13F-HR filed by Janney Montgomery Scott LLC

Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-10, with 2,336 holding rows worth $4,997,657,000.

Accession: 0001329948-15-000001
Filer: CIK 1329948
Filed: 2015-02-10
Accepted by EDGAR: acceptance time not in the bulk data set
Ingested: 2026-10-07 19:17:13 UTC
Source: SEC quarterly data set

Original filing

13F report for Q4 2014

A holdings report, 2,336 entries on the cover page, a total value of $4,997,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,997,656,560 with VALUE read as dollars, detected, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filed	CUSIP	Class	Amount	Value	Value read as	Type
MAGNUM HUNTER RES CORP COM	55973B102	COM	65,200	$204,728	dollars, detected
Columbia Incm Opps Z	19763T889	ETF	20,553	$203,889	dollars, detected
PIONEER MUNICIPAL HIGH INCOME	723763108	COM SHS	14,465	$203,378	dollars, detected
FID CT MUN INCM	316089101	Mutual Fund	17,268	$203,245	dollars, detected
ZUMIEZ INC	989817101	COMMON STOCK	5,259	$203,155	dollars, detected
Blackrock Core Bond Instl	091928747	Com	20,897	$203,123	dollars, detected
VANGUARD INTL GROWTH-ADM	921910501	MFD	2,956	$202,370	dollars, detected
CALUMET SPECIALTY PRODS PART	131476103	COM	9,015	$202,026	dollars, detected
VANGUARD INDEX FDS	922908306	TOTAL STK MKT	3,914	$201,892	dollars, detected
GUGG EURO HI DV 1 FE CA	40168R245	Unit/UIT - Equity	21,700	$201,866	dollars, detected
ISHARES INC	464286301	CMN	12,431	$201,444	dollars, detected
FT TGT VIP 1Q14 FE RE	30282U489	Unit/UIT - Equity	19,259	$201,431	dollars, detected
DRYFS GLB STK I	86271F818	Mutual Fund	10,838	$201,370	dollars, detected
Medgenics Inc New	58436Q203	COM NEW	39,673	$200,745	dollars, detected
MEREDITH CORP	589433101	COM	3,695	$200,712	dollars, detected
MARKET VECTORS ETF TR	57060U191	OIL SVCS ETF	5,575	$200,254	dollars, detected
NUVEEN DIVIDEND GROWTH I	67065W639	NSBRX	5,603	$200,179	dollars, detected
TYSON FOODS INC CL A	902494103	Stock	4,992	$200,129	dollars, detected
AVANTAX INC	095229100	COMMON STOCK	14,403	$199,482	dollars, detected
T Rowe Price S/T Bond	77957P105	COM	41,990	$199,450	dollars, detected
FEDERATED FX INCM SECS STRAT INC INST	31417P841	MUTUAL FUNDS	22,283	$199,213	dollars, detected
WESTERN ASSET GLOBAL HIGH INCO	95766B109	COM	17,834	$197,957	dollars, detected
EATON VANCE CA MUNICIPAL	27826Y795	EICAX	19,167	$197,419	dollars, detected
Matthews Asian Growth & Income	577130206	MUT	10,942	$197,073	dollars, detected
RUSSELL INVT CO	782494199	OPRTUNISTIC CR S	20,872	$197,035	dollars, detected
BANCO SANTANDER SA ADR	05964H105	ADR	23,636	$196,891	dollars, detected
JANUS INTL EQ I	47103A534	Mutual Fund	16,145	$196,640	dollars, detected
NUVEEN GBL VL OPPORTUNITIES	6706EH103	COM	15,109	$196,568	dollars, detected
SUTRON CORP	869380105	COM	39,155	$195,779	dollars, detected
FT TGT GLB LDRS 2Q14FERE	30283K530	Unit/UIT - Equity	20,501	$195,332	dollars, detected
EV CMDTY STRAT I	277905329	Mutual Fund	29,262	$194,592	dollars, detected
VESTAS WIND SYSTEMS AS	925458101	COM	16,120	$194,246	dollars, detected
PIMCO ALL ASSET AUTH C	72200Q216	Mutual Fund	21,233	$194,065	dollars, detected
SEACOAST BKG CORP FLA	811707801	COM NEW	14,100	$193,875	dollars, detected
INCAP PRSP INC FIN2 FECA	45329N124	Unit/UIT - Equity	21,300	$193,762	dollars, detected
Pioneer Ser Trust Vi Multi Asset Real Y	72387S605	Mutual Fund	15,694	$193,509	dollars, detected
PIMCO COMMODITIESPLUS STRATEGY I2	72201P167	EQUITY FUNDS	25,186	$192,673	dollars, detected
NUVEEN DIV ADVANTAGE MUN FD	67070F100	COM	13,650	$192,602	dollars, detected
NUVEEN NEW YORK AMT QLT MUNI	670656107	COM	14,875	$191,883	dollars, detected
AQR FDS DIVRSFD ARBTR	00203H602	MUTUAL	18,900	$191,836	dollars, detected
FRK INS TAX FR INCM ADVS	354723264	Mutual Fund	15,323	$191,536	dollars, detected
COHEN & STEERS TOTAL RETURN	19247R103	COM	14,469	$190,991	dollars, detected
AB INTRM DIVRS A	085568772	Mutual Fund	12,997	$188,970	dollars, detected
DEUTSCHE ULT SHRT DUR S	25155T866	Mutual Fund	21,506	$188,821	dollars, detected
CALAMOS CONVERTIBLE OPPORTUNIT	128117108	SH BEN INT	14,700	$188,748	dollars, detected
PIMCO CORPORATE & INCM STRG	72200U100	COM	12,414	$187,575	dollars, detected
MAINSTAY DEFINED TERM MUNI OPP	56064K100	COM	10,262	$186,469	dollars, detected
Nuveen Short Term Bd Fd	670678648	MMF	18,775	$186,438	dollars, detected
WSTRN ASST GLB HI YLD I	52469F432	Mutual Fund	27,886	$185,723	dollars, detected
MFS INTL DIVERSIFICATION I	55273G298	NTF EQUITY FUNDS	11,794	$185,277	dollars, detected
Boston Scientific Corporation	101137107	COM	13,981	$185,248	dollars, detected
NUVEEN CORE EQUITY ALPHA FUND	67090X107	COM	10,602	$185,222	dollars, detected
NUVEEN QUALITY MUNCP INCOME	67066V101	COM	12,917	$185,101	dollars, detected
FT DV STRGTH 25 FE RE	30284Y711	Unit/UIT - Equity	18,013	$184,447	dollars, detected
NTHRN INTL EQ	665162509	Mutual Fund	20,502	$183,699	dollars, detected
AMERICAN DEV WRLD GRWTH INC CL	02630f407	MF	17,634	$183,397	dollars, detected
GOODRICH PETE CORP	382410405	COM NEW	41,175	$182,817	dollars, detected
ON SEMICONDUCTOR CORP COM	682189105	Stock	17,956	$181,894	dollars, detected
VANGUARD GNMA ADM	922031794	Mutual Funds	16,724	$180,957	dollars, detected
MFS MUNICIPAL INCOME A1	55273N459	MFF	20,493	$180,955	dollars, detected
FT TGT VIP 3Q14 FE RE	30284H189	Unit/UIT - Equity	17,959	$180,247	dollars, detected
GABELLI MULTIMEDIA TR INC	36239Q109	COM	18,003	$180,210	dollars, detected
MONSTER WORLDWIDE INC	611742107	COM	38,930	$179,857	dollars, detected
CLEAN ENERGY FUELS CORP	184499101	COMMON STOCK	35,995	$179,795	dollars, detected
EV BD I	277905220	Mutual Fund	16,678	$178,952	dollars, detected
Columbia Floating Rate I NST	19766F613	COM	19,802	$177,430	dollars, detected
INVESCO PA TAX FR Y	00142J222	Mutual Fund	10,599	$176,576	dollars, detected
LEGG MILLER INCM OPP I	52471E753	Mutual Fund	18,681	$176,165	dollars, detected
PHOTRONICS INC	719405102	COM	21,066	$175,058	dollars, detected
ISHARES	464286848	EXCHANGE TRADED	15,461	$173,776	dollars, detected
ACCO BRANDS CORP COM	00081T108	Stock	19,199	$172,983	dollars, detected
HARRIS & HARRIS GROUP INC	413833104	COM	58,200	$171,690	dollars, detected
DEUTSCHE TELEKOM AG SPONSORED	251566105	COM	10,784	$171,358	dollars, detected
ADVANTAGE OIL & GAS LTD	00765F101	COMMON STOCK-FO	35,700	$171,003	dollars, detected
PENN ENTERTAINMENT INC COM	707569109	Stock	12,435	$170,733	dollars, detected
FRK CT TAX FR INCM ADVS	354724304	Mutual Fund	15,573	$169,751	dollars, detected
NUVEEN DOW 30 DYNMC OVERWRT	67075F105	SHS	10,957	$168,957	dollars, detected
Pacific Life Funds Pl Inc Fds Cl A	69447T813	Mutual Fund	15,883	$168,834	dollars, detected
BLACKROCK MUNIYIELD FUND	09253W104	COM	11,440	$168,626	dollars, detected
BLACKROCK INTERNATIONAL GROWTH	092524107	COM BENE INTER	24,973	$168,318	dollars, detected
GLOBAL HIGH INCOME FUND INC	37933G108	COM	19,037	$167,906	dollars, detected
Virtus Seix Fltg Rt Incm Cl I	76628t678	US TAXABLE BOND FUNDS	19,187	$167,889	dollars, detected
BLKRCK LGCP GRW I	09250J874	Mutual Fund	11,850	$167,671	dollars, detected
DREYFUS STRATEGIC MUNS INC	261932107	COM	20,400	$167,076	dollars, detected
TIVO INC	888706108	COM	14,050	$166,352	dollars, detected
LORD ABB S/DUR TAX FR F	543912745	Mutual Fund	10,510	$165,749	dollars, detected
STERLING NC INT TAX FR I	85917L486	Mutual Fund	15,078	$165,703	dollars, detected
MATERIALISE NV	57667T100	SPONSORED ADS	17,373	$165,391	dollars, detected
LinnCo, LLC	535782106	LTD	15,931	$165,209	dollars, detected
FT STR DIV SEL 9 FE RE	30281D876	Unit/UIT - Equity	15,356	$165,062	dollars, detected
CITY OFFICE REIT INC	178587101	COM	12,883	$164,898	dollars, detected
COLUMBIA MID CAP INDEX FUND	19765j608	MF	10,625	$164,477	dollars, detected
GLOBAL X FDS	37950E606	CHINA FINL ETF	10,449	$163,840	dollars, detected
CALAMOS GBL DYN INCOME FUND	12811L107	COM	17,618	$162,610	dollars, detected
NUVEEN NY	670706100	COM	11,000	$162,360	dollars, detected
EVERMORE GLOBALVALUE FUND	300397122	COMMON	15,353	$162,277	dollars, detected
OPPENHEIMER SENIOR FLOATING RATE FUND CL C	68381K309	Com	19,860	$161,266	dollars, detected
AB MUNICIPAL INCOME NATIONAL FUND ADV CL N/L	018642819	Non-Taxable Mutual Fund - No Load	15,472	$160,595	dollars, detected
NUVEEN SELECT MATURITIES MUNIC	67061t101	CLSD FD	15,034	$160,262	dollars, detected
NUVEEN	67072C105	EXCHANGE TRADED	17,884	$159,168	dollars, detected
BIOCRYST PHARMACEUTICALS INC COM	09058V103	Stock	13,050	$158,688	dollars, detected
Franklin H/Y Tax Free Inc	354723272	COM	14,820	$158,134	dollars, detected
VANGUARD HIGH-YIELD CORPORATE INV	922031208	ETF	26,461	$157,971	dollars, detected
NOMURA NATIONAL HY MUNI BOND FUND I	24610H302	DVHIX	14,326	$156,867	dollars, detected
Vanguard Total Bond Market ETF	921937603	ETF	14,383	$156,347	dollars, detected
LORD ABB TTL RET C	543916829	Mutual Fund	14,568	$153,547	dollars, detected
NUVEEN MASS QUALITY MUN INC	67061E104	COM	11,590	$153,455	dollars, detected
FT TGT GLB DIV 4Q13 FECA	30282G571	Unit/UIT - Equity	15,838	$152,979	dollars, detected
INTREPID POTASH INC	46121Y102	COM	11,000	$152,680	dollars, detected
VIRTUS WLTH MSTRS I	92828W783	Mutual Fund	10,315	$152,449	dollars, detected
BLACKROCK MUNI INCOME INV QL	09250G102	COM	10,595	$151,932	dollars, detected
Eaton Vance Global Macro Abs Ret I	277923728	MF	16,311	$151,859	dollars, detected
JPMORGAN TR I INTERM TF BD S	4812a0441	FD	13,624	$151,501	dollars, detected
Nuveen Flagship Multistate In C Mun Bd R	67065P816	Com	13,632	$151,456	dollars, detected
WESTERN ASSET TOTAL RETURN UNCONSTRAINED FUND CL I N/L	957663719	Mutual Fund (Open End) - No Load	14,501	$151,391	dollars, detected
PRINCIPAL SMALL-MIDCAP DIVIDEND INC INST	74255L738	NTF EQUITY FUNDS	10,911	$150,359	dollars, detected
FT REIT GRW SEL 28 FE RE	30283U777	Unit/UIT - Equity	14,385	$149,787	dollars, detected
VNGRD NJ L/TRM T/E INVS	92204F206	Mutual Fund	12,164	$148,771	dollars, detected
PIMCO S/PL AR SHT STR P	72201M339	Mutual Fund	62,039	$148,274	dollars, detected
NATWIDE I/D MOD AGG I	63867T619	Mutual Fund	13,141	$146,920	dollars, detected
Nuveen MA Municipal Bond Fund	67065N811	Title of Class	14,363	$146,644	dollars, detected
Eaton Vance Richard Bern Eq St I	277902573	ERBIX	10,070	$145,716	dollars, detected
AVON PRODS INC	054303102	COM	15,484	$145,398	dollars, detected
INVESCO PA VALUE MUN INC TR	46132K109	COM	10,415	$144,668	dollars, detected
THORNBURG INTERMEDIATE MUNICIPAL INST	885215673	BOND	10,095	$143,959	dollars, detected
Sei Instl Managed Trust Tax Manage Cl A	783925266	Mutual Fund	10,161	$143,474	dollars, detected
CADIZ INC	127537207	COM NEW	12,810	$143,472	dollars, detected
Pace Select Advisors Tr Intl Eqty Cl P	69373W244	Mutual Fund	10,055	$142,184	dollars, detected
BLACKROCK MUNIASSETS FD INC	09254J102	COM	10,306	$142,120	dollars, detected
ORKLA ASA SPON ADR	686331109	COM	21,147	$141,685	dollars, detected
BLACKROCK CORPORATE HIGH YIELD	09255P107	COM	12,428	$141,679	dollars, detected
PNC MD TAX EX BD I	69351K600	Mutual Fund	12,548	$140,158	dollars, detected
Pimco Fds Mgt Total Return Fd Cl D	693391674	Mutual Fund	12,935	$137,890	dollars, detected
INVESCO CONSERVATIVE ALLOCATION CLASS Y	00888U472	Mutual Fund	12,144	$137,588	dollars, detected
CARA THERAPEUTICS INC	140755109	COM	13,700	$136,589	dollars, detected
AMTECH SYSTEMS INC	032332504	COMMON STOCK	13,350	$136,170	dollars, detected
FID MD MUN INCM	316448604	Mutual Fund	11,868	$136,127	dollars, detected
LEGG BW ALT CR I	52471E829	Mutual Fund	12,941	$136,009	dollars, detected
ARTIVION INC	228903100	COM	12,000	$135,960	dollars, detected
FED INTL BD A	31420G408	Mutual Fund	13,419	$135,262	dollars, detected
TCW Emerging Markets Income Fu	87234N765	MF	16,765	$135,124	dollars, detected
Wells Fargo Adv S/T Muni	949917868	COM	13,512	$135,119	dollars, detected
FT DOW TGT DVD 3Q14 FERE	30284G280	Unit/UIT - Equity	13,633	$132,514	dollars, detected
DEUTSCHE GLB INC BLDR S	25159K788	Mutual Fund	14,188	$132,514	dollars, detected
AMERICAN VANGUARD CORP	030371108	COM	11,400	$132,468	dollars, detected
Alliqua BioMedical Inc	019621200	COM NEW	24,950	$132,235	dollars, detected
NUVEEN NY MUN VALUE FD	67062M105	COM	13,500	$132,165	dollars, detected
VERADIGM INC	01988P108	COMMON STOCK	10,292	$131,429	dollars, detected
NORDIC AMERICAN TANKERS LIMI	G65773106	COM	13,050	$131,414	dollars, detected
Newbridge Bancorp	65080T102	Com	15,018	$130,807	dollars, detected
Russell Multi-Strategy Alernative Fund	78249R875	Com	13,373	$130,788	dollars, detected
FED HI INCM BD C	314195306	Mutual Fund	17,309	$130,510	dollars, detected
FIDELITY MORTGAGE SECURITIES F	31617K204	MUTUAL FUNDS	11,496	$130,483	dollars, detected
FT HLTHCR SEL 31 FE RE	30282U810	Unit/UIT - Equity	10,781	$130,322	dollars, detected
MFS PA MUN BD A	55273N798	Mutual Fund	12,487	$129,867	dollars, detected
COLUMBIA FDS SER TR I INTM MUN	19765L637	MUTUAL FUNDS	11,948	$129,041	dollars, detected
FT TGT VIP 2Q14 FE RE	30283L132	Unit/UIT - Equity	12,201	$128,856	dollars, detected
FT EQ INC SEL 38 FE RE	30282R809	Unit/UIT - Equity	11,866	$128,854	dollars, detected
Nuveen Ltd Term Muni Bd I	67065Q822	MF	11,606	$128,473	dollars, detected
TEMPLETON FDS INC FRG	880196506	MUTUAL	18,613	$127,872	dollars, detected
LORD ABB NY TAX FR F	543902746	Mutual Fund	11,273	$127,611	dollars, detected
PIMCO EMERGING MARKETS BOND I2	72201M818	PEMPX	12,507	$126,818	dollars, detected
BELLATRIX EXPLORATION LTD	078314101	COM	34,700	$126,308	dollars, detected
CHESAPEAKE GRANITE WASH TRUST	165185109	COMMON STOCK	23,299	$125,114	dollars, detected
FT SMID CAP STRG 15 FECA	30275S772	Unit/UIT - Equity	10,230	$124,885	dollars, detected
HARBOR INTERNATIONAL GROWTH FUND	411511801	Com	10,159	$124,346	dollars, detected
FT REIT GRW SEL 29 FE RE	30284Q189	Unit/UIT - Equity	12,029	$124,324	dollars, detected
BTG plc	g1660v103	COM	10,000	$124,150	dollars, detected
PIMCO MUN INCOME FD II	72200W106	COM	10,422	$123,813	dollars, detected
FEDERATED HERMES EQUITY FUNDS	314172644	MF	21,305	$123,141	dollars, detected
WESTERN ASSET INTER MUNI FD	958435109	COM	12,600	$122,975	dollars, detected
Sentinel Fds Small Company Fd I	81728B825	Mutual Fund	21,432	$122,590	dollars, detected
INVESCO SR INCOME TR	46131H107	COM	26,838	$122,379	dollars, detected
LORD ABBETT HIGH YIELD F	54400N508	BOND FUNDS	16,381	$122,041	dollars, detected
LORD ABB EMG MKT CURR F	543908776	Mutual Fund	21,163	$121,897	dollars, detected
PIMCO COMMONREALRETUR	72201M842	MUTUAL	27,265	$121,874	dollars, detected
HUDSON CITY BANCORP	443683107	COM	12,030	$121,744	dollars, detected
Aquila Three Peaks High Income Cl Y	03841H307	Mutual Fund	14,502	$121,524	dollars, detected
FT GLB DIV 34 FE RE	30281Y185	Unit/UIT - Equity	11,907	$121,270	dollars, detected
DWS INTERMEDIATE TAX/AMT FREE FUND CLASS S	25159H405	M	10,029	$120,346	dollars, detected
WESTERN ASSET INTERMEDIATE TERM MUNI I	52469L843	NTF BOND FUNDS	18,143	$120,288	dollars, detected
ALLIANCEBERNSTEIN INCOME FUN	01881E101	COM	16,063	$119,989	dollars, detected
COLUMBIA LG VAL QUAN Z	19763T467	Mutual Fund	12,371	$119,753	dollars, detected
Franklin Total Return Adv	353612849	Exchange Traded Fund	11,871	$119,424	dollars, detected
Transamerica Funds Multi Manager Cl I	893962241	Mutual Fund	11,408	$118,875	dollars, detected
FREQUENCY ELECTRONICS INC	358010106	COMMON STOCK	10,400	$118,872	dollars, detected
ROYCE GLBL DIV VALUE	780811816	MUTUAL	11,978	$118,824	dollars, detected
WF STRAT MUN BD ADM	94985D749	Mutual Fund	13,184	$118,521	dollars, detected
COLUMBIA EMRG MKT BD Z	19763P127	Mutual Fund	11,005	$117,640	dollars, detected
AEGON N V	007924103	NY REGISTRY SHS	15,556	$116,668	dollars, detected
EATON VANCE PA MUNICIPALS	27826Y696	SH BEN INT	12,855	$116,594	dollars, detected
Northern Global Real Estate In	665162541	Com	11,623	$116,465	dollars, detected
Fidelity Intl Real Estate	316389840	Com	11,454	$116,024	dollars, detected
PRINCIPAL FDS INC	74255L837	INCOME FD CL P	11,928	$115,941	dollars, detected
WESTERN ASSET MUN HIGH INCOME COM	95766N103	CEF	15,000	$115,500	dollars, detected
WASATCH FDS TR	936793884	EMRG MKTS SCAP	42,973	$114,737	dollars, detected
ROYCE MICRO-CAP TRUST INC	780915104	COM	11,281	$113,712	dollars, detected
FT TGT GLB DVD 3Q FE CA	30284G579	Unit/UIT - Equity	12,185	$113,684	dollars, detected
THE HARTFORD SHORT DURATION FUND CL I	41664M813	Mutual Fund	11,458	$112,861	dollars, detected
MFS INTERMEDIATE INCOME TRUST	55273C107	SH BEN INT	23,306	$111,403	dollars, detected
FT STR INC ADV 44 CEFECA	30285J507	Unit/UIT - Equity	12,007	$111,365	dollars, detected
Russell Commodity	782494363	COMMON STOCK	16,223	$110,477	dollars, detected
MORGAN CRK TACT ALLOC I	61732T202	Mutual Fund	11,014	$110,356	dollars, detected
FT EURO DEEP VL 10 7FERE	30282K481	Unit/UIT - Equity	12,383	$109,752	dollars, detected
LORD ABBETT TOTAL RETURN F	543916399	BOND FUNDS	10,318	$108,857	dollars, detected
LORD ABBETT SH/DUR C	543916704	Mutual Funds	24,176	$108,551	dollars, detected
Wilmington Broad Market Bond Instl	97181C811	Com	11,009	$107,224	dollars, detected
ARRAY BIOPHARMA INC COM	04269X105	Stock	22,600	$106,898	dollars, detected
FID ADVS SHRT FXD INCM I	315807859	Mutual Fund	11,367	$106,278	dollars, detected
Pimco Funds Stockplus Total Return Cl P	72201M560	Mutual Fund	11,129	$106,171	dollars, detected
GUGG EUR CAP STRG 4 CA	40168J425	Unit/UIT - Equity	10,500	$106,036	dollars, detected
ADT INFL INCM 13-3 CA	00771L324	Unit/UIT - Equity	11,418	$105,747	dollars, detected
NATWD I/D CONSV I	63867T742	Mutual Fund	10,346	$105,737	dollars, detected
ALPINE TOTAL DYNAMIC DIVID F	021060207	COM SH BEN INT N	12,449	$105,692	dollars, detected
FT TGT GLB DVD 3Q FE RE	30284G587	Unit/UIT - Equity	11,193	$104,424	dollars, detected
MVC CAPITAL INC	553829102	COM	10,622	$104,414	dollars, detected
WILM SHRT TRM CORP BD I	97181C597	Mutual Fund	10,346	$104,289	dollars, detected
PRIN HI YLD P	74255L845	Mutual Fund	14,085	$104,087	dollars, detected
FED MUN HI YLD ADVTG F	313923831	Mutual Fund	11,611	$104,035	dollars, detected
VOYA GLBL EQTY DIV & PREM OP	92912T100	COM	12,485	$103,877	dollars, detected
GERON CORP	374163103	COM	31,585	$102,651	dollars, detected
COHEN ACTIVE COMMOD I	19249G303	Mutual Fund	13,813	$102,493	dollars, detected
EATON VANCE INV TR NATIONAL MUNI I	27826H479	MUTUAL FUND	10,333	$102,397	dollars, detected
Nuveen Intermediate Dura Tion Muni Bd I	67065Q400	MF	10,991	$101,997	dollars, detected
DEPT TECHNOLOGY INC	006854202	COM NEW	11,750	$101,990	dollars, detected
FT ENRGY SEL 50 FE RE	30283J616	Unit/UIT - Equity	12,700	$100,748	dollars, detected
ENERPLUS CORP	292766102	COM	10,493	$100,728	dollars, detected
MFA FINL INC	55272X102	COM	12,587	$100,571	dollars, detected
MFS MUNICIPAL HIGH INCOME I	552984692	MMIIX	12,082	$98,224	dollars, detected
WESTERN ASSET HIGH INCOM FD	95766J102	COM	11,782	$97,906	dollars, detected
GUGG EURO HI DV 1 CA	40168R229	Unit/UIT - Equity	10,500	$97,677	dollars, detected
FT CAP STRG BYWR 16 FECA	30284J318	Unit/UIT - Equity	10,176	$97,236	dollars, detected
Oppenheimer Amt Free Municipals Cl Y	683977508	Mutual Fund	13,718	$95,892	dollars, detected
NUVEEN CR STRATEGIES INCOME	67073D102	COM SHS	10,880	$95,416	dollars, detected
SENTINEL LOW DUR BD S	817270499	Mutual Fund	10,858	$94,032	dollars, detected
SENTINEL LOW DUR BD I	817270317	Mutual Fund	10,870	$94,029	dollars, detected
ORAGENICS INC	684023203	COM NEW	103,926	$92,463	dollars, detected
TRANSALTA CORP	89346D107	COM	10,119	$91,678	dollars, detected
NORTHERN OIL & GAS INC NEV	665531109	COM	16,202	$91,541	dollars, detected
ALBERTSONS CO SHS CL A CLASS CLASS A	039380100	COM	51,000	$90,780	dollars, detected
LRR ENERGY LP	50214A104	COMMON STOCK	12,500	$88,375	dollars, detected
PETROLEO BRASILEIRO S A	71654V408	SPONSORED ADR	11,561	$84,396	dollars, detected
WESTPORT FUEL SYSTEMS INC	960908309	COM	22,525	$84,244	dollars, detected
ROCHESTER PORTFOLIO SER OP LTR	771740305	MUTUAL FUNDS	26,425	$82,975	dollars, detected
TALISMAN ENERGY INC	87425E103	COM	10,414	$81,542	dollars, detected
KBS REAL ESTATE INV TRUST II	48243C109	COMMON STOCK	13,869	$81,272	dollars, detected
FAIRWAY GROUP HLDGS CORP	30603D109	CL A	25,000	$78,750	dollars, detected
WESTERN ASSET EMRG MK DEBT-I	52469F481	FUND	15,686	$77,645	dollars, detected
COLUMBIA STRATEGIC INCOME FUND	19765L694	MUT	13,053	$75,576	dollars, detected
ALPINE DYNAMIC DVD FUND	020875209	COMMON	19,297	$74,678	dollars, detected
TEMPLETON GLOBAL INCOME FD	880198106	COM	10,300	$74,057	dollars, detected
Inland American Real Estate Trust	457281103	Com	10,535	$73,113	dollars, detected
BIOSCRIP INC	09069N108	COM	10,150	$70,949	dollars, detected
FRANKLIN US GOVERNMENT SECS ADV	353496821	NTF BOND FUNDS	10,857	$70,789	dollars, detected
VIRTUS MULT SCTR SHRT T	92828R594	Mutual Fund	14,612	$70,139	dollars, detected
EGALET CORP	28226B104	COM	12,000	$68,280	dollars, detected
GOLD FIELDS LTD SPONSORED ADR	38059T106	ADR	14,875	$67,382	dollars, detected
RESOURCE CAP CORP REIT	76120W302	COM	13,263	$66,846	dollars, detected
Western Asset Short Duration Muni Inc I	52469F176	Mutual Fund	12,732	$65,571	dollars, detected
OPPEN GLB STRAT INCM Y	68380K508	Mutual Fund	16,146	$65,392	dollars, detected
HALCON RES CORP	40537Q209	COM NEW	36,100	$64,258	dollars, detected
COMMUNITY BANKERS TRUST CORP	203612106	COM	14,342	$63,392	dollars, detected
SANDRIDGE ENERGY INC	80007P307	COM	34,315	$62,453	dollars, detected
PARAGON OFFSHORE PLC XXX	G6S01W108	COM	21,576	$59,765	dollars, detected
WESTERN ASSET SHORT-TERM BOND FUND	52469E807	MUTUAL FUNDS-TAXABLE	15,328	$59,627	dollars, detected
VOYA PRIME RATE TRUST	92913A100	SH BEN INT	10,962	$58,208	dollars, detected
CURIS INC	231269101	COM	38,800	$58,200	dollars, detected
DEUTSCHE UNCON INCM S	25155T478	Mutual Fund	11,161	$52,903	dollars, detected
LOOMIS HI INCM Y	543488803	Mutual Fund	11,997	$51,346	dollars, detected
FRANKLIN INCOME FUND CL	353496300	FKINX	21,049	$50,518	dollars, detected
PENGROWTH ENERGY CORP	70706P104	COMMON STOCK-FO	16,100	$50,071	dollars, detected
BLACKROCK DEBT STRAT FD INC	09255R103	COM	13,455	$50,052	dollars, detected
ONCOSEC MEDICAL INCORPORATED	68234l108	COM	101,446	$47,680	dollars, detected
FUEL TECH INC	359523107	COM	12,000	$45,960	dollars, detected
ALCATEL-LUCENT	013904305	SPONSORED ADR	12,640	$44,872	dollars, detected
SPECIAL DIVERSIFIED OPPORTUNITIES INC COM	84740Q101	COM	34,800	$40,020	dollars, detected
MOLYCORP INC DEL	608753109	COM	44,725	$39,385	dollars, detected
DLH HLDGS CORP	23335Q100	COM	19,313	$38,819	dollars, detected
Onconova Therapeutics	68232V108	Common	11,520	$37,901	dollars, detected
Ampio Pharmaceuticals	03209T109	COM	11,000	$37,730	dollars, detected
DREYFUS	26200S101	MUTUAL FUNDS FI	10,357	$37,387	dollars, detected
LORD ABBETT INCOME F	543916365	BOND FUNDS	12,734	$36,545	dollars, detected
ON TRACK INNOVATION LTD	M8791A109	SHS	20,000	$33,000	dollars, detected
Vitacig Inc.	92848J101	COM	200,000	$33,000	dollars, detected
MCIG INC COM	55279L101	Stock	200,000	$25,800	dollars, detected
MONITISE PLC SHS	G6258F105	PLC SHS	65,000	$25,285	dollars, detected
GS FINL SQ MMKT FST	38141W232	Mutual Fund	23,025	$23,025	dollars, detected
NAVIDEA BIOPHARMACEUTICALS I	63937X103	COM	12,000	$22,680	dollars, detected
FUELCELL ENERGY INC COM	35952H106	COM	14,700	$22,638	dollars, detected
MCEWEN MNG INC	58039P107	COM	19,759	$21,932	dollars, detected
FRANKLIN HIGH INCOMEFD CL C	353538200	COMMON	10,590	$21,180	dollars, detected
CYTORI THERAPEUTICS INC	23283K105	COM	39,100	$19,108	dollars, detected
ALPHA NATURAL RESOURCES INC	02076X102	COM	10,905	$18,211	dollars, detected
* GIGAMEDIA LTD	Y2711Y104	ORD	18,000	$16,875	dollars, detected
DRYFS GENL TRSY PRIME A	369899307	Mutual Fund	13,000	$13,000	dollars, detected
DecisionPoint Systems Inc	24345a101	COM	31,576	$11,999	dollars, detected
BANK OF AMERICA CORP	060505153	CMN	15,000	$10,692	dollars, detected
LEGG AMT FR MUN MMKT I	52470G775	Mutual Fund	10,000	$10,000	dollars, detected
ALLIANCE SEMICNDCTR CORP	01877H100	Common Stock	12,000	$9,600	dollars, detected
Argex Titanium Inc	04014T102	Common Stock	24,500	$9,543	dollars, detected
APPLIED MINERALS INC COM	03823M100	CS	10,000	$7,300	dollars, detected
PHILEX MINING CORP PX	Y68991135	COMMON	35,072	$5,994	dollars, detected
U S GEOTHERMAL INC	90338S102	COM	12,000	$5,524	dollars, detected
CRITICAL ELEMENTS LITHIUM CORP	22675W107	CS	25,000	$4,375	dollars, detected
GT ADVANCED TECHNOLOGIES INC	36191U106	COM	10,600	$3,509	dollars, detected
ALLIANCE DISTRS HLDG INC	01858P105	Common Stock	23,000	$2,760	dollars, detected
ROCK CREEK PHARMACEUTICALS INC COM NEW	772081105	ROCK CREEK PHARMACEUTICALS INC COM NEW	10,090	$1,836	dollars, detected
CHASE PACKAGING CORP	161635107	COMMON	25,750	$1,674	dollars, detected
LYNAS CORP LTD SPONSORED ADR	551073208	COM	20,000	$1,060	dollars, detected
Generex Biotechnology Cp Del	371485103	COM	54,400	$598	dollars, detected
COASTAL CARIBBEAN OILXXX & MINERALS LTD	190432203	COM	79,851	$319	dollars, detected
ALLEGIANCE BALA CYNWYD	01747V206	Common Stock	102,687	$308	dollars, detected
MEDCLEAN TECH INC XXXREGISTRATION REVOKED BY THE SEC EFF: 05/13/15	58405Y302	COM	16,650	$67	dollars, detected
SUNSET ISLAND GROUP INC	867744104	Common Stock	10,604	$24	dollars, detected
MILLENNIUM CELL INC	60038B105	cs	150,000	$15	dollars, detected
SKINNY NUTRITIONAL CORP	830695102	COM	21,700	$11	dollars, detected
MEDISYS TECH INC RSTKD	2681247	Common Stock	83,333	$8	dollars, detected	The CUSIP as filed is malformed.
SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23	849109103	STOK	40,000	$4	dollars, detected
Puresafe Water Systems Inc	74624H103	COM	14,000	$3	dollars, detected
EKWAN-X INCORPORATED	28264Y107	COMMON	20,000	$2	dollars, detected
HAIRMAX INTERNTNL IN XXX	169382108	COM	20,000	$0	dollars, detected	Value filed as zero, left out of ratios.
Mirant Corp (Worthless)	604675991	COM	13,230	$0	dollars, detected	Value filed as zero, left out of ratios.
CARDIOVASCULAR BIO THERAPEUT	141607101	COM	43,995	$0	dollars, detected	Value filed as zero, left out of ratios.
Immtech Pharmaceuticals, Inc.	452519101	COM	23,120	$0	dollars, detected	Value filed as zero, left out of ratios.
AMR Corp Escrow	001ESC102	COM	18,855	$0	dollars, detected	Value filed as zero, left out of ratios.
WELLSTAR INTL INC	949902209	COM	100,000	$0	dollars, detected	Value filed as zero, left out of ratios.
H3 ENTERPRISES INC	404369100	Common Stock	60,000	$0	dollars, detected	Value filed as zero, left out of ratios.
PLASTICON INTERNATIONAL	727563108	Common Stock	100,000	$0	dollars, detected	Value filed as zero, left out of ratios.
CATHARON SOFTWARE RSTKD	1483439	Common Stock	20,000	$0	dollars, detected	Value filed as zero, left out of ratios.The CUSIP as filed is malformed.
EQUITY ADMIN SOLTN C PFD	1924654	CD Par 10	160,000	$0	dollars, detected	Value filed as zero, left out of ratios.The CUSIP as filed is malformed.
SOCIAL MEDIA VENTURES	3385114	Common Stock	50,000	$0	dollars, detected	Value filed as zero, left out of ratios.The CUSIP as filed is malformed.
WEATHERBELL ANALYTICS	3793231	Common Stock	25,000	$0	dollars, detected	Value filed as zero, left out of ratios.The CUSIP as filed is malformed.
COMEDIA CORP	20035D108	Common Stock	50,000	$0	dollars, detected	Value filed as zero, left out of ratios.
CYGENE LABORATORIES INC	232985101	Common Stock	17,000	$0	dollars, detected	Value filed as zero, left out of ratios.
DRAGON INTL GRP CORP	26144E101	Common Stock	25,000	$0	dollars, detected	Value filed as zero, left out of ratios.
DYNAMOTIVE ENRGY SYS CRP	267924108	Common Stock	25,000	$0	dollars, detected	Value filed as zero, left out of ratios.

Amendment chain

Filing	Role	Filed	Accepted	Ingested
13F-HR 0001329948-15-000001	this filing	2015-02-10	acceptance time not in the bulk data set	2026-10-07 19:17:13 UTC