13F-HR filed by Janney Montgomery Scott LLC

Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 2,297 holding rows worth $4,806,086,000.

Accession: 0001329948-14-000008
Filer: CIK 1329948
Filed: 2014-11-14
Accepted by EDGAR: acceptance time not in the bulk data set
Ingested: 2026-10-07 19:26:03 UTC
Source: SEC quarterly data set

Original filing

13F report for Q3 2014

A holdings report, 2,297 entries on the cover page, a total value of $4,806,086,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,806,085,554 with VALUE read as dollars, detected, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filed	CUSIP	Class	Amount	Value	Value read as	Type
NTHRN INTL EQ	665162509	Mutual Fund	19,730	$191,974	dollars, detected
BLACKROCK CORPORATE HIGH YIELD	09255P107	COM	16,225	$191,942	dollars, detected
CALAMOS GBL DYN INCOME FUND	12811L107	COM	20,525	$190,271	dollars, detected
NUVEEN NEW YORK AMT QLT MUNI	670656107	COM	14,863	$190,246	dollars, detected
Matthews Asian Growth & Income	577130206	MUT	9,834	$189,987	dollars, detected
FRK INS TAX FR INCM ADVS	354723264	Mutual Fund	15,323	$189,697	dollars, detected
AB INTRM DIVRS A	085568772	Mutual Fund	12,997	$188,970	dollars, detected
PNC MD TAX EX BD I	69351K600	Mutual Fund	16,856	$188,455	dollars, detected
GOOD HARBOR TACT EQ I	66538E416	Mutual Fund	20,037	$188,345	dollars, detected
TEMPLETON GLOBAL INCOME FD	880198106	COM	23,606	$187,668	dollars, detected
RITEAID CORP	767754104	COM	38,610	$186,872	dollars, detected
FIRST TRUST SENIOR FLOATING RA	33733U108	COM	13,731	$186,189	dollars, detected
PHOTRONICS INC	719405102	COM	22,999	$185,142	dollars, detected
HAWAIIAN HOLDINGS INC	419879101	COM	13,732	$184,695	dollars, detected
Virtus Seix Fltg Rt Incm Cl I	76628t678	US TAXABLE BOND FUNDS	20,500	$182,861	dollars, detected
DOW 30 PREMIUM & DIV INC FD	260582101	COM	11,672	$182,200	dollars, detected
LOOMIS SAYLES CORE PLUS BOND Y	63872R764	Mutual Fund	13,666	$181,346	dollars, detected
KNOLL INC	498904200	COM NEW	10,417	$180,318	dollars, detected
VANGUARD GNMA ADM	922031794	Mutual Funds	16,699	$178,683	dollars, detected
MFS MUNICIPAL INCOME A1	55273N459	MFF	20,308	$177,902	dollars, detected
INTREPID POTASH INC	46121Y102	COM	11,500	$177,675	dollars, detected
First Eagle High Yield M Unicipal I	32008F713	MF	17,764	$177,639	dollars, detected
Aspen Insurance 5.95% Cl 7/23	G05384154	PFD	7,100	$177,287	dollars, detected
VIRTUS NEWFLEET MULTI-SECTOR S/T BD A	92828R644	NTF BOND FUNDS	36,627	$177,275	dollars, detected
BLACKROCK MUNIYIELD FUND	09253W104	COM	12,440	$176,524	dollars, detected
NUVEEN DIV ADVANTAGE MUN FD	67070F100	COM	12,650	$176,215	dollars, detected
FT EURO TGT HI 1 FERE	30283M130	Unit/UIT - Equity	20,456	$175,811	dollars, detected
CITIZENS FINL CORP W	17461K101	COMMON	26,200	$175,540	dollars, detected
AMR TAX EX MD F2	02630C859	Mutual Fund	10,910	$175,000	dollars, detected
INVESCO PA TAX FR Y	00142J222	Mutual Fund	10,565	$174,425	dollars, detected
Pace Select Advisors Tr Intl Eqty Cl P	69373W244	Mutual Fund	11,569	$173,994	dollars, detected
ORKLA ASA SPON ADR	686331109	COM	19,109	$173,510	dollars, detected
NORTHERN OIL & GAS INC NEV	665531109	COM	12,200	$173,484	dollars, detected
VANGUARD PA TAX FR	92204L302	MUTUAL	14,893	$173,360	dollars, detected
SANGAMO THERAPEUTICS INC	800677106	COM	16,050	$173,099	dollars, detected
DE TAX-FREE PENSYLVANIA FUND C	233216100	MFUS	21,200	$172,989	dollars, detected
JANUS HENDERSON DIV & INC BLD	425067394	COM	13,976	$170,793	dollars, detected
MATERIALISE NV	57667T100	SPONSORED ADS	15,183	$170,505	dollars, detected
AVANTAX INC	095229100	COMMON STOCK	11,182	$170,414	dollars, detected
FED INTL BD A	31420G408	Mutual Fund	16,372	$170,101	dollars, detected
Medgenics Inc New	58436Q203	COM NEW	32,673	$169,573	dollars, detected
FRK CT TAX FR INCM ADVS	354724304	Mutual Fund	15,508	$168,722	dollars, detected
Pacific Life Funds Pl Inc Fds Cl A	69447T813	Mutual Fund	15,729	$168,142	dollars, detected
BLACKROCK MUN 2020 TERM TR	09249X109	COM SHS	10,451	$166,589	dollars, detected
LORD ABBETT HIGH INCOME MUNICIPAL BOND FD CL F N/L	543912810	Mutual Funds	14,211	$166,130	dollars, detected
LORD ABB S/DUR TAX FR F	543912745	Mutual Fund	10,487	$165,691	dollars, detected
STERLING NC INT TAX FR I	85917L486	Mutual Fund	15,068	$165,452	dollars, detected
NUVEEN	67072C105	EXCHANGE TRADED	18,960	$165,142	dollars, detected
CECO ENVIRONMENTAL CORP	125141101	COM	12,219	$163,735	dollars, detected
FT TGT GLB DVD 3Q FE CA	30284G579	Unit/UIT - Equity	17,686	$163,447	dollars, detected
FT TGT VIP 4Q13 FE RE	30282H132	Unit/UIT - Equity	15,363	$162,629	dollars, detected
WESTERN ASSET HIGH INCOM FD	95766J102	COM	18,081	$162,186	dollars, detected
NUVEEN CONNECTICUT PREM INC	67060D107	COM	13,031	$162,103	dollars, detected
FT STR DIV SEL 9 FE RE	30281D876	Unit/UIT - Equity	14,971	$161,249	dollars, detected
DEUTSCHE TELEKOM AG SPONSORED	251566105	COM	10,634	$160,786	dollars, detected
VANGUARD HIGH-YIELD CORPORATE INV	922031208	ETF	26,655	$159,665	dollars, detected
BLKRCK LGCP GRW I	09250J874	Mutual Fund	10,606	$159,302	dollars, detected
NUVEEN NY	670706100	COM	11,000	$158,862	dollars, detected
AB MUNICIPAL INCOME NATIONAL FUND ADV CL N/L	018642819	Non-Taxable Mutual Fund - No Load	15,328	$157,730	dollars, detected
JANUS CAPITAL GROUP INC	47102X105	COMMON STOCK	10,810	$157,177	dollars, detected
ORASURE TECHNOLOGIES INC	68554V108	COM	21,645	$156,277	dollars, detected
PENN ENTERTAINMENT INC COM	707569109	Stock	13,935	$156,211	dollars, detected
FT TGT GLB DIV 4Q13 FECA	30282G571	Unit/UIT - Equity	15,838	$155,846	dollars, detected
Franklin H/Y Tax Free Inc	354723272	COM	14,704	$155,716	dollars, detected
VOYA GLBL EQTY DIV & PREM OP	92912T100	COM	16,576	$155,320	dollars, detected
COLUMBIA MID CAP INDEX FUND	19765j608	MF	10,148	$154,753	dollars, detected
VANGUARD FINANCIALS ETF	921937868	ETF	14,334	$154,516	dollars, detected
PIMCO S/PL AR SHT STR P	72201M339	Mutual Fund	61,472	$154,296	dollars, detected
MVC CAPITAL INC	553829102	COM	14,322	$154,105	dollars, detected
FIFTH STR SR FLOATNG RATE CORP COM	31679F101	CEF	13,000	$153,660	dollars, detected
FT SMID CAP STRG 15 FECA	30275S772	Unit/UIT - Equity	13,250	$153,079	dollars, detected
NOMURA NATIONAL HY MUNI BOND FUND I	24610H302	DVHIX	14,182	$152,740	dollars, detected
GT ADVANCED TECHNOLOGIES INC	36191U106	COM	14,100	$152,703	dollars, detected
Boston Scientific Corporation	101137107	COM	12,915	$152,526	dollars, detected
WESTERN ASSET MUN HIGH INCOME COM	95766N103	CEF	21,000	$152,460	dollars, detected
ALLBERN RL ASST STR ADVS	018528422	Mutual Fund	14,105	$151,906	dollars, detected
FRANKLIN TAX FREE TR MD TXFRIN	354723140	MD TXFRINC ADV	13,214	$151,702	dollars, detected
VOYA GLOBAL ADVANTAGE AND PREM	92912R104	COM	12,317	$151,499	dollars, detected
NUVEEN MASS QUALITY MUN INC	67061E104	COM	11,420	$151,434	dollars, detected
AMTECH SYSTEMS INC	032332504	COMMON STOCK	14,100	$150,870	dollars, detected
EATON VANCE TAX-MANAG	277923306	MUTUAL	13,034	$150,678	dollars, detected
SANDRIDGE ENERGY INC	80007P307	COM	34,965	$150,000	dollars, detected
EATON VANCE SHORT DURATION D	27828V104	COM	10,220	$149,927	dollars, detected
BLACKROCK MUNI INCOME INV QL	09250G102	COM	10,595	$149,813	dollars, detected
Nuveen Flagship Multistate In C Mun Bd R	67065P816	Com	13,516	$149,624	dollars, detected
Aquila Three Peaks High Income Cl Y	03841H307	Mutual Fund	17,174	$149,067	dollars, detected
RF MICRODEVICES INC	749941100	COM	12,737	$146,985	dollars, detected
MONSTER WORLDWIDE INC	611742107	COM	26,711	$146,911	dollars, detected
VNGRD NJ L/TRM T/E INVS	92204F206	Mutual Fund	12,008	$146,743	dollars, detected
VOC ENERGY TR	91829B103	TR UNIT	11,621	$146,077	dollars, detected
BLACKROCK SHORT DURATION MUNI INSTL	09253C819	NTF BOND FUNDS	14,372	$145,879	dollars, detected
Columbia Floating Rate I NST	19766F613	COM	15,930	$145,284	dollars, detected
ORAGENICS INC	684023203	COM NEW	116,226	$145,283	dollars, detected
Nuveen MA Municipal Bond Fund	67065N811	Title of Class	14,222	$144,494	dollars, detected
NATWIDE I/D MOD AGG I	63867T619	Mutual Fund	12,485	$143,825	dollars, detected
SENTINEL LOW DUR BD S	817270499	Mutual Fund	16,308	$143,352	dollars, detected
THORNBURG INTERMEDIATE MUNICIPAL INST	885215673	BOND	10,049	$142,893	dollars, detected
FED HI INCM BD C	314195306	Mutual Fund	18,603	$142,869	dollars, detected
LORD ABB EMG MKT CURR F	543908776	Mutual Fund	23,416	$141,903	dollars, detected
ALPHASIMPLEX	63872T729	COM	12,418	$141,311	dollars, detected
EATON VANCE HIGH INCOME	277923546	FIXED	30,020	$138,390	dollars, detected
WESTERN ASSET CORPORATE	52469F275	NTF BOND FUNDS	11,117	$136,519	dollars, detected
INVESCO CONSERVATIVE ALLOCATION CLASS Y	00888U472	Mutual Fund	11,981	$136,101	dollars, detected
CLOUGH GLOBAL OPPORTUNITIES	18914E106	SH BEN INT	11,400	$136,002	dollars, detected
Wells Fargo Adv S/T Muni	949917868	COM	13,512	$135,389	dollars, detected
BLACKROCK MUNIASSETS FD INC	09254J102	COM	10,306	$135,318	dollars, detected
FID MD MUN INCM	316448604	Mutual Fund	11,827	$134,941	dollars, detected
PENNEY J C INC	708160106	COM	13,400	$134,536	dollars, detected
WESDOME GOLD MINES LTD COM	95083R100	COM	201,770	$134,258	dollars, detected
OPPENHEIMER SENIOR FLOATING RATE FUND CL C	68381K309	Com	16,195	$134,257	dollars, detected
WSTRN ASST GLB STRAT I	52469F721	Mutual Fund	19,157	$133,714	dollars, detected
GOOD HARBOR U S TACT I	66538E747	Mutual Fund	13,725	$133,137	dollars, detected
CADIZ INC	127537207	COM NEW	12,810	$133,096	dollars, detected
ROYCE GLBL DIV VALUE	780811816	MUTUAL	12,250	$132,910	dollars, detected
DUFF & PHELPS	26432K108	EXCHANGE TRADED	13,515	$132,314	dollars, detected
NUVEEN CR STRATEGIES INCOME	67073D102	COM SHS	14,816	$132,304	dollars, detected
Transamerica Funds Multi Manager Cl I	893962241	Mutual Fund	12,451	$131,232	dollars, detected
HUDSON CITY BANCORP	443683107	COM	13,497	$131,193	dollars, detected
NUVEEN NY MUN VALUE FD	67062M105	COM	13,500	$131,085	dollars, detected
FT REIT GRW SEL 28 FE RE	30283U777	Unit/UIT - Equity	14,231	$129,264	dollars, detected
Vanguard Long-Term Tax-Exempt	922907308	Mutual Fund	11,038	$128,921	dollars, detected
MFS PA MUN BD A	55273N798	Mutual Fund	12,487	$128,868	dollars, detected
HARBOR INTERNATIONAL GROWTH FUND	411511801	Com	10,159	$128,409	dollars, detected
DURATA THERAPEUTICS INC	26658A107	COM	10,100	$128,068	dollars, detected
COLUMBIA FDS SER TR I INTM MUN	19765L637	MUTUAL FUNDS	11,846	$127,697	dollars, detected
BIOCRYST PHARMACEUTICALS INC COM	09058V103	Stock	13,050	$127,629	dollars, detected
FT GLB DIV 34 FE RE	30281Y185	Unit/UIT - Equity	11,800	$127,045	dollars, detected
Nuveen Ltd Term Muni Bd I	67065Q822	MF	11,402	$126,562	dollars, detected
MERITOR INC	59001K100	COMMON STOCK	11,657	$126,478	dollars, detected
FT EQ INC SEL 38 FE RE	30282R809	Unit/UIT - Equity	11,755	$126,366	dollars, detected
Deutsche Global High Income	25158V108	0	15,600	$126,360	dollars, detected
FT EURO DEEP VL 10 7FERE	30282K481	Unit/UIT - Equity	13,101	$125,287	dollars, detected
SYNERGY RES CORP	87164P103	COM	10,250	$124,948	dollars, detected
First Trust Senior Loan ETF	245908843	Exchange Traded Fund	28,673	$123,294	dollars, detected
FT DOW TGT DVD 3Q14 FERE	30284G280	Unit/UIT - Equity	13,502	$122,937	dollars, detected
COLUMBIA EMRG MKT BD Z	19763P127	Mutual Fund	10,850	$122,391	dollars, detected
WESTERN ASSET INTER MUNI FD	958435109	COM	12,600	$122,346	dollars, detected
Russell Inv LifePoints Growth	782493126	COM	10,083	$121,900	dollars, detected
PIMCO MUN INCOME FD II	72200W106	COM	10,422	$121,416	dollars, detected
QLOGIC CORP	747277101	COM	13,227	$121,159	dollars, detected
FRK TMP HARD CURR ADVS	354728701	Mutual Fund	13,284	$121,152	dollars, detected
TESCO PLC SPONSORED ADR	881575302	ADUS	13,294	$120,776	dollars, detected
BLKRCK US MTG I	561656109	Mutual Fund	11,616	$120,457	dollars, detected
Franklin Total Return Adv	353612849	Exchange Traded Fund	11,808	$119,847	dollars, detected
WESTERN ASSET INTERMEDIATE TERM MUNI I	52469L843	NTF BOND FUNDS	18,036	$119,217	dollars, detected
ARTIVION INC	228903100	COM	12,000	$118,440	dollars, detected
EV NATL MUN INCM C	27826L512	Mutual Fund	11,939	$117,841	dollars, detected
WASATCH FDS TR	936793884	EMRG MKTS SCAP	42,973	$117,745	dollars, detected
FEDERATED HERMES EQUITY FUNDS	314172644	MF	18,287	$117,585	dollars, detected
NUVEEN DIVER CURRENCY OPPOR	67090N109	COM	10,986	$117,111	dollars, detected
EATON VANCE PA MUNICIPALS	27826Y696	SH BEN INT	12,855	$116,851	dollars, detected
WESTERN ASSET TOTAL RETURN UNCONSTRAINED FUND CL I N/L	957663719	Mutual Fund (Open End) - No Load	10,850	$116,530	dollars, detected
PRINCIPAL FDS INC	74255L837	INCOME FD CL P	11,928	$116,061	dollars, detected
FID ADVS SHRT FXD INCM I	315807859	Mutual Fund	12,389	$115,838	dollars, detected
Fidelity Intl Real Estate	316389840	Com	11,171	$114,721	dollars, detected
CALLON PETE CO DEL	13123X102	COM	13,000	$114,530	dollars, detected
FT TGT GLB DVD 3Q FE RE	30284G587	Unit/UIT - Equity	12,374	$114,358	dollars, detected
TWO HARBORS INVESTMENT CORP	90187B101	COMMON STOCK	11,786	$113,968	dollars, detected
BTG plc	g1660v103	COM	10,000	$113,480	dollars, detected
VALLEY NATL BANCORP	919794107	COM	11,639	$112,782	dollars, detected
MORGAN CRK TACT ALLOC I	61732T202	Mutual Fund	10,771	$112,557	dollars, detected
ADT INFL INCM 13-3 CA	00771L324	Unit/UIT - Equity	11,418	$111,861	dollars, detected
PACIFIC COAST OIL TR	694103102	UNIT BEN INT	10,892	$111,643	dollars, detected
INOVIO PHARMACEUTICALS INC	45773H201	COM NEW	11,250	$110,813	dollars, detected
AMBEV SA SPONSORED ADR	02319V103	ADR	16,800	$110,040	dollars, detected
Northern Global Real Estate In	665162541	Com	11,506	$109,309	dollars, detected
PUTNAM ULTRA SHORT DURAT ION INCOME Y	74676P698	SHS	10,830	$109,058	dollars, detected
PRIN HI YLD P	74255L845	Mutual Fund	14,194	$109,013	dollars, detected
LORD ABBETT SH/DUR C	543916704	Mutual Funds	23,991	$108,918	dollars, detected
DREYFUS STRATEGIC MUNS INC	261932107	COM	13,000	$108,852	dollars, detected
LORD ABBETT INCOME F	543916365	BOND FUNDS	37,124	$108,030	dollars, detected
SWIFT ENERGY CO	870738101	COM	11,250	$108,000	dollars, detected
FT REIT GRW SEL 29 FE RE	30284Q189	Unit/UIT - Equity	11,896	$107,692	dollars, detected
PIONEER GLB HI YLD Y	72369G405	Mutual Fund	11,105	$107,609	dollars, detected
TCW Emerging Markets Income Fu	87234N765	MF	12,605	$107,017	dollars, detected
ALLIANCEBERNSTEIN INCOME FUN	01881E101	COM	14,208	$106,557	dollars, detected
TRANSALTA CORP	89346D107	COM	10,119	$106,249	dollars, detected
Wilmington Broad Market Bond Instl	97181C811	Com	10,925	$105,649	dollars, detected
CUSHING MLP TOTAL RETURN FD	231631102	COM SHS	12,216	$105,427	dollars, detected
FIRST EAGLE HI YLD A	32008F739	Mutual Fund	10,497	$104,968	dollars, detected
PUTNAM ABSOL RET 100 A	746764448	Mutual Fund	10,195	$104,499	dollars, detected
FT TGT VIP 2Q14 FE RE	30283L132	Unit/UIT - Equity	10,240	$104,294	dollars, detected
WILM SHRT TRM CORP BD I	97181C597	Mutual Fund	10,208	$104,220	dollars, detected
ADT INFL INCM 13-4 FE CA	00771M801	Unit/UIT - Equity	10,236	$103,493	dollars, detected
FRANKLIN US GOVERNMENT SECS ADV	353496821	NTF BOND FUNDS	15,850	$103,028	dollars, detected
EV FLTG RT MUN INCM A	27826H636	Mutual Fund	10,332	$102,497	dollars, detected
FT SBRNT FRWD LOOK2 FERE	30284C800	Unit/UIT - Equity	10,583	$101,886	dollars, detected
GUGG ZACKS INC 23 FE CA	40168J326	Unit/UIT - Equity	10,648	$101,757	dollars, detected
Nuveen Intermediate Dura Tion Muni Bd I	67065Q400	MF	10,991	$101,668	dollars, detected
GS HI YLD C	38142B179	Mutual Fund	14,058	$98,831	dollars, detected
BYD Co Ltd Shs H	Y1023R104	COM	14,900	$98,489	dollars, detected
MFA FINL INC	55272X102	COM	12,442	$96,799	dollars, detected
FT CAP STRG BYWR 16 FECA	30284J318	Unit/UIT - Equity	10,176	$96,747	dollars, detected
ALLSPRING STRATEGIC MUNICIPAL BOND FUND CLASS A	94985D772	Mutual Fund	10,638	$96,382	dollars, detected
EXCO RESOURCES INC	269279402	COMMON STOCK	28,768	$96,085	dollars, detected
ALPINE TOTAL DYNAMIC DIVID F	021060207	COM SH BEN INT N	11,290	$96,078	dollars, detected
PIMCO COMMONREALRETUR	72201M842	MUTUAL	18,418	$95,959	dollars, detected
NORDIC AMERICAN TANKERS LIMI	G65773106	COM	12,050	$95,798	dollars, detected
Oppenheimer Amt Free Municipals Cl Y	683977508	Mutual Fund	13,577	$94,907	dollars, detected
DEPT TECHNOLOGY INC	006854202	COM NEW	10,750	$90,408	dollars, detected
ALPINE DYNAMIC DVD FUND	020875209	COMMON	22,504	$85,965	dollars, detected
KBS REAL ESTATE INV TRUST II	48243C109	COMMON STOCK	13,869	$83,907	dollars, detected
ON TRACK INNOVATION LTD	M8791A109	SHS	29,000	$80,330	dollars, detected
TEMPLTN GLB TMP INCM	88019R765	MUTUAL	24,624	$79,781	dollars, detected
WESTERN ASSET EMRG MK DEBT-I	52469F481	FUND	15,016	$78,985	dollars, detected
Onconova Therapeutics	68232V108	Common	18,020	$77,486	dollars, detected
COLUMBIA STRATEGIC INCOME FUND	19765L694	MUT	12,655	$75,930	dollars, detected
ALBERTSONS CO SHS CL A CLASS CLASS A	039380100	COM	35,000	$74,200	dollars, detected
PENGROWTH ENERGY CORP	70706P104	COMMON STOCK-FO	14,100	$73,320	dollars, detected
FAIRWAY GROUP HLDGS CORP	30603D109	CL A	19,500	$72,930	dollars, detected
MFS INTERMEDIATE INCOME TRUST	55273C107	SH BEN INT	14,306	$71,673	dollars, detected
VIRTUS MULT SCTR SHRT T	92828R594	Mutual Fund	14,612	$71,308	dollars, detected
Western Asset Short Duration Muni Inc I	52469F176	Mutual Fund	13,665	$70,648	dollars, detected
RESOURCE CAP CORP REIT	76120W302	COM	14,272	$69,504	dollars, detected
OPPEN GLB STRAT INCM Y	68380K508	Mutual Fund	15,950	$65,875	dollars, detected
EGALET CORP	28226B104	COM	11,500	$65,550	dollars, detected
Inland American Real Estate Trust	457281103	Com	10,535	$65,317	dollars, detected
PGIM HIGH YIELD Z	74440Y801	NTF BOND FUNDS	11,337	$64,170	dollars, detected
PARAGON OFFSHORE PLC XXX	G6S01W108	COM	10,336	$63,566	dollars, detected
NEW RESIDENTIAL INVT CORP	64828T102	COM	10,900	$63,547	dollars, detected
Alliqua BioMedical Inc	019621200	COM NEW	13,000	$63,050	dollars, detected
GERON CORP	374163103	COM	31,485	$62,970	dollars, detected
WESTERN ASSET SHORT-TERM BOND FUND	52469E807	MUTUAL FUNDS-TAXABLE	15,980	$62,481	dollars, detected
MCIG INC COM	55279L101	Stock	200,000	$61,200	dollars, detected
TEMPLETON GLOBAL INVT GLB BALA	88019R583	MF	18,635	$60,192	dollars, detected
COMMUNITY BANKERS TRUST CORP	203612106	COM	13,632	$59,572	dollars, detected
GOLD FIELDS LTD SPONSORED ADR	38059T106	ADR	14,875	$58,011	dollars, detected
GRAMERCY PPTY TR INC	38489R100	COM	10,000	$57,600	dollars, detected
AMERICAN U.S. GOVERNMENT MONEY MARKET FUND CLASS F2	02630U503	OPEN END TAXABLE LOAD FUND	56,075	$56,075	dollars, detected
VOYA PRIME RATE TRUST	92913A100	SH BEN INT	10,128	$55,704	dollars, detected
FUEL TECH INC	359523107	COM	12,750	$54,188	dollars, detected
DEUTSCHE UNCON INCM S	25155T478	Mutual Fund	11,030	$53,606	dollars, detected
FIBROCELL SCIENCE INC	315721209	COM NEW	18,350	$53,215	dollars, detected
RENREN INC	759892102	SPONSORED ADR	15,000	$51,600	dollars, detected
BLACKROCK DEBT STRAT FD INC	09255R103	COM	13,393	$51,161	dollars, detected
PATRIOT SCIENTIFIC CORP	70336n107	COMMON EQUITY	920,000	$51,152	dollars, detected
ARRAY BIOPHARMA INC COM	04269X105	Stock	14,000	$49,980	dollars, detected
FUELCELL ENERGY INC COM	35952H106	COM	23,700	$49,533	dollars, detected
EMULEX CORP	292475209	COM NEW	10,000	$49,400	dollars, detected
CURIS INC	231269101	COM	34,800	$49,068	dollars, detected
SPECIAL DIVERSIFIED OPPORTUNITIES INC COM	84740Q101	COM	39,800	$47,760	dollars, detected
LOOMIS HI INCM Y	543488803	Mutual Fund	10,448	$46,805	dollars, detected
MOLYCORP INC DEL	608753109	COM	37,950	$45,161	dollars, detected
ONCOSEC MEDICAL INCORPORATED	68234l108	COM	88,500	$42,923	dollars, detected
CYTORI THERAPEUTICS INC	23283K105	COM	61,800	$41,777	dollars, detected
FRANKLIN INCOME FUND CL	353496300	FKINX	16,833	$41,746	dollars, detected
MCEWEN MNG INC	58039P107	COM	19,759	$38,728	dollars, detected
DREYFUS	26200S101	MUTUAL FUNDS FI	10,127	$37,469	dollars, detected
BTU INTERNATIONAL INC	056032105	COM	10,550	$34,288	dollars, detected
CATALYST PHARMACEUTICALS INC	14888U101	COM	10,000	$33,200	dollars, detected
MONITISE PLC SHS	G6258F105	PLC SHS	64,000	$31,744	dollars, detected
Walter Energy Inc	93317Q105	COM	10,400	$24,336	dollars, detected
ELITE PHARMACEUTICALS INC COM NEW	28659T200	Common Stock	75,000	$24,090	dollars, detected
GS FINL SQ MMKT FST	38141W232	Mutual Fund	23,021	$23,021	dollars, detected
DLH HLDGS CORP	23335Q100	COM	10,000	$19,400	dollars, detected
NETLIST INC	64118P109	COM	13,800	$16,422	dollars, detected
BANK OF AMERICA CORP	060505153	CMN	16,000	$15,360	dollars, detected
Argex Titanium Inc	04014T102	Common Stock	24,500	$14,938	dollars, detected
DRYFS GENL TRSY PRIME A	369899307	Mutual Fund	13,000	$13,000	dollars, detected
DecisionPoint Systems Inc	24345a101	COM	31,576	$12,630	dollars, detected
LEGG AMT FR MUN MMKT I	52470G775	Mutual Fund	10,000	$10,000	dollars, detected
ALLIANCE SEMICNDCTR CORP	01877H100	Common Stock	12,000	$9,600	dollars, detected
PHILEX MINING CORP PX	Y68991135	COMMON	35,072	$7,540	dollars, detected
CRITICAL ELEMENTS LITHIUM CORP	22675W107	CS	25,000	$7,350	dollars, detected
U S GEOTHERMAL INC	90338S102	COM	12,000	$6,727	dollars, detected
ALLIANCE DISTRS HLDG INC	01858P105	Common Stock	23,000	$4,363	dollars, detected
LYNAS CORP LTD SPONSORED ADR	551073208	COM	20,000	$1,580	dollars, detected
OLEO E GAS PARTICIPACOES SA	68061P107	COMMON	22,900	$1,489	dollars, detected
CHASE PACKAGING CORP	161635107	COMMON	20,750	$1,453	dollars, detected
KIOR INC - CL A	497217109	CL A	12,000	$1,380	dollars, detected
Generex Biotechnology Cp Del	371485103	COM	54,400	$1,023	dollars, detected
COASTAL CARIBBEAN OILXXX & MINERALS LTD	190432203	COM	79,851	$878	dollars, detected
ALLEGIANCE BALA CYNWYD	01747V206	Common Stock	102,687	$359	dollars, detected
MEDCLEAN TECH INC XXXREGISTRATION REVOKED BY THE SEC EFF: 05/13/15	58405Y302	COM	16,650	$83	dollars, detected
MILLENNIUM CELL INC	60038B105	cs	150,000	$15	dollars, detected
WELLSTAR INTL INC	949902209	COM	100,000	$10	dollars, detected
Puresafe Water Systems Inc	74624H103	COM	14,000	$8	dollars, detected
MEDISYS TECH INC RSTKD	ID2681247	Common Stock	83,333	$8	dollars, detected
SKINNY NUTRITIONAL CORP	830695102	COM	21,700	$7	dollars, detected
H3 ENTERPRISES INC	404369100	Common Stock	60,000	$6	dollars, detected
SUNSET ISLAND GROUP INC	867744104	Common Stock	10,604	$5	dollars, detected
SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23	849109103	STOK	40,000	$4	dollars, detected
EKWAN-X INCORPORATED	28264Y107	COMMON	20,000	$2	dollars, detected
HAIRMAX INTERNTNL IN XXX	169382108	COM	20,000	$0	dollars, detected	Value filed as zero, left out of ratios.
Mirant Corp (Worthless)	604675991	COM	13,080	$0	dollars, detected	Value filed as zero, left out of ratios.
MODERN TECH CORP NEW	607697307	COMMON	1,000,000	$0	dollars, detected	Value filed as zero, left out of ratios.
CARDIOVASCULAR BIO THERAPEUT	141607101	COM	43,995	$0	dollars, detected	Value filed as zero, left out of ratios.
Immtech Pharmaceuticals, Inc.	452519101	COM	23,120	$0	dollars, detected	Value filed as zero, left out of ratios.
THERMAL ENERGY STORAGE	883466104	COM	80,000	$0	dollars, detected	Value filed as zero, left out of ratios.
PLASTICON INTERNATIONAL	727563108	Common Stock	100,000	$0	dollars, detected	Value filed as zero, left out of ratios.
CYGENE LABORATORIES INC	232985101	Common Stock	17,000	$0	dollars, detected	Value filed as zero, left out of ratios.
DRAGON INTL GRP CORP	26144E101	Common Stock	25,000	$0	dollars, detected	Value filed as zero, left out of ratios.
DYNAMOTIVE ENRGY SYS CRP	267924108	Common Stock	25,000	$0	dollars, detected	Value filed as zero, left out of ratios.
EQUITY ADMIN SOLTN C PFD	ID1924654	CD Par 10	160,000	$0	dollars, detected	Value filed as zero, left out of ratios.
CATHARON SOFTWARE RSTKD	ID1483439	Common Stock	20,000	$0	dollars, detected	Value filed as zero, left out of ratios.
SOCIAL MEDIA VENTURES	ID3385114	Common Stock	50,000	$0	dollars, detected	Value filed as zero, left out of ratios.
WEATHERBELL ANALYTICS	ID3793231	Common Stock	25,000	$0	dollars, detected	Value filed as zero, left out of ratios.

Amendment chain

Filing	Role	Filed	Accepted	Ingested
13F-HR 0001329948-14-000008	this filing	2014-11-14	acceptance time not in the bulk data set	2026-10-07 19:26:03 UTC