13F-HR filed by Janney Montgomery Scott LLC

Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 2,230 holding rows worth $4,589,527,000.

Accession: 0001329948-14-000006
Filer: CIK 1329948
Filed: 2014-08-13
Accepted by EDGAR: acceptance time not in the bulk data set
Ingested: 2026-10-07 19:34:04 UTC
Source: SEC quarterly data set

Original filing

13F report for Q2 2014

A holdings report, 2,230 entries on the cover page, a total value of $4,589,527,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,589,527,430 with VALUE read as dollars, detected, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filed	CUSIP	Class	Amount	Value	Value read as	Type
DREYFUS STRATEGIC MUNS INC	261932107	COM	20,575	$173,653	dollars, detected
FT TGT GLB DIV 4Q13 FECA	30282G571	Unit/UIT - Equity	15,838	$173,535	dollars, detected
AMTECH SYSTEMS INC	032332504	COMMON STOCK	14,100	$172,443	dollars, detected
INVESCO PA TAX FR Y	00142J222	Mutual Fund	10,529	$172,146	dollars, detected
CALAMOS CONVERTIBLE OPPORTUNIT	128117108	SH BEN INT	12,250	$171,868	dollars, detected
PENN ENTERTAINMENT INC COM	707569109	Stock	14,135	$171,599	dollars, detected
MONSTER WORLDWIDE INC	611742107	COM	26,195	$171,315	dollars, detected
HALCON RES CORP	40537Q209	COM NEW	23,500	$171,315	dollars, detected
FT TGT VIP 1Q14 FE RE	30282U489	Unit/UIT - Equity	16,517	$170,711	dollars, detected
DE TAX-FREE PENSYLVANIA FUND C	233216100	MFUS	21,060	$169,955	dollars, detected
Pacific Life Funds Pl Inc Fds Cl A	69447T813	Mutual Fund	15,617	$169,128	dollars, detected
ORKLA ASA SPON ADR	686331109	COM	18,707	$168,176	dollars, detected
WESTERN ASSET HIGH INCOM FD	95766J102	COM	17,775	$167,620	dollars, detected
FRK CT TAX FR INCM ADVS	354724304	Mutual Fund	15,440	$166,594	dollars, detected
FT STR DIV SEL 9 FE RE	30281D876	Unit/UIT - Equity	14,578	$166,399	dollars, detected
BIOCRYST PHARMACEUTICALS INC COM	09058V103	Stock	13,050	$166,388	dollars, detected
Boston Scientific Corporation	101137107	COM	12,915	$164,925	dollars, detected
FT TGT VIP 4Q13 FE RE	30282H132	Unit/UIT - Equity	15,321	$164,915	dollars, detected
ORASURE TECHNOLOGIES INC	68554V108	COM	18,945	$163,116	dollars, detected
FT SMID CAP STRG 15 FECA	30275S772	Unit/UIT - Equity	13,250	$162,632	dollars, detected
NUVEEN NY	670706100	COM	11,000	$162,140	dollars, detected
LORD ABBETT HIGH INCOME MUNICIPAL BOND FD CL F N/L	543912810	Mutual Funds	14,054	$162,038	dollars, detected
NUVEEN	67072C105	EXCHANGE TRADED	17,760	$160,373	dollars, detected
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT	71672U101	COM	11,115	$159,611	dollars, detected
WESDOME GOLD MINES LTD COM	95083R100	COM	201,770	$159,439	dollars, detected
CLOUGH GLOBAL OPPORTUNITIES	18914E106	SH BEN INT	12,200	$158,600	dollars, detected
Eaton Vance Atlanta Capital Sel Eq I	277902458	Open-End Fund	10,216	$157,841	dollars, detected
OFFICE DEPOT INC	676220106	COM	27,649	$157,323	dollars, detected
VANGUARD FINANCIALS ETF	921937868	ETF	14,320	$155,089	dollars, detected
AB MUNICIPAL INCOME NATIONAL FUND ADV CL N/L	018642819	Non-Taxable Mutual Fund - No Load	15,182	$155,013	dollars, detected
WESTERN ASSET MUN HIGH INCOME COM	95766N103	CEF	21,000	$154,980	dollars, detected
CALAMOS CONV & HIGH INCOME F	12811P108	COM SHS	10,464	$154,867	dollars, detected
BLACKROCK:LOW DUR I	091928283	COM	15,644	$153,468	dollars, detected
Franklin H/Y Tax Free Inc	354723272	COM	14,584	$152,259	dollars, detected
Pioneer Ser Trust Vi Multi Asset Real Y	72387S605	Mutual Fund	11,589	$151,695	dollars, detected
NUVEEN MASS QUALITY MUN INC	67061E104	COM	11,300	$150,609	dollars, detected
VOYA GLBL EQTY DIV & PREM OP	92912T100	COM	15,523	$150,574	dollars, detected
BLACKROCK MUNI INCOME INV QL	09250G102	COM	10,595	$149,919	dollars, detected
GABELLI ENTR MRG+ACQ Y	29372K583	Mutual Fund	10,839	$148,820	dollars, detected
LORD ABB EMG MKT CURR F	543908776	Mutual Fund	23,266	$148,435	dollars, detected
CYTORI THERAPEUTICS INC	23283K105	COM	61,800	$147,702	dollars, detected
ING GROEP N.V. SPONSORED ADR	456837103	ADR	10,492	$147,098	dollars, detected
Nuveen Flagship Multistate In C Mun Bd R	67065P816	Com	13,401	$146,872	dollars, detected
Columbia Floating Rate I NST	19766F613	COM	15,789	$146,208	dollars, detected
BLACKROCK SHORT DURATION MUNI INSTL	09253C819	NTF BOND FUNDS	14,370	$145,996	dollars, detected
SENTINEL LOW DUR BD S	817270499	Mutual Fund	16,308	$144,819	dollars, detected
NATWIDE I/D MOD AGG I	63867T619	Mutual Fund	12,118	$144,200	dollars, detected
VNGRD NJ L/TRM T/E INVS	92204F206	Mutual Fund	11,903	$144,145	dollars, detected
First Trust Senior Loan ETF	245908843	Exchange Traded Fund	32,202	$143,622	dollars, detected
ROYCE GLBL DIV VALUE	780811816	MUTUAL	12,214	$143,028	dollars, detected
KBS REAL ESTATE INV TRUST II	48243C109	COMMON STOCK	13,869	$142,712	dollars, detected
FT EURO DEEP VL 10 7FERE	30282K481	Unit/UIT - Equity	13,031	$142,609	dollars, detected
EATON VANCE HIGH INCOME	277923546	FIXED	30,020	$142,593	dollars, detected
LEGG MILLER INCM OPP I	52471E753	Mutual Fund	13,671	$142,178	dollars, detected
NUVEEN CR STRATEGIES INCOME	67073D102	COM SHS	15,184	$142,126	dollars, detected
CALAMOS GBL DYN INCOME FUND	12811L107	COM	14,478	$141,885	dollars, detected
Nuveen MA Municipal Bond Fund	67065N811	Title of Class	14,085	$141,841	dollars, detected
Pimco Fds Mgt Total Return Fd Cl D	693391674	Mutual Fund	12,790	$140,309	dollars, detected
PACE INTRM FXD INCM P	69373W350	Mutual Fund	11,305	$140,064	dollars, detected
FT REIT GRW SEL 28 FE RE	30283U777	Unit/UIT - Equity	14,076	$138,892	dollars, detected
GUGG FLT RT DV 3 FE RE	40168J698	Unit/UIT - Equity	13,535	$138,837	dollars, detected
NUVEEN CONNECTICUT PREM INC	67060D107	COM	10,963	$138,571	dollars, detected
INVESCO CONSERVATIVE ALLOCATION CLASS Y	00888U472	Mutual Fund	11,922	$138,297	dollars, detected
DELAWARE TAX FREE USA INTERMEDIATE FD INSTL CL N/L	24610H203	Non-Taxable Mutual Fund - No Load	11,294	$138,122	dollars, detected
HARBOR INTERNATIONAL GROWTH FUND	411511801	Com	10,159	$137,959	dollars, detected
INOVIO PHARMACEUTICALS INC	45773H201	COM NEW	12,750	$137,828	dollars, detected
FAIRWAY GROUP HLDGS CORP	30603D109	CL A	20,600	$136,990	dollars, detected
FRK TMP HARD CURR ADVS	354728701	Mutual Fund	14,407	$136,867	dollars, detected
INVESCO HIGH YIELD MUNI	001419688	MF	14,000	$136,220	dollars, detected
WSTRN ASST GLB STRAT I	52469F721	Mutual Fund	19,136	$136,057	dollars, detected
Wells Fargo Adv S/T Muni	949917868	COM	13,512	$135,254	dollars, detected
FID MD MUN INCM	316448604	Mutual Fund	11,827	$133,995	dollars, detected
NUVEEN NY MUN VALUE FD	67062M105	COM	13,500	$133,245	dollars, detected
ALPHASIMPLEX	63872T729	COM	12,418	$132,371	dollars, detected
FT DOW TGT DIV 2Q13 FERE	30276S334	Unit/UIT - Equity	11,717	$132,314	dollars, detected
EATON VANCE INC. FD BOSTON-IN	277907200	FD	21,354	$131,329	dollars, detected
DWS	23338W104	EXCHANGE TRADED	15,600	$131,196	dollars, detected
GS HI YLD C	38142B179	Mutual Fund	18,042	$131,162	dollars, detected
WISDOMTREE INC	97717P104	COM	10,600	$131,016	dollars, detected
EATON VANCE FLOATING-RATE ADVANTAGE A	277923660	NTF BOND FUNDS	11,608	$129,433	dollars, detected
Vanguard Long-Term Tax-Exempt	922907308	Mutual Fund	11,093	$128,346	dollars, detected
CUSHING MLP TOTAL RETURN FD	231631102	COM SHS	14,504	$128,067	dollars, detected
MFS PA MUN BD A	55273N798	Mutual Fund	12,487	$127,869	dollars, detected
HUDSON CITY BANCORP	443683107	COM	12,980	$127,593	dollars, detected
FT GLB DIV 34 FE RE	30281Y185	Unit/UIT - Equity	11,553	$126,947	dollars, detected
EATON VANCE FLOATING	277923645	MPB	11,405	$126,939	dollars, detected
COLUMBIA FDS SER TR I INTM MUN	19765L637	MUTUAL FUNDS	11,743	$126,119	dollars, detected
FUEL SYS SOLUTIONS INC	35952W103	COM	11,278	$125,637	dollars, detected
FT EQ INC SEL 38 FE RE	30282R809	Unit/UIT - Equity	11,668	$125,539	dollars, detected
WORLD WRESTLING ENTMT INC	98156Q108	CL A	10,475	$124,967	dollars, detected
NUVEEN DIVER CURRENCY OPPOR	67090N109	COM	11,118	$124,855	dollars, detected
PIMCO MUN INCOME FD II	72200W106	COM	10,422	$124,543	dollars, detected
TRANSALTA CORP	89346D107	COM	10,119	$124,160	dollars, detected
OPPENHEIMER SENIOR FLOATING RATE FUND CL C	68381K309	Com	14,656	$123,554	dollars, detected
Forum Funds Absolute Strat Ins	34984t600	MUT	11,037	$122,405	dollars, detected
NEXPOINT CR STRATEGIES FD	65340G106	COM	10,000	$120,700	dollars, detected
Aquila Three Peaks High Income Cl Y	03841H307	Mutual Fund	13,590	$120,676	dollars, detected
BLKRCK US MTG I	561656109	Mutual Fund	11,616	$120,573	dollars, detected
FT SBRNT FRWD LOOK2 FERE	30284C800	Unit/UIT - Equity	12,491	$120,087	dollars, detected
PRIN HI YLD P	74255L845	Mutual Fund	14,963	$118,807	dollars, detected
FEDERATED HERMES EQUITY FUNDS	314172644	MF	18,287	$117,951	dollars, detected
FID ADVS SHRT FXD INCM I	315807859	Mutual Fund	12,486	$116,991	dollars, detected
PIMCO S/PL AR SHT STR P	72201M339	Mutual Fund	45,589	$116,707	dollars, detected
ADT INFL INCM 13-3 CA	00771L324	Unit/UIT - Equity	11,418	$116,483	dollars, detected
ALLIANCEBERNSTEIN INCOME FUN	01881E101	COM	15,437	$116,083	dollars, detected
EV NATL MUN INCM C	27826L512	Mutual Fund	11,939	$116,050	dollars, detected
EATON VANCE PA MUNICIPALS	27826Y696	SH BEN INT	12,855	$115,823	dollars, detected
MORGAN CRK TACT ALLOC I	61732T202	Mutual Fund	10,536	$115,786	dollars, detected
DUFF & PHELPS	26432K108	EXCHANGE TRADED	10,968	$114,948	dollars, detected
SPIRIT RLTY CAP INC NEW	84860W102	COM	10,109	$114,838	dollars, detected
Northern Global Real Estate In	665162541	Com	11,453	$113,838	dollars, detected
FRANKLIN US GOVERNMENT SECS ADV	353496821	NTF BOND FUNDS	17,339	$113,571	dollars, detected
GUGG ZACKS INC 23 FE CA	40168J326	Unit/UIT - Equity	10,648	$112,082	dollars, detected
PENN WEST PETE LTD NEW	707887105	COM	11,441	$111,663	dollars, detected
PENNEY J C INC	708160106	COM	12,200	$110,410	dollars, detected
PIONEER GLB HI YLD Y	72369G405	Mutual Fund	10,933	$110,314	dollars, detected
HENDERSON ALL ASSET I	425067436	Mutual Fund	10,115	$109,746	dollars, detected
LORD ABBETT SH/DUR C	543916704	Mutual Funds	23,805	$109,266	dollars, detected
ADT INFL INCM 13-4 FE CA	00771M801	Unit/UIT - Equity	10,236	$108,035	dollars, detected
ARTIVION INC	228903100	COM	12,000	$107,400	dollars, detected
BTG plc	g1660v103	COM	10,000	$107,310	dollars, detected
Russell Multi-Strategy Alernative Fund	78249R875	Com	10,558	$107,265	dollars, detected
FIRST EAGLE HI YLD A	32008F739	Mutual Fund	10,363	$106,943	dollars, detected
FT TGT VIP 2Q14 FE RE	30283L132	Unit/UIT - Equity	10,240	$106,729	dollars, detected
CADIZ INC	127537207	COM NEW	12,810	$106,707	dollars, detected
Wilmington Broad Market Bond Instl	97181C811	Com	10,862	$105,466	dollars, detected
MFA FINL INC	55272X102	COM	12,796	$105,057	dollars, detected
PUTNAM ABSOL RET 100 A	746764448	Mutual Fund	10,195	$104,499	dollars, detected
WILM SHRT TRM CORP BD I	97181C597	Mutual Fund	10,190	$104,348	dollars, detected
ALPINE TOTAL DYNAMIC DIVID F	021060207	COM SH BEN INT N	11,590	$103,383	dollars, detected
EV FLTG RT MUN INCM A	27826H636	Mutual Fund	10,332	$102,394	dollars, detected
NEWCASTLE INVT CORP	65105M108	COM	21,262	$101,843	dollars, detected
PENGROWTH ENERGY CORP	70706P104	COMMON STOCK-FO	14,100	$101,238	dollars, detected
Nuveen Intermediate Dura Tion Muni Bd I	67065Q400	MF	10,991	$101,118	dollars, detected
AMBEV SA SPONSORED ADR	02319V103	ADR	14,250	$100,320	dollars, detected
MCIG INC COM	55279L101	Stock	200,000	$99,600	dollars, detected
SENTINEL GROUP FDS INC LOW DURATION A	817270853	INC LOW DURATION A	10,915	$96,927	dollars, detected
ALLSPRING STRATEGIC MUNICIPAL BOND FUND CLASS A	94985D772	Mutual Fund	10,638	$96,063	dollars, detected
GABELLI EQUITY TR INC COM	362397101	CEF	12,605	$94,916	dollars, detected
Oppenheimer Amt Free Municipals Cl Y	683977508	Mutual Fund	13,371	$91,725	dollars, detected
WESTERN ASSET INTERMEDIATE TERM MUNI I	52469L843	NTF BOND FUNDS	13,924	$91,482	dollars, detected
PHOTRONICS INC	719405102	COM	10,588	$91,057	dollars, detected
ALPINE DYNAMIC DVD FUND	020875209	COMMON	22,255	$89,021	dollars, detected
SPROTT PHYSICAL SILVER TR	85207K107	TR UNIT	10,504	$88,969	dollars, detected
POZEN INC	73941U102	COMMON STOCK	10,500	$87,465	dollars, detected
BYD Co Ltd Shs H	Y1023R104	COM	14,900	$85,899	dollars, detected
ORGANOVO HOLDINGS INC	68620A104	COMMON	10,081	$84,176	dollars, detected
RESOURCE CAP CORP REIT	76120W302	COM	14,831	$83,501	dollars, detected
FIBROCELL SCIENCE INC	315721209	COM NEW	20,850	$83,192	dollars, detected
Onconova Therapeutics	68232V108	Common	15,020	$81,559	dollars, detected
COLUMBIA STRATEGIC INCOME FUND	19765L694	MUT	13,016	$79,660	dollars, detected
FUELCELL ENERGY INC COM	35952H106	COM	30,200	$72,480	dollars, detected
VIRTUS MULT SCTR SHRT T	92828R594	Mutual Fund	14,612	$72,477	dollars, detected
Western Asset Short Duration Muni Inc I	52469F176	Mutual Fund	13,704	$70,848	dollars, detected
CYTRX CORP	232828509	COM PAR $.001	16,500	$68,970	dollars, detected
NEW RESIDENTIAL INVT CORP	64828T102	COM	10,900	$68,670	dollars, detected
OPPEN GLB STRAT INCM Y	68380K508	Mutual Fund	15,760	$66,508	dollars, detected
Inland American Real Estate Trust	457281103	Com	10,535	$65,949	dollars, detected
PGIM HIGH YIELD Z	74440Y801	NTF BOND FUNDS	11,192	$65,699	dollars, detected
COLUMBIA QUALITY INCOME INST	19766J607	Mutual Fund	11,508	$62,950	dollars, detected
WESTERN ASSET SHORT-TERM BOND FUND	52469E807	MUTUAL FUNDS-TAXABLE	15,924	$62,422	dollars, detected
TEMPLETON GLOBAL INVT GLB BALA	88019R583	MF	18,513	$62,389	dollars, detected
AMERICAN U.S. GOVERNMENT MONEY MARKET FUND CLASS F2	02630U503	OPEN END TAXABLE LOAD FUND	62,021	$62,021	dollars, detected
CURIS INC	231269101	COM	33,100	$61,566	dollars, detected
TEMPLTN GLB TMP INCM	88019R765	MUTUAL	17,847	$60,501	dollars, detected
GOL LINHAS AEREAS INTLG S A	38045R107	SP ADR REP PFD	11,000	$60,280	dollars, detected
ALBERTSONS CO SHS CL A CLASS CLASS A	039380100	COM	16,500	$60,225	dollars, detected
COMMUNITY BANKERS TRUST CORP	203612106	COM	13,632	$59,708	dollars, detected
MONITISE PLC SHS	G6258F105	PLC SHS	64,000	$58,048	dollars, detected
EMULEX CORP	292475209	COM NEW	10,000	$57,000	dollars, detected
MCEWEN MNG INC	58039P107	COM	19,759	$56,906	dollars, detected
GOLD FIELDS LTD SPONSORED ADR	38059T106	ADR	14,873	$55,328	dollars, detected
DWS UNCONSTRAINED INCM S	23337K507	Mutual Fund	11,106	$55,309	dollars, detected
BLACKROCK DEBT STRAT FD INC	09255R103	COM	13,393	$54,911	dollars, detected
AURICO GOLD INC	05155C105	COMMON STOCK-FO	12,292	$52,364	dollars, detected
RENREN INC	759892102	SPONSORED ADR	15,000	$50,100	dollars, detected
DRYFS 100% US TRSY MMKT	261921100	Mutual Fund	50,000	$50,000	dollars, detected
Invesco Treasurer's Ser Tr Prem Instl	00142W868	Com	48,842	$48,842	dollars, detected
GERON CORP	374163103	COM	15,085	$48,423	dollars, detected
ON TRACK INNOVATION LTD	M8791A109	SHS	20,000	$47,600	dollars, detected
ONCOSEC MEDICAL INCORPORATED	68234l108	COM	81,000	$47,385	dollars, detected
SPECIAL DIVERSIFIED OPPORTUNITIES INC COM	84740Q101	COM	39,800	$46,168	dollars, detected
EXELIXIS INC COM	30161Q104	Stock	13,500	$45,765	dollars, detected
MOLYCORP INC DEL	608753109	COM	16,700	$42,919	dollars, detected
PATRIOT SCIENTIFIC CORP	70336n107	COMMON EQUITY	920,000	$37,352	dollars, detected
HECLA MNG CO	422704106	COM	10,000	$34,500	dollars, detected
ELITE PHARMACEUTICALS INC COM NEW	28659T200	Common Stock	75,000	$31,875	dollars, detected
CATALYST PHARMACEUTICALS INC	14888U101	COM	10,000	$25,300	dollars, detected
GS FINL SQ MMKT FST	38141W232	Mutual Fund	23,017	$23,017	dollars, detected
Argex Titanium Inc	04014T102	Common Stock	24,500	$17,763	dollars, detected
ELEPHANT TALK COMM CORP	286202205	COM NEW	18,600	$17,670	dollars, detected
APPLIED MINERALS INC COM	03823M100	CS	18,000	$15,300	dollars, detected
DecisionPoint Systems Inc	24345a101	COM	31,576	$14,525	dollars, detected
DRYFS GENL TRSY PRIME A	369899307	Mutual Fund	13,000	$13,000	dollars, detected
BANK OF AMERICA CORP	060505153	CMN	16,000	$12,000	dollars, detected
LEGG AMT FR MUN MMKT I	52470G775	Mutual Fund	10,000	$10,000	dollars, detected
PHILEX MINING CORP PX	Y68991135	COMMON	35,072	$9,459	dollars, detected
PROVECTUS BIOPHARMACEUTICALS	74373P108	COMMON STOCK	10,000	$8,600	dollars, detected
AXION POWER INTERNATIONAL INC	05460X109	COM	50,000	$7,015	dollars, detected
UNITEK GLOBAL SVCS INC	91324T302	COM	13,400	$5,494	dollars, detected
CRITICAL ELEMENTS LITHIUM CORP	22675W107	CS	25,000	$5,125	dollars, detected
ALLIANCE DISTRS HLDG INC	01858P105	Common Stock	23,000	$4,370	dollars, detected
KIOR INC - CL A	497217109	CL A	12,000	$4,321	dollars, detected
OLEO E GAS PARTICIPACOES SA	68061P107	COMMON	22,900	$2,130	dollars, detected
Generex Biotechnology Cp Del	371485103	COM	54,400	$1,327	dollars, detected
CHASE PACKAGING CORP	161635107	COMMON	20,000	$1,000	dollars, detected
COASTAL CARIBBEAN OILXXX & MINERALS LTD	190432203	COM	79,851	$799	dollars, detected
ALLEGIANCE BALA CYNWYD	01747V206	Common Stock	102,687	$246	dollars, detected
MODERN TECH CORP NEW	607697307	COMMON	1,000,000	$100	dollars, detected
MUNI INVT TR 10	62623C605	Unit/UIT - Equity	12,500	$88	dollars, detected
ORIENTAL PETE + MIN SH B	Y65411103	Common Stock	240,759	$24	dollars, detected
MILLENNIUM CELL INC	60038B105	cs	150,000	$15	dollars, detected
WELLSTAR INTL INC	949902209	COM	100,000	$10	dollars, detected
MEDISYS TECH INC RSTKD	2681247	Common Stock	83,333	$8	dollars, detected	The CUSIP as filed is malformed.
EKWAN-X INCORPORATED	28264Y107	COMMON	20,000	$6	dollars, detected
SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23	849109103	STOK	40,000	$4	dollars, detected
HAIRMAX INTERNTNL IN XXX	169382108	COM	20,000	$0	dollars, detected	Value filed as zero, left out of ratios.
Mirant Corp (Worthless)	604675991	COM	13,080	$0	dollars, detected	Value filed as zero, left out of ratios.
CARDIOVASCULAR BIO THERAPEUT	141607101	COM	43,995	$0	dollars, detected	Value filed as zero, left out of ratios.
Immtech Pharmaceuticals, Inc.	452519101	COM	23,120	$0	dollars, detected	Value filed as zero, left out of ratios.
AMR Corp Escrow	001ESC102	COM	16,412	$0	dollars, detected	Value filed as zero, left out of ratios.
H3 ENTERPRISES INC	404369100	Common Stock	60,000	$0	dollars, detected	Value filed as zero, left out of ratios.
PLASTICON INTERNATIONAL	727563108	Common Stock	100,000	$0	dollars, detected	Value filed as zero, left out of ratios.
CATHARON SOFTWARE RSTKD	1483439	Common Stock	20,000	$0	dollars, detected	Value filed as zero, left out of ratios.The CUSIP as filed is malformed.
EQUITY ADMIN SOLTN C PFD	1924654	CD Par 10	160,000	$0	dollars, detected	Value filed as zero, left out of ratios.The CUSIP as filed is malformed.
SOCIAL MEDIA VENTURES	3385114	Common Stock	50,000	$0	dollars, detected	Value filed as zero, left out of ratios.The CUSIP as filed is malformed.
CYGENE LABORATORIES INC	232985101	Common Stock	17,000	$0	dollars, detected	Value filed as zero, left out of ratios.
DRAGON INTL GRP CORP	26144E101	Common Stock	25,000	$0	dollars, detected	Value filed as zero, left out of ratios.
DYNAMOTIVE ENRGY SYS CRP	267924108	Common Stock	25,000	$0	dollars, detected	Value filed as zero, left out of ratios.
H&Q Healthcare Rts	404052961	MF	36,851	$0	dollars, detected	Value filed as zero, left out of ratios.

Amendment chain

Filing	Role	Filed	Accepted	Ingested
13F-HR 0001329948-14-000006	this filing	2014-08-13	acceptance time not in the bulk data set	2026-10-07 19:34:04 UTC