detected | |
| ING GROEP N V | 456837400 | PRF | 8,713 | $221,136 | dollars, detected | |
| ALGER CAPITAL APPRECIATION INSTL I | 015570401 | COM | 7,823 | $220,608 | dollars, detected | |
| THORNBURG INVESTMENT INCOME BUILDER FUND CLASS C | 885215541 | MUTUAL FUND | 10,298 | $220,272 | dollars, detected | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 3,709 | $220,259 | dollars, detected | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 8,750 | $220,238 | dollars, detected | |
| AMERICAN FUNDS INTERM BD FD OF AMER F2 | 458809829 | COM | 16,151 | $220,144 | dollars, detected | |
| FED MUN SECS F | 313913402 | Mutual Fund | 20,614 | $219,748 | dollars, detected | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 6,971 | $219,168 | dollars, detected | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 7,725 | $218,618 | dollars, detected | |
| DEL CORP BD I | 245908751 | Mutual Fund | 36,314 | $218,612 | dollars, detected | |
| FT SEL DSIP 1Q15 FE RE | 30285L437 | Unit/UIT - Equity | 21,817 | $218,283 | dollars, detected | |
| BLKRCK US MTG I | 561656109 | Mutual Fund | 20,519 | $216,266 | dollars, detected | |
| TECH DATA CORP | 878237106 | COM | 3,738 | $215,944 | dollars, detected | |
| JPMORGAN TR I INTERM TF BD S | 4812a0441 | FD | 19,408 | $215,812 | dollars, detected | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 15,100 | $215,477 | dollars, detected | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,850 | $215,373 | dollars, detected | |
| CITIZENS FINL CORP W | 17461K101 | COMMON | 26,200 | $215,364 | dollars, detected | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 13,627 | $215,306 | dollars, detected | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 27,687 | $214,851 | dollars, detected | |
| FT TGT GLB DIV 1Q15 FECA | 30285H477 | Unit/UIT - Equity | 22,332 | $214,410 | dollars, detected | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,067 | $214,353 | dollars, detected | |
| LLOYDS BANKING GROUP PLC | 539439802 | PRF | 8,427 | $214,214 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 7,332 | $213,141 | dollars, detected | |
| BLACKROCK NATIONAL MUNIC | 09253C876 | NTF BOND FUNDS | 19,291 | $212,974 | dollars, detected | |
| TICC CAPITAL CORP | 87244T109 | COM | 30,719 | $212,579 | dollars, detected | |
| RYLAND GROUP INC | 783764103 | COM | 4,350 | $212,019 | dollars, detected | |
| JANUS INTL EQ I | 47103A534 | Mutual Fund | 16,575 | $211,994 | dollars, detected | |
| FRANKLIN HIGH INCOME FUND ADVI | 353538309 | MUFU | 106,259 | $211,455 | dollars, detected | |
| AMR TAX EX MD F2 | 02630C859 | Mutual Fund | 13,178 | $211,117 | dollars, detected | |
| FEDERATED EQUITY INCOME FUND | 313915506 | COM | 8,847 | $211,012 | dollars, detected | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,650 | $210,831 | dollars, detected | |
| GOLDMAN SACHS GROWTH OPPOR CL I | 38142Y401 | Mutual Fund | 7,430 | $210,644 | dollars, detected | |
| Russell Invt Co US Small Mid Cap Cl S | 782494520 | Mutual Fund | 6,795 | $210,635 | dollars, detected | |
| NICHOLAS | 653735100 | MFA | 2,941 | $210,518 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 5,741 | $209,948 | dollars, detected | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 14,465 | $209,887 | dollars, detected | |
| Columbia Incm Opps Z | 19763T889 | ETF | 20,778 | $209,651 | dollars, detected | |
| GABELLI ENTR MRG+ACQ Y | 29372K583 | Mutual Fund | 15,140 | $209,383 | dollars, detected | |
| Nextera Energy, Inc. | 65339F887 | PFD | 3,200 | $209,376 | dollars, detected | |
| VICTORY SYCAMORE SMALL COMPANY OPPORTUNITY FUND CLASS I | 92646A815 | Mutual Fund | 5,171 | $209,286 | dollars, detected | |
| POLYONE CORP | 73179P106 | COM | 5,601 | $209,197 | dollars, detected | |
| EATON VANCE STRATEGIC IN | 277923579 | BOND FUNDS | 27,185 | $209,049 | dollars, detected | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 5,420 | $208,941 | dollars, detected | |
| FRANKLIN TAX FREE TR MD TXFRIN | 354723140 | MD TXFRINC ADV | 18,124 | $208,784 | dollars, detected | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 24,800 | $208,072 | dollars, detected | |
| AIRBUS SE UNSPONSORED ADR | 009279100 | COM | 12,823 | $207,861 | dollars, detected | |
| DRYFS GLB STK I | 86271F818 | Mutual Fund | 11,009 | $207,400 | dollars, detected | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,502 | $207,351 | dollars, detected | |
| CAMPBELL FD TR A UNIT LP | 13434P103 | MLP | 63 | $207,118 | dollars, detected | |
| AMERICAN INCOME FUND OF AMERICA CLASS C | 453320301 | CL C | 9,685 | $207,060 | dollars, detected | |
| KEYCORP COM | 493267108 | Stock | 14,615 | $206,948 | dollars, detected | |
| RAYMOND JAMES FINANCIAL INC SR NT 6.9 PFD | 754730208 | PREFERRED | 7,650 | $206,933 | dollars, detected | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,669 | $206,610 | dollars, detected | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 5,930 | $206,364 | dollars, detected | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 5,729 | $206,129 | dollars, detected | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 3,107 | $205,994 | dollars, detected | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 7,848 | $205,853 | dollars, detected | |
| FID CT MUN INCM | 316089101 | Mutual Fund | 17,417 | $205,346 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 8,853 | $205,257 | dollars, detected | |
| T. ROWE PRICE SCIENCE & TECH | 77957M102 | Mutual Fund | 5,313 | $205,137 | dollars, detected | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,667 | $204,841 | dollars, detected | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 8,515 | $204,786 | dollars, detected | |
| SAFETY INS GROUP INC | 78648T100 | COM | 3,425 | $204,644 | dollars, detected | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,255 | $204,042 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 6,129 | $203,974 | dollars, detected | |
| ENCORE CAP GROUP INC | 292554102 | COM | 4,902 | $203,874 | dollars, detected | |
| ANSYS INC COM | 03662Q105 | COM | 2,310 | $203,719 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 4,848 | $203,664 | dollars, detected | |
| LORD ABBETT GROWTH LEADERS F | 543915292 | EQUITY FUNDS | 8,753 | $203,598 | dollars, detected | |
| BMW UNSPONSORED ADR | 072743206 | ADR | 4,910 | $203,593 | dollars, detected | |
| FT TGT VIP 1Q14 FE RE | 30282U489 | Unit/UIT - Equity | 19,259 | $203,586 | dollars, detected | |
| GUGG EURO HI DV 1 FE CA | 40168R245 | Unit/UIT - Equity | 21,400 | $203,315 | dollars, detected | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 15,645 | $203,072 | dollars, detected | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 2,182 | $203,013 | dollars, detected | |
| NASDAQ INC COM | 631103108 | Stock | 3,978 | $202,639 | dollars, detected | |
| DAVIS TR FINL CORP | 239122104 | COMMON | 900 | $202,500 | dollars, detected | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,627 | $202,384 | dollars, detected | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 10,881 | $202,382 | dollars, detected | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12,633 | $202,254 | dollars, detected | |
| VANGUARD INDEX FDS | 922908306 | TOTAL STK MKT | 3,868 | $202,119 | dollars, detected | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 4,709 | $201,734 | dollars, detected | |
| PRUD STK INDX Z | 74441F504 | Mutual Fund | 4,602 | $201,555 | dollars, detected | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 2,924 | $201,551 | dollars, detected | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 13,655 | $201,411 | dollars, detected | |
| EUPAC FD | 298706102 | International Equities, EAFE, Large Cap Growth | 4,034 | $201,326 | dollars, detected | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 9,762 | $201,194 | dollars, detected | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 7,447 | $201,069 | dollars, detected | |
| NUVEEN GA DIVID | 67072B107 | COM | 15,590 | $200,937 | dollars, detected | |
| T. Rowe Price Mid-Cap Va Lue | 77957Y106 | MF | 6,771 | $200,748 | dollars, detected | |
| CCFNB BANCORP INC COM | 124880105 | COM | 5,011 | $200,440 | dollars, detected | |
| First Eagle High Yield M Unicipal I | 32008F713 | MF | 21,022 | $200,340 | dollars, detected | |
| WESTERN ASSET TOTAL RETURN UNCONSTRAINED FUND CL I N/L | 957663719 | Mutual Fund (Open End) - No Load | 19,066 | $199,429 | dollars, detected | |
| EATON VANCE CA MUNICIPAL | 27826Y795 | EICAX | 19,301 | $199,183 | dollars, detected | |
| GUGG CONV INCM 19 FE RE | 40166H298 | Unit/UIT - Equity | 21,521 | $198,220 | dollars, detected | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 17,834 | $198,136 | dollars, detected | |
| FT TGT VIP 2Q14 FE RE | 30283L132 | Unit/UIT - Equity | 18,349 | $197,954 | dollars, detected | |
| JPMORGAN TR I | 4812A3718 | GROWTH ADVNTG I | 12,712 | $197,032 | dollars, detected | |
| FT TGT GLB LDRS 2Q14FERE | 30283K530 | Unit/UIT - Equity | 20,889 | $196,880 | dollars, detected | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 10,720 | $196,396 | dollars, detected | |
| PIMCO DIV INCM BLDR P | 72201T714 | Mutual Fund | 15,535 | $195,425 | dollars, detected | |
| Forum Funds Absolute Strat Ins | 34984t600 | MUT | 17,693 | $195,331 | dollars, detected | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 12,435 | $194,732 | dollars, detected | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 14,880 | $194,484 | dollars, detected | |
| MFS INTL DIVERSIFICATION I | 55273G298 | NTF EQUITY FUNDS | 11,794 | $194,476 | dollars, detected | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 10,634 | $193,911 | dollars, detected | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 20,869 | $193,873 | dollars, detected | |
| FRK INS TAX FR INCM ADVS | 354723264 | Mutual Fund | 15,323 | $192,762 | dollars, detected | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 18,975 | $192,596 | dollars, detected | |
| NTHRN INTL EQ | 665162509 | Mutual Fund | 20,502 | $192,515 | dollars, detected | |
| AB INTRM DIVRS A | 085568772 | Mutual Fund | 12,997 | $189,230 | dollars, detected | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 11,235 | $189,197 | dollars, detected | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 17,524 | $188,909 | dollars, detected | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,117 | $187,835 | dollars, detected | |
| Nuveen Short Term Bd Fd | 670678648 | MMF | 18,836 | $187,416 | dollars, detected | |
| COLUMBIA ACORN THERMO Z | 197199722 | Mutual Fund | 12,527 | $186,532 | dollars, detected | |
| ALPHASIMPLEX | 63872T729 | COM | 15,074 | $185,406 | dollars, detected | |
| OPPEN LTD TERM BD Y | 683810402 | Mutual Fund | 19,915 | $185,405 | dollars, detected | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,461 | $185,258 | dollars, detected | |
| FT TGT VIP 3Q14 FE RE | 30284H189 | Unit/UIT - Equity | 17,959 | $184,880 | dollars, detected | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 13,420 | $183,854 | dollars, detected | |
| FT CAP STRGTH 26 RE | 30284V535 | Unit/UIT - Equity | 19,002 | $183,830 | dollars, detected | |
| THE HARTFORD SHORT DURATION FUND CL I | 41664M813 | Mutual Fund | 18,498 | $183,497 | dollars, detected | |
| MFS MUNICIPAL INCOME A1 | 55273N459 | MFF | 20,681 | $183,028 | dollars, detected | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 13,331 | $182,501 | dollars, detected | |
| Western Asset Core Bond I | 957663305 | Mutual Fund | 14,600 | $182,355 | dollars, detected | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 10,602 | $181,723 | dollars, detected | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 13,615 | $181,355 | dollars, detected | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 75,822 | $181,213 | dollars, detected | |
| Columbia Floating Rate I NST | 19766F613 | COM | 19,975 | $181,174 | dollars, detected | |
| VANGUARD GNMA ADM | 922031794 | Mutual Funds | 16,735 | $180,905 | dollars, detected | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 16,696 | $180,655 | dollars, detected | |
| FT DV STRGTH 25 FE RE | 30284Y711 | Unit/UIT - Equity | 18,115 | $180,619 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937603 | ETF | 16,365 | $179,689 | dollars, detected | |
| THORNBURG INTERMEDIATE MUNICIPAL INST | 885215673 | BOND | 12,589 | $179,518 | dollars, detected | |
| NOMURA NATIONAL HY MUNI BOND FUND I | 24610H302 | DVHIX | 16,280 | $179,408 | dollars, detected | |
| AQR FDS DIVRSFD ARBTR | 00203H602 | MUTUAL | 17,653 | $179,350 | dollars, detected | |
| EVERMORE GLOBALVALUE FUND | 300397122 | COMMON | 15,353 | $179,012 | dollars, detected | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 12,550 | $177,959 | dollars, detected | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 11,547 | $177,821 | dollars, detected | |
| INVESCO PA TAX FR Y | 00142J222 | Mutual Fund | 10,633 | $177,460 | dollars, detected | |
| ENCANA CORP | 292505104 | COM | 15,914 | $177,442 | dollars, detected | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 33,000 | $176,880 | dollars, detected | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 26,000 | $176,020 | dollars, detected | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 12,090 | $175,789 | dollars, detected | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 24,780 | $175,690 | dollars, detected | |
| LORD ABBETT HIGH YIELD F | 54400N508 | BOND FUNDS | 23,178 | $175,461 | dollars, detected | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 11,353 | $175,290 | dollars, detected | |
| LinnCo, LLC | 535782106 | LTD | 18,195 | $174,122 | dollars, detected | |
| COLUMBIA MID CAP INDEX FUND | 19765j608 | MF | 10,625 | $173,189 | dollars, detected | |
| FT SABRIENT BKR 15 RE | 30285M518 | Unit/UIT - Equity | 16,335 | $172,652 | dollars, detected | |
| Pacific Life Funds Pl Inc Fds Cl A | 69447T813 | Mutual Fund | 15,954 | $172,141 | dollars, detected | |
| WSTRN ASST GLB HI YLD I | 52469F432 | Mutual Fund | 25,611 | $170,826 | dollars, detected | |
| INVESCO SR INCOME TR | 46131H107 | COM | 35,939 | $170,353 | dollars, detected | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 47,775 | $169,601 | dollars, detected | |
| SUTRON CORP | 869380105 | COM | 33,405 | $169,363 | dollars, detected | |
| FRK CT TAX FR INCM ADVS | 354724304 | Mutual Fund | 15,640 | $169,224 | dollars, detected | |
| CITY OFFICE REIT INC | 178587101 | COM | 13,221 | $168,300 | dollars, detected | |
| BLKRCK LGCP GRW I | 09250J874 | Mutual Fund | 11,709 | $168,029 | dollars, detected | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 20,158 | $167,513 | dollars, detected | |
| STERLING NC INT TAX FR I | 85917L486 | Mutual Fund | 15,168 | $167,152 | dollars, detected | |
| Air Canada | 008911877 | COM | 17,050 | $166,238 | dollars, detected | |
| LORD ABB S/DUR TAX FR F | 543912745 | Mutual Fund | 10,533 | $166,204 | dollars, detected | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 14,824 | $165,732 | dollars, detected | |
| CURIS INC | 231269101 | COM | 68,950 | $165,480 | dollars, detected | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 18,797 | $164,474 | dollars, detected | |
| NUVEEN NY | 670706100 | COM | 11,000 | $163,240 | dollars, detected | |
| LORD ABBETT SH/DUR C | 543916704 | Mutual Funds | 36,073 | $161,967 | dollars, detected | |
| AB MUNICIPAL INCOME NATIONAL FUND ADV CL N/L | 018642819 | Non-Taxable Mutual Fund - No Load | 15,615 | $161,767 | dollars, detected | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 17,560 | $160,850 | dollars, detected | |
| TRNSPRNT DRCTNL ALLC A | 89386C662 | Mutual Fund | 12,485 | $160,562 | dollars, detected | |
| Franklin H/Y Tax Free Inc | 354723272 | COM | 14,936 | $160,119 | dollars, detected | |
| C+S MLP ENGY OPP I | 19249F305 | Mutual Fund | 14,539 | $159,202 | dollars, detected | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 11,400 | $159,030 | dollars, detected | |
| VANGUARD HIGH-YIELD CORPORATE INV | 922031208 | ETF | 26,499 | $158,996 | dollars, detected | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 11,676 | $156,459 | dollars, detected | |
| PIMCO HIGH YIELD FUND CL I2 N/L | 72201M735 | Mutual Fund (Open End) - No Load | 16,918 | $156,321 | dollars, detected | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,595 | $156,276 | dollars, detected | |
| LORD ABB TTL RET C | 543916829 | Mutual Fund | 14,626 | $155,477 | dollars, detected | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,639 | $155,051 | dollars, detected | |
| FT REIT GRW SEL 28 FE RE | 30283U777 | Unit/UIT - Equity | 14,529 | $154,834 | dollars, detected | |
| Nuveen Flagship Multistate In C Mun Bd R | 67065P816 | Com | 13,746 | $153,132 | dollars, detected | |
| Oppenheimer Rochester MA Muni Fund Cl A | 683822100 | Mutual Fund | 14,285 | $151,992 | dollars, detected | |
| FT DEEP VAL DIV 5 FE RE | 30285M781 | Unit/UIT - Equity | 14,908 | $151,139 | dollars, detected | |
| FID ADVS NY MUN INCM I | 316337856 | Mutual Fund | 11,021 | $149,780 | dollars, detected | |
| VNGRD NJ L/TRM T/E INVS | 92204F206 | Mutual Fund | 12,270 | $149,690 | dollars, detected | |
| Nuveen MA Municipal Bond Fund | 67065N811 | Title of Class | 14,498 | $148,317 | dollars, detected | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,872 | $148,163 | dollars, detected | |
| Sei Instl Managed Trust Tax Manage Cl A | 783925266 | Mutual Fund | 10,161 | $146,624 | dollars, detected | |
| Virtus Seix Fltg Rt Incm Cl I | 76628t678 | US TAXABLE BOND FUNDS | 16,510 | $146,275 | dollars, detected | |
| DEUTSCHE ULT SHRT DUR S | 25155T866 | Mutual Fund | 16,734 | $145,920 | dollars, detected | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,306 | $144,902 | dollars, detected | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 22,145 | $144,828 | dollars, detected | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 22,551 | $144,774 | dollars, detected | |
| FT HLTHCR SEL 31 FE RE | 30282U810 | Unit/UIT - Equity | 10,781 | $144,619 | dollars, detected | |
| RUSSELL INVT CO | 782494199 | OPRTUNISTIC CR S | 15,162 | $143,889 | dollars, detected | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 20,353 | $142,267 | dollars, detected | |
| PNC MD TAX EX BD I | 69351K600 | Mutual Fund | 12,630 | $141,200 | dollars, detected | |
| HRTFRD INTL SM CO I | 41664L617 | Mutual Fund | 10,055 | $141,177 | dollars, detected | |
| FIRST PACIFIC ADVISORS | 302544101 | MUTUAL FUNDS - | 13,845 | $140,945 | dollars, detected | |
| INVESCO CONSERVATIVE ALLOCATION CLASS Y | 00888U472 | Mutual Fund | 12,210 | $140,298 | dollars, detected | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 26,850 | $139,620 | dollars, detected | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,200 | $139,552 | dollars, detected | |
| NUVEEN LTD TRM MUN BD C2 | 67065Q830 | Mutual Fund | 12,440 | $138,082 | dollars, detected | |
| FT TGT GLB DIV 1Q15 FERE | 30285H485 | Unit/UIT - Equity | 14,346 | $137,740 | dollars, detected | |
| FID MD MUN INCM | 316448604 | Mutual Fund | 11,868 | $136,839 | dollars, detected | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,212 | $136,286 | dollars, detected | |
| CHANNELADVISOR CORP | 159179100 | COM | 14,062 | $136,261 | dollars, detected | |
| ORKLA ASA SPON ADR | 686331109 | COM | 17,903 | $134,810 | dollars, detected | |
| AH RLTY TR INC | 04208T108 | COM | 12,599 | $134,305 | dollars, detected | |
| TIVO INC | 888706108 | COM | 12,625 | $133,951 | dollars, detected | |
| HARBOR INTERNATIONAL GROWTH FUND | 411511801 | Com | 10,159 | $132,879 | dollars, detected | |
| FED HI INCM BD C | 314195306 | Mutual Fund | 17,309 | $132,241 | dollars, detected | |
| VANGUARD N Y TAX FREE FD | 92204H103 | LONG TAXEX INV | 11,143 | $132,161 | dollars, detected | |
| FEDERATED HERMES EQUITY FUNDS | 314172644 | MF | 21,305 | $132,088 | dollars, detected | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 12,400 | $131,688 | dollars, detected | |
| Astor Dynamic Allocation Institutional | 66537V732 | Mutual Funds | 10,847 | $131,678 | dollars, detected | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 13,500 | $131,490 | dollars, detected | |
| CADIZ INC | 127537207 | COM NEW | 12,810 | $131,367 | dollars, detected | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 10,234 | $131,200 | dollars, detected | |
| Sentinel Fds Small Company Fd I | 81728B825 | Mutual Fund | 21,432 | $130,949 | dollars, detected | |
| FT SMID CAP 24 FE RE | 30285T372 | Unit/UIT - Equity | 13,308 | $130,508 | dollars, detected | |
| MFS PA MUN BD A | 55273N798 | Mutual Fund | 12,487 | $130,366 | dollars, detected | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 22,284 | $130,139 | dollars, detected | |
| COLUMBIA FDS SER TR I INTM MUN | 19765L637 | MUTUAL FUNDS | 12,049 | $130,006 | dollars, detected | |
| Nuveen Ltd Term Muni Bd I | 67065Q822 | MF | 11,686 | $129,481 | dollars, detected | |
| FT DOW TGT DVD 3Q14 FERE | 30284G280 | Unit/UIT - Equity | 13,753 | $129,390 | dollars, detected | |
| TEMPLETON FDS INC FRG | 880196506 | MUTUAL | 17,903 | $128,725 | dollars, detected | |
| FT EQ INC SEL 38 FE RE | 30282R809 | Unit/UIT - Equity | 11,948 | $128,680 | dollars, detected | |
| FT REIT GRW SEL 29 FE RE | 30284Q189 | Unit/UIT - Equity | 12,149 | $128,640 | dollars, detected | |
| LORD ABB NY TAX FR F | 543902746 | Mutual Fund | 11,291 | $128,034 | dollars, detected | |
| FT DOW TGT 10 NOV 14 RE | 30284Y463 | Unit/UIT - Equity | 13,398 | $127,962 | dollars, detected | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 16,325 | $127,825 | dollars, detected | |
| INTREPID POTASH INC | 46121Y102 | COM | 11,000 | $127,050 | dollars, detected | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 12,600 | $126,630 | dollars, detected | |
| CARA THERAPEUTICS INC | 140755109 | COM | 12,600 | $126,630 | dollars, detected | |
| COLUMBIA LG VAL QUAN Z | 19763T467 | Mutual Fund | 13,111 | $126,386 | dollars, detected | |
| HUDSON CITY BANCORP | 443683107 | COM | 12,030 | $126,074 | dollars, detected | |
| Eaton Vance Global Macro Abs Ret I | 277923728 | MF | 13,368 | $125,527 | dollars, detected | |
| AMERICAN CENTURY EMERGING MARKETS INV | 025086885 | Mutual Fund | 13,931 | $125,378 | dollars, detected | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 16,000 | $124,800 | dollars, detected | |
| ARTIVION INC | 228903100 | COM | 12,000 | $124,440 | dollars, detected | |
| PIMCO EMERGING MARKETS BOND I2 | 72201M818 | PEMPX | 12,127 | $124,059 | dollars, detected | |
| Franklin Total Return Adv | 353612849 | Exchange Traded Fund | 12,092 | $123,343 | dollars, detected | |
| Fidelity Intl Real Estate | 316389840 | Com | 11,447 | $122,602 | dollars, detected | |
| NATWIDE I/D MOD AGG I | 63867T619 | Mutual Fund | 10,688 | $122,485 | dollars, detected | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,648 | $121,672 | dollars, detected | |
| GUGG EUR CAP STRG 4 CA | 40168J425 | Unit/UIT - Equity | 11,750 | $121,648 | dollars, detected | |
| DWS INTERMEDIATE TAX/AMT FREE FUND CLASS S | 25159H405 | M | 10,091 | $121,289 | dollars, detected | |
| Northern Global Real Estate In | 665162541 | Com | 11,637 | $121,137 | dollars, detected | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,400 | $121,002 | dollars, detected | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 12,354 | $120,944 | dollars, detected | |
| WESTERN ASSET INTERMEDIATE TERM MUNI I | 52469L843 | NTF BOND FUNDS | 18,255 | $120,848 | dollars, detected | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,050 | $119,696 | dollars, detected | |
| ROYCE GLBL DIV VALUE | 780811816 | MUTUAL | 11,978 | $119,303 | dollars, detected | |
| FT STR DIV SEL 9 FE RE | 30281D876 | Unit/UIT - Equity | 11,184 | $119,234 | dollars, detected | |
| FT GLB DIV 34 FE RE | 30281Y185 | Unit/UIT - Equity | 11,988 | $118,510 | dollars, detected | |
| WF STRAT MUN BD ADM | 94985D749 | Mutual Fund | 13,191 | $118,455 | dollars, detected | |
| AQR LONG-SHORT EQUITY FUND CLASS I | 00203H446 | M | 10,504 | $118,383 | dollars, detected | |
| LORD ABB EMG MKT CURR F | 543908776 | Mutual Fund | 21,320 | $118,327 | dollars, detected | |
| PRINCIPAL FDS INC | 74255L837 | INCOME FD CL P | 11,928 | $117,015 | dollars, detected | |
| WASATCH FDS TR | 936793884 | EMRG MKTS SCAP | 43,455 | $116,458 | dollars, detected | |
| EATON VANCE PA MUNICIPALS | 27826Y696 | SH BEN INT | 12,855 | $116,080 | dollars, detected | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 23,806 | $115,935 | dollars, detected | |
| Goldman Sachs High Yield Fund | 38141W679 | COM | 16,963 | $115,690 | dollars, detected | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,685 | $113,277 | dollars, detected | |
| SIMT MULT ASST STAB A | 783925126 | Mutual Fund | 11,167 | $113,228 | dollars, detected | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 18,404 | $113,185 | dollars, detected | |
| MORGAN CRK TACT ALLOC I | 61732T202 | Mutual Fund | 11,014 | $112,338 | dollars, detected | |
| FT STR INC ADV 44 CEFECA | 30285J507 | Unit/UIT - Equity | 12,007 | $112,060 | dollars, detected | |
| GUGG EURO HI DV 1 CA | 40168R229 | Unit/UIT - Equity | 11,750 | $111,633 | dollars, detected | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 36,200 | $111,496 | dollars, detected | |
| FT TGT GLB DVD 3Q FE CA | 30284G579 | Unit/UIT - Equity | 12,185 | $110,592 | dollars, detected | |
| LORD ABBETT TOTAL RETURN F | 543916399 | BOND FUNDS | 10,304 | $109,631 | dollars, detected | |
| Wilmington Broad Market Bond Instl | 97181C811 | Com | 11,068 | $109,020 | dollars, detected | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 12,140 | $108,167 | dollars, detected | |
| STERLING TTL RET BD I | 85917L569 | Mutual Fund - | 10,000 | $108,001 | dollars, detected | |
| Pimco Funds Stockplus Total Return Cl P | 72201M560 | Mutual Fund | 11,129 | $107,284 | dollars, detected | |
| ADT INFL INCM 13-3 CA | 00771L324 | Unit/UIT - Equity | 11,418 | $107,008 | dollars, detected | |
| SWIFT ENERGY CO | 870738101 | COM | 49,500 | $106,920 | dollars, detected | |
| OPPENHEIMER SENIOR FLOATING RATE FUND CL C | 68381K309 | Com | 13,053 | $106,509 | dollars, detected | |
| BTG plc | g1660v103 | COM | 10,000 | $106,141 | dollars, detected | |
| ORAGENICS INC | 684023203 | COM NEW | 103,926 | $106,005 | dollars, detected | |
| FED MUN HI YLD ADVTG F | 313923831 | Mutual Fund | 11,653 | $104,995 | dollars, detected | |
| PIMCO COMMONREALRETUR | 72201M842 | MUTUAL | 24,733 | $104,869 | dollars, detected | |
| WILM SHRT TRM CORP BD I | 97181C597 | Mutual Fund | 10,371 | $104,847 | dollars, detected | |
| Deutsche Real Assets Fd | 25159K804 | Common | 11,240 | $104,421 | dollars, detected | |
| ENERPLUS CORP | 292766102 | COM | 10,141 | $102,834 | dollars, detected | |
| FT TGT GLB DVD 3Q FE RE | 30284G587 | Unit/UIT - Equity | 11,328 | $102,812 | dollars, detected | |
| EATON VANCE INV TR NATIONAL MUNI I | 27826H479 | MUTUAL FUND | 10,333 | $102,395 | dollars, detected | |
| Nuveen Intermediate Dura Tion Muni Bd I | 67065Q400 | MF | 10,991 | $102,217 | dollars, detected | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 41,700 | $101,331 | dollars, detected | |
| LORD ABB FLTG RT C | 543916175 | Mutual Fund | 10,908 | $101,004 | dollars, detected | |
| EV FLT RT HI INCM C | 277911558 | Mutual Fund | 11,405 | $100,818 | dollars, detected | |
| FT ENRGY SEL 50 FE RE | 30283J616 | Unit/UIT - Equity | 12,700 | $100,614 | dollars, detected | |
| MFS MUNICIPAL HIGH INCOME I | 552984692 | MMIIX | 12,261 | $100,417 | dollars, detected | |
| MFA FINL INC | 55272X102 | COM | 12,745 | $100,179 | dollars, detected | |
| Newbridge Bancorp | 65080T102 | Com | 11,218 | $100,065 | dollars, detected | |
| Aquila Three Peaks High Income Cl Y | 03841H307 | Mutual Fund | 11,692 | $99,146 | dollars, detected | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,827 | $97,983 | dollars, detected | |
| Oppenheimer Amt Free Municipals Cl Y | 683977508 | Mutual Fund | 14,005 | $97,758 | dollars, detected | |
| FT CAP STRG BYWR 16 FECA | 30284J318 | Unit/UIT - Equity | 10,176 | $97,516 | dollars, detected | |
| PRIN HI YLD P | 74255L845 | Mutual Fund | 12,944 | $97,080 | dollars, detected | |
| COLUMBIA STRATEGIC INCOME FUND | 19765L694 | MUT | 16,528 | $97,022 | dollars, detected | |
| GERON CORP | 374163103 | COM | 25,585 | $96,455 | dollars, detected | |
| COHEN ACTIVE COMMOD I | 19249G303 | Mutual Fund | 13,813 | $96,415 | dollars, detected | |
| SENTINEL LOW DUR BD I | 817270317 | Mutual Fund | 10,903 | $94,532 | dollars, detected | |
| TRANSALTA CORP | 89346D107 | COM | 10,119 | $94,106 | dollars, detected | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,912 | $87,623 | dollars, detected | |
| Ampio Pharmaceuticals | 03209T109 | COM | 11,500 | $86,595 | dollars, detected | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 22,665 | $84,540 | dollars, detected | |
| FRK MNY A | 354014102 | Mutual Fund | 84,366 | $84,366 | dollars, detected | |
| HENDERSON GLOBAL EQTY INC-C | 425067691 | FD | 10,606 | $84,107 | dollars, detected | |
| FT MLP ENERGY 39 CE FERE | 30285A837 | Unit/UIT - Equity | 10,020 | $82,281 | dollars, detected | |
| KBS REAL ESTATE INV TRUST II | 48243C109 | COMMON STOCK | 13,869 | $81,272 | dollars, detected | |
| ALPINE DYNAMIC DVD FUND | 020875209 | COMMON | 19,595 | $78,577 | dollars, detected | |
| WESTERN ASSET EMRG MK DEBT-I | 52469F481 | FUND | 15,159 | $74,885 | dollars, detected | |
| Russell Commodity | 782494363 | COMMON STOCK | 11,693 | $74,837 | dollars, detected | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 13,250 | $72,213 | dollars, detected | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 18,310 | $72,141 | dollars, detected | |
| VIRTUS MULT SCTR SHRT T | 92828R594 | Mutual Fund | 14,612 | $70,431 | dollars, detected | |
| FRANKLIN US GOVERNMENT SECS ADV | 353496821 | NTF BOND FUNDS | 10,660 | $69,609 | dollars, detected | |
| AMR CNT CAP PRESV INVS | 025081803 | Mutual Fund | 65,538 | $65,538 | dollars, detected | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 20,090 | $63,083 | dollars, detected | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 13,808 | $62,689 | dollars, detected | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 14,342 | $62,675 | dollars, detected | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,550 | $61,401 | dollars, detected | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 34,315 | $61,081 | dollars, detected | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 10,995 | $60,915 | dollars, detected | |
| WESTERN ASSET SHORT-TERM BOND FUND | 52469E807 | MUTUAL FUNDS-TAXABLE | 15,396 | $60,045 | dollars, detected | |
| Franklin High Income Fund | 353538101 | MF | 29,333 | $58,373 | dollars, detected | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 14,449 | $57,942 | dollars, detected | |
| HALCON RES CORP | 40537Q209 | COM NEW | 37,100 | $57,134 | dollars, detected | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,000 | $55,700 | dollars, detected | |
| OPPEN GLB STRAT INCM Y | 68380K508 | Mutual Fund | 13,320 | $54,613 | dollars, detected | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 54,100 | $54,095 | dollars, detected | |
| DEUTSCHE UNCON INCM S | 25155T478 | Mutual Fund | 11,297 | $53,660 | dollars, detected | |
| BIOSCRIP INC | 09069N108 | COM | 11,650 | $51,610 | dollars, detected | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 13,518 | $50,423 | dollars, detected | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 39,325 | $46,404 | dollars, detected | |
| DLH HLDGS CORP | 23335Q100 | COM | 21,813 | $42,535 | dollars, detected | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 14,100 | $42,159 | dollars, detected | |
| Inland American Real Estate Trust | 457281103 | Com | 10,535 | $42,140 | dollars, detected | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 19,000 | $41,610 | dollars, detected | |
| SPECIAL DIVERSIFIED OPPORTUNITIES INC COM | 84740Q101 | COM | 34,800 | $40,368 | dollars, detected | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 10,522 | $38,404 | dollars, detected | |
| FUEL TECH INC | 359523107 | COM | 12,000 | $37,560 | dollars, detected | |
| ONCOSEC MEDICAL INCORPORATED | 68234l108 | COM | 106,000 | $35,510 | dollars, detected | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 20,000 | $29,800 | dollars, detected | |
| LUNA INNOVATIONS INC | 550351100 | COM | 21,750 | $29,363 | dollars, detected | |
| Onconova Therapeutics | 68232V108 | Common | 11,520 | $27,763 | dollars, detected | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 19,302 | $25,093 | dollars, detected | |
| GS FINL SQ MMKT FST | 38141W232 | Mutual Fund | 23,029 | $23,029 | dollars, detected | |
| MCIG INC COM | 55279L101 | Stock | 200,000 | $21,620 | dollars, detected | |
| MOLYCORP INC DEL | 608753109 | COM | 45,245 | $17,433 | dollars, detected | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 13,700 | $17,125 | dollars, detected | |
| MCEWEN MNG INC | 58039P107 | COM | 14,038 | $14,319 | dollars, detected | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 18,000 | $13,858 | dollars, detected | |
| DecisionPoint Systems Inc | 24345a101 | COM | 31,576 | $13,262 | dollars, detected | |
| MONITISE PLC SHS | G6258F105 | PLC SHS | 65,000 | $13,000 | dollars, detected | |
| AMERICAN U.S. GOVERNMENT MONEY MARKET FUND CLASS F2 | 02630U503 | OPEN END TAXABLE LOAD FUND | 12,430 | $12,430 | dollars, detected | |
| Argex Titanium Inc | 04014T102 | Common Stock | 24,500 | $11,025 | dollars, detected | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 10,905 | $10,904 | dollars, detected | |
| ALLIANCE SEMICNDCTR CORP | 01877H100 | Common Stock | 12,000 | $9,601 | dollars, detected | |
| EMERALD OIL INC | 29101U209 | COM NEW | 10,926 | $8,085 | dollars, detected | |
| BANK OF AMERICA CORP | 060505153 | CMN | 15,000 | $7,800 | dollars, detected | |
| IBIO INC | 451033104 | COM | 10,000 | $7,680 | dollars, detected | |
| APPLIED MINERALS INC COM | 03823M100 | CS | 10,000 | $7,000 | dollars, detected | |
| Vitacig Inc. | 92848J101 | COM | 200,000 | $6,000 | dollars, detected | |
| PHILEX MINING CORP PX | Y68991135 | COMMON | 35,072 | $4,910 | dollars, detected | |
| CRITICAL ELEMENTS LITHIUM CORP | 22675W107 | CS | 25,000 | $3,900 | dollars, detected | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 10,600 | $3,555 | dollars, detected | |
| ALLIANCE DISTRS HLDG INC | 01858P105 | Common Stock | 23,000 | $2,990 | dollars, detected | |
| CHASE PACKAGING CORP | 161635107 | COMMON | 30,900 | $2,132 | dollars, detected | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 16,440 | $1,677 | dollars, detected | |
| LYNAS CORP LTD SPONSORED ADR | 551073208 | COM | 20,000 | $740 | dollars, detected | |
| GROWLIFE INC COM | 39985X104 | Stock | 10,000 | $310 | dollars, detected | |
| ALLEGIANCE BALA CYNWYD | 01747V206 | Common Stock | 102,687 | $216 | dollars, detected | |
| COASTAL CARIBBEAN OILXXX & MINERALS LTD | 190432203 | COM | 79,851 | $112 | dollars, detected | |
| MEDCLEAN TECH INC XXXREGISTRATION REVOKED BY THE SEC EFF: 05/13/15 | 58405Y302 | COM | 16,650 | $42 | dollars, detected | |
| SUNSET ISLAND GROUP INC | 867744104 | Common Stock | 10,604 | $35 | dollars, detected | |
| H3 ENTERPRISES INC | 404369100 | Common Stock | 60,000 | $6 | dollars, detected | |
| EKWAN-X INCORPORATED | 28264Y107 | COMMON | 20,000 | $2 | dollars, detected | |
| Puresafe Water Systems Inc | 74624H103 | COM | 14,000 | $1 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-15-000002 | this filing | 2015-04-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001569855-15-000006 | base | 2015-05-12 | acceptance time not in the bulk data set |