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13F-HR filed by Janney Montgomery Scott LLC

Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-19, with 2,018 holding rows worth $3,785,813,000.

Accession
0001329948-14-000002
Filed
2014-02-19
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2013

A holdings report, 2,024 entries on the cover page, a total value of $3,785,813,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,785,732,681 with VALUE read as dollars, detected, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
LEGG INV CNSL FINL SVC I52469R402Mutual Fund14,479$272,495dollars, detected
INTERDIGITAL INC COM45867G101Stock9,221$271,927dollars, detected
ROCKET COMPANIES CLA A CLASS A772739207COM2,584$271,346dollars, detected
WESTPORT SMCAP FD961323201MUTUAL12,536$271,283dollars, detected
POWERSHARES FUNDAMENTAL73935X443ETF7,635$270,993dollars, detected
ALPINE ULT SHT TAX OPT I20828208 Mutual Fund26,993$270,743dollars, detectedThe CUSIP as filed is malformed.
Pacific Life Funds Pl Inc Fds Cl A69447T813Mutual Fund25,758$270,198dollars, detected
DELAWARE GR DELCAP FD SMID CAP GROWTH245906201MUTUAL FUNDS7,495$270,103dollars, detected
FUSION-IO INC36112J107COMMON STOCK30,300$269,973dollars, detected
CLIFFS NATURAL RESOURCES18683K101COMMON STOCK10,295$269,832dollars, detected
INVESCO LTD SHSG491BT108Stock7,405$269,542dollars, detected
JANUS GLBL SELECT CL47103C522MUTUAL21,199$268,590dollars, detected
GABELLI EQUITY TR INC COM362397101CEF34,605$268,189dollars, detected
SUN HYDRAULICS CORP866942105COM6,560$267,845dollars, detected
BLACKROCK REAL ASSET EQUITY09254B109COM30,700$267,397dollars, detected
MFS INVT GRADE MUN TR59318B108SH BEN INT30,968$266,826dollars, detected
Baron Invt Trust Growth Fd Instl68278704 Mutual Fund3,638$266,032dollars, detectedThe CUSIP as filed is malformed.
VSE CORP COM918284100Stock5,540$265,975dollars, detected
T Rowe Price Blue Chip Growth Fund Inc Cl Advisor77954Q205MUTUAL_FUND4,135$265,865dollars, detected
NEWMARKET CORP COM651587107Stock795$265,649dollars, detected
COLUMBIA FDS SER TR19765H180MARS GRWTH Z10,480$265,470dollars, detected
SSGA ACTIVE ETF TR78467V202ST STR INCOM ETF8,684$265,393dollars, detected
ROYCE FD LOW PRICD IN780905246MUTUAL19,497$265,164dollars, detected
SANDY SPRING BANCORP INC800363103COMMON STOCK9,394$264,817dollars, detected
ISHARES TR464287275GBL COMM SVC ETF3,873$264,569dollars, detected
HENDERSON EURO FOC C425067881Mutual Fund7,915$263,739dollars, detected
UIL HOLDINGS CORPORATION902748102COMMON STOCK6,780$262,734dollars, detected
FORTUNE BRANDS INNOVATIONS INC COM34964C106Stock5,741$262,364dollars, detected
INVESCO MORTGAGE CAPITAL INC46131B100COM17,849$262,017dollars, detected
DWS BALANCED FUND CL23336W502MUTUAL25,600$261,891dollars, detected
CHESAPEAKE GRANITE WASH TRUST165185109COMMON STOCK24,648$261,265dollars, detected
Applied Materials38222105 COM14,707$260,019dollars, detectedThe CUSIP as filed is malformed.
THE YACKTMAN FOCUSED FUND561709445COMMON10,338$259,992dollars, detected
Allianz Fds NFJ Dividend Value Fd Cl P18922856 Mutual Fund16,208$259,161dollars, detectedThe CUSIP as filed is malformed.
WYNN RESORTS LTD983134107COM1,330$258,299dollars, detected
PGIM SHORT DURATION HIGH YIELD INCOME Z74442J307NTF BOND FUNDS26,051$257,909dollars, detected
NORTHERN TIER ENERGY LP665826103COM UN REPR PART10,478$257,759dollars, detected
POWERSHS DB MULTI SECT COMM DB73936B200ETF - EQUITY6,564$257,243dollars, detected
CERUS CORP157085101COM39,757$256,433dollars, detected
HENDERSON GLOBAL EQTY INC-C425067691FD30,644$256,183dollars, detected
GENERAC HLDGS INC368736104COM4,500$254,880dollars, detected
Oppenheimer Global Fund683924401Com3,230$254,633dollars, detected
POWERSHARES ETF TRUST73935X799DYN PHRMA PORT4,760$254,565dollars, detected
ROYAL BK SCOTLND GRP PLC780097879SPON10,522$254,527dollars, detected
SUNPOWER CORP867652406COM8,537$254,488dollars, detected
PIMCO GLB MULT ASSET P72201P605Mutual Fund24,608$253,707dollars, detected
TORTOISE ENERGY CAP CORP89147U100COM7,753$253,122dollars, detected
TORTOISE PIPELINE & ENERGY F89148H108COM8,891$252,958dollars, detected
T Rowe Price Health Sciences Fund Inv741480107MF4,368$252,490dollars, detected
Rydex Inverse Govt Long Bond Strategy783554702COM25,168$251,678dollars, detected
PACCAR INC COM693718108Stock4,252$251,591dollars, detected
Franklin Strat Flex Cap Growth Adv Cl354713463Mutual Fund4,421$251,329dollars, detected
HEICO CORP NEW COM422806109Stock4,335$251,213dollars, detected
MOLSON COORS BEVERAGE CO CL B60871R209Stock4,471$251,058dollars, detected
BLACKROCK ADVANTAGE LARGE CAP CORE FUND INSTITUTIONAL CLASS09250J502CL15,061$250,317dollars, detected
LORD ABB NY TAX FR F543902746Mutual Fund23,837$250,283dollars, detected
ADVENT CONVERTIBLE AND INCOME00764C109COM13,500$250,155dollars, detected
Federated Municipal Securities313913105Funds25,039$250,138dollars, detected
PIMCO HIGH YIELD FUND CL I2 N/L72201M735Mutual Fund (Open End) - No Load26,014$249,994dollars, detected
VANGUARD INDEX SM CAP STK PT922908702MUT4,743$249,897dollars, detected
DOMINION RES INC VA NEW25746U703UNIT 04/01/20134,600$248,952dollars, detected
FASTENAL CO COM311900104Stock5,237$248,810dollars, detected
EPR PPTYS COM SH BEN INT26884U109REIT5,058$248,669dollars, detected
ALPS ETF TR00162Q726BARRONS 400 ETF8,305$248,031dollars, detected
EXTERRAN PARTNERS LP30225N105COM UNITS8,200$247,886dollars, detected
SMITH & WESSON BRANDS, INC.831756101COM18,325$247,204dollars, detected
FIDELITY DD BANCORP INC31609R100COMMON STOCK9,470$247,167dollars, detected
Wells Fargo Advtg Asset Alloc Fd Cl94985D418Mutual Fund17,489$247,117dollars, detected
EV NATL LTD MTY MUN I27826H487Mutual Fund25,021$246,710dollars, detected
EAGLE SMCP GRW I269858304Mutual Fund4,240$246,582dollars, detected
SPDR SERIES TRUST78464A730S&P OILGAS EXP3,594$246,297dollars, detected
PDC ENERGY INC69327R101COM4,625$246,143dollars, detected
Hartford Financial Serv416518504COM8,586$246,075dollars, detected
ROBERT HALF INC. COM770323103Stock5,835$245,012dollars, detected
SanDisk Corporation80004C101COM3,468$244,633dollars, detected
Vanguard Consumer Discretionary ETF92204A108SHS2,263$244,531dollars, detected
Columbia Limited Duration Z19763T384COM24,669$244,469dollars, detected
CITRIX SYSTEMS INC177376100COM3,860$244,145dollars, detected
FINISAR CORP31787A507COM NEW10,204$244,080dollars, detected
DOUBLELINE OPPORTUNISTIC CR258623107COM10,925$243,846dollars, detected
SOUTH JERSEY INDUSTRIES INC838518108COM4,356$243,746dollars, detected
AMERICAN CAPITAL LTD02503Y103COM15,559$243,343dollars, detected
MEDICAL PROPERTIES TRUST INC COM58463J304REIT19,910$243,300dollars, detected
T. ROWE PRICE BLUE CHIP GROWTH77954Q106NTF EQUITY FUNDS3,758$242,785dollars, detected
FIRST TR EXCHANGE-TRADED FD33734G108CMN13,819$242,385dollars, detected
CABELAS INC126804301COM3,627$241,776dollars, detected
RANGE RES CORP COM75281A109Stock2,865$241,548dollars, detected
CLAYMORE EXCHANGE TRD FD TR18383M431GUGG BULL 20149,042$241,150dollars, detected
SPDR INDEX SHS FDS78463X301ST STR ASIA ETF3,124$241,017dollars, detected
OAKTREE CAP GROUP LLC674001201UNIT 99/99/99994,085$240,361dollars, detected
PENN ENTERTAINMENT INC COM707569109Stock16,735$239,813dollars, detected
FEDERATED EQUITY INCOME FUND313915506COM10,039$239,521dollars, detected
TRIANGLE CAP 6.375% E895848307PREFERR10,000$238,100dollars, detected
CALVERT MODERATE ALLC131618738MUTUAL12,318$237,992dollars, detected
UNITED RENTALS INC COM911363109Stock3,050$237,748dollars, detected
TIME WARNER CABLE INC88732J207COM1,749$236,990dollars, detected
MONROE CAPITAL CORP610335101COM19,425$236,985dollars, detected
NUVEEN NEW YORK AMT QLT MUNI670656107COM19,296$236,954dollars, detected
LINCOLN NATL CORP IND COM534187109Stock4,589$236,879dollars, detected
BUFFALO BALANCED FD119428100MUTUAL16,556$236,747dollars, detected
Guggenheim ETF Trust 2 Timber18383Q879GUGG TIMBER ETF9,093$235,509dollars, detected
HRTFRD INFL PLS I416649853Mutual Fund21,850$235,329dollars, detected
NUVEEN DIVERSIFIED67074P104COM UT BEN INT15,450$234,377dollars, detected
KONINKLIJKE PHILIPS N V NY REGIS SHS NEW500472303ADR6,322$233,724dollars, detected
GLOBAL HIGH INCOME FUND INC37933G108COM23,487$232,991dollars, detected
GOODYEAR TIRE & RUBBER CO382550101COM9,764$232,871dollars, detected
WEBSTER FINL CORP947890109COM7,436$231,850dollars, detected
MFS TOTAL RETURN I552981805NTF EQUITY FUNDS13,187$231,699dollars, detected
Franklin FL Tax Free Income Fu354723850INCOME FUNDS21,565$231,397dollars, detected
ETFS Gold Trust26922Y105ETF1,955$231,394dollars, detected
AGL RES INC1204106 COMMON4,892$231,070dollars, detectedThe CUSIP as filed is malformed.
INVESCO FINANCIAL PREFERRED ETF73935X229COM13,636$230,990dollars, detected
ENERPLUS CORP292766102COM12,697$230,839dollars, detected
TEMPLETON GROWTH FUND ADVISOR CLASS880199302Mutual Fund9,223$230,569dollars, detected
AMTECH SYS INC COM PAR $0.01N32332504 COM33,100$230,376dollars, detectedThe CUSIP as filed is malformed.
WORTHINGTON ENTERPRISES INC981811102COM5,474$230,346dollars, detected
PNC MD TAX EX BD I69351K600Mutual Fund21,168$230,098dollars, detected
EATON VANCE TAX ADVANTAGED GLO27828S101COM13,570$229,876dollars, detected
FRK MICROCP VAL ADVS355148750Mutual Fund5,647$228,376dollars, detected
JANUS HENDERSON ENTERPRISE FUND CLASS I47103C795SHS2,775$228,137dollars, detected
REGENCY ENERGY PARTNERS ML75885Y107COM8,673$227,766dollars, detected
SAN JUAN BASIN RTY TR798241105UNIT BEN INT13,590$227,505dollars, detected
TECHNIP NEW SPONSORED ADR878546209COM9,416$227,491dollars, detected
ISHARES TR464287796U.S. ENERGY ETF4,500$227,205dollars, detected
TEMPLETON WORLD ADV880196886NTF EQUITY FUNDS11,723$227,192dollars, detected
F5 INC COM315616102Stock2,500$227,150dollars, detected
Vanguard Intermediate-Term Bond Fund921937306Mutual Fund20,461$226,916dollars, detected
ROPER TECHNOLOGIES INC COM776696106Stock1,635$226,742dollars, detected
DRYFS CT Z26202D532Mutual Fund20,137$226,344dollars, detected
INVESCO SR INCOME TR46131H107COM44,894$226,266dollars, detected
ARRIS GROUP INC04270V106COM9,286$226,021dollars, detected
FIDELITY ADVISOR NEW INSIGHTS C316071505LOAD EQUITY FUND9,240$225,918dollars, detected
Vertex Pharmaceuticals Incorporated92532F100COM3,035$225,501dollars, detected
LAZARD LTD-CLASS AG54050102SHS A4,975$225,467dollars, detected
Blackrock Global Fltg Rt91941104 COM16,147$225,412dollars, detectedThe CUSIP as filed is malformed.
T. Rowe Price New Asia Fund77956H500ETF14,046$224,884dollars, detected
AMERICAN FUNDS CAPITAL INCOME BLDR A140193103LOAD EQUITY FUND3,835$224,536dollars, detected
ISHARES TR464287341GLOBAL ENERG ETF5,193$224,441dollars, detected
CF INDUSTRIES HOLD COM125269100Stock962$224,291dollars, detected
TELSTRA CORP LTD87969N204SPON ADR FINAL9,550$224,277dollars, detected
FISERV INC337738108COM3,788$223,681dollars, detected
FRANKLIN RISING DIVIDEND353825409LOAD EQUITY FUND4,681$223,577dollars, detected
LINKEDIN CORP53578A108COM1,031$223,552dollars, detected
NUVEEN SELECT MATURITIES MUNIC67061t101CLSD FD23,154$223,436dollars, detected
ING GROEP N V456837400PRF9,523$223,314dollars, detected
SPIRIT AEROSYSTEMS HLDGS INC848574109COM CL A6,550$223,224dollars, detected
TOUCH PREM YLD EQ Y89155H553Mutual Fund23,906$223,039dollars, detected
THORNBURG INVESTMENT INCOME BUILDER FUND CLASS C885215541MUTUAL FUND10,668$222,857dollars, detected
STATE STR CORP PFD857477509PREFERRED10,755$222,629dollars, detected
Pace Select Advisors Tr Sml Med Eq Cl P69373W681Mutual Fund9,948$222,146dollars, detected
DOW 30SM ENHANCED PREM & INC260537105COM16,876$221,582dollars, detected
PRUDENTIAL SML COMP F74441N408MUTUAL7,707$221,333dollars, detected
INVESCO AMERICAN FRANCHISE Y00142J545NTF EQUITY FUNDS12,974$220,948dollars, detected
FED HI INCM BD C314195306Mutual Fund28,253$220,938dollars, detected
VANGUARD HEALTH CARE ADM921908885EQUITY FUNDS2,795$220,646dollars, detected
RIO TINTO PLC SPONSORED ADR767204100ADR3,909$220,594dollars, detected
KLA CORP482480100COM3,422$220,574dollars, detected
TEEKAY LNG PARTNERS L PY8564M105PRTNRSP UNITS5,159$220,356dollars, detected
ROYAL BANK OF SCOTLAND GROUP PLC780097788PREFERRED STOCK11,234$219,400dollars, detected
FIDELITY PURITAN316345107EQUITY FUNDS10,328$219,272dollars, detected
MICHAEL KORS HLDGS LTDG60754101SHS2,686$218,076dollars, detected
BLACKROCK MUNIYIELD PA QUALI09255G107COM16,987$217,608dollars, detected
NUVEEN PFD & INCOME OPPORTUN67073B106COM24,531$217,590dollars, detected
Ab Small Cap Growth Advi Sor01877E503MF4,043$217,507dollars, detected
GLOBAL PARTNERS LP37946R109COM UNITS6,130$216,941dollars, detected
PUTNAM LARGE CAP VALUE Y746745405NTF EQUITY FUNDS10,575$216,473dollars, detected
HUNTSMAN CORP447011107COM8,792$216,283dollars, detected
ENBRIDGE ENERGY MANAGEMENT L29250x103SHS UNITS LLI7,531$215,980dollars, detected
TECHNIPFMC PLC30249U101COM4,135$215,888dollars, detected
LIBERTY INTERACTIVE CORP53071M203COM7,332$215,487dollars, detected
AIRCASTLE LTDG0129K104COM11,245$215,454dollars, detected
PRINCIPAL FINANCIAL GROUP INC COM74251V102Stock4,366$215,287dollars, detected
NATIONAL HEALTH INVS INC COM63633D104REIT3,833$215,017dollars, detected
VANGUARD STAR FD921909107Equity Mutual Fu9,000$215,017dollars, detected
ITC HLDGS CORP465685105COM2,244$214,979dollars, detected
ISHARES TR464288802ESG OPTIMIZED2,800$214,837dollars, detected
ISHARES TR464287689RUSSELL 3000 ETF1,941$214,772dollars, detected
BLACKROCK GLOBAL92501105 COM14,343$214,571dollars, detectedThe CUSIP as filed is malformed.
AMR TGT RETIRE 2015 A02630T704Mutual Fund19,938$214,532dollars, detected
PETMED EXPRESS INC716382106COM12,900$214,527dollars, detected
ISHARES CORE S&P U.S. GROWTH ETF464287671ETF3,035$214,196dollars, detected
CONTINENTAL RES INC212015101COM1,895$213,225dollars, detected
JPMORGAN CORE BOND I4812C0381BOND FUNDS18,585$213,175dollars, detected
CANTEL MEDICAL CORP138098108COM6,286$213,158dollars, detected
REVENUESHARES ETF TR761396209MID CAP FD4,763$212,644dollars, detected
PROSHARES TR SHORT QQQ (PSQ)74347R602ETF11,633$212,302dollars, detected
GREENBRIER COS INC393657101COM6,464$212,278dollars, detected
Delaware Small Cap Value Fund Cl A246097109Mutual Fund4,040$212,048dollars, detected
PIMCO DYNAMIC BOND A72201M479NTF BOND FUNDS19,101$211,835dollars, detected
FIDELITY LOW-PRICED STOCK316345305MFD4,281$211,716dollars, detected
ROYAL GOLD INC780287108COM4,590$211,461dollars, detected
DISH NETWORK CORPORATION25470M109CL A3,650$211,408dollars, detected
SASOL LTD803866300SPONSORED ADR4,273$211,275dollars, detected
FRANKLIN INTERNATIONAL SMALL GROWTH FD353533888COMMON9,346$211,028dollars, detected
Janus Investment Twenty Fund Cl T471023408Mutual Fund3,321$210,815dollars, detected
MUTUAL SER FD INC628380107SHS FD CL Z7,437$210,761dollars, detected
MFS MUNICIPAL INCOME A155273N459MFF25,536$210,674dollars, detected
MFS MULTIMARKET INCOME TR552737108SH BEN INT31,755$210,218dollars, detected
AMR BCN SPH SMCP GR I02368A141Mutual Fund11,754$209,571dollars, detected
Pace Select Advisors Tr Strat Fxd Cl P69373W756Mutual Fund15,376$209,263dollars, detected
FIRST EAGLE HI YLD A32008F739Mutual Fund20,642$209,101dollars, detected
Salesforce.com, Inc79466L302COM3,788$209,060dollars, detected
GOLDMAN SACHS GROWTH OPPOR CL I38142Y401Mutual Fund6,842$208,343dollars, detected
COMERICAINC200340107COM4,379$208,181dollars, detected
ISHARES INC464286103MSCI AUST ETF8,528$207,827dollars, detected
ULTRA PETROLEUM CORP903914109COM9,599$207,818dollars, detected
RUSSELL LFPTS BAL S782493134Mutual Fund17,213$207,420dollars, detected
CYTEC INDS INC232820100COM2,226$207,374dollars, detected
ENI SPA SPONSORED ADR26874R108ADR4,275$207,295dollars, detected
Artesian Resources Co43113208 Equities9,001$206,573dollars, detectedThe CUSIP as filed is malformed.
ING RL EST W44981V367Mutual Fund10,563$206,289dollars, detected
VANGUARD GNMA ADM922031794Mutual Funds19,756$205,854dollars, detected
LKQ CORP COM501889208Stock6,250$205,625dollars, detected
BLACKROCK MUNIVEST FUND09253R105COM23,011$205,028dollars, detected
LEGG MASON PARTNERS INVESTORS VALUE CL O52470J407Com7,816$205,003dollars, detected
MFS INTL DIVERSIFICATION I55273G298NTF EQUITY FUNDS12,348$204,732dollars, detected
EATON VANCE INC. FD BOSTON-IN277907200FD33,769$204,641dollars, detected
SOUTHWESTERN ENERGY CO845467109COM5,202$204,595dollars, detected
FRANKLIN MUTUAL INTERNATIONAL VALUE FUND CLASS Z628380503OPEN END TAXABLE NO LOAD FUND8,252$204,308dollars, detected
HARVEST CAP CR CORP41753F109COM13,575$203,897dollars, detected
VANGUARD INDEX FDS922908496500 IDX FD SHS1,448$203,772dollars, detected
LORD ABBETT BOND-DEBENTURE F544004609BOND FUNDS25,025$203,701dollars, detected
MERRILL LYNCH CAPITAL59024T203PRF8,277$203,614dollars, detected
Vanguard GNMA Fund Investor Sh922031307ETF19,533$203,537dollars, detected
COLUMBIA ACRN EMG MKT Z197199581Mutual Fund15,111$202,485dollars, detected
LONGLEAF PARTNERS PARTNERS FUND NO-LOAD543069108Mutual Fund5,998$202,445dollars, detected
SUTRON CORP869380105COM39,380$202,413dollars, detected
FIRST TRUST ENERGY INFRASTRUCT33738C103COM9,689$201,812dollars, detected
ALPINE TOTAL DYNAMIC DIVIDEN21060108 CONV BONDS48,152$201,755dollars, detectedThe CUSIP as filed is malformed.
BERWYN INCOME FUND86233202 MUTUAL14,392$201,630dollars, detectedThe CUSIP as filed is malformed.
LORD ABBETT MULTI-ASSET INCOME FUND CLASS F N/L543916290COM12,980$201,457dollars, detected
VANGUARD INTERNATIONAL VALUE INV921939203EQUITY FUNDS5,386$201,336dollars, detected
NOMURA MID-CAP GROWTH FUND CLASS A466000577MUTUAL FUND8,689$201,316dollars, detected
INVSTMNT CO OF AMER CL-A461308108MFD5,481$201,158dollars, detected
MVC CAPITAL INC553829102COM14,894$201,069dollars, detected
SANGAMO THERAPEUTICS INC800677106COM14,450$200,711dollars, detected
DENTSPLY INTL INC249030107COM4,138$200,610dollars, detected
ALLIANCE DISTRS HLDG INC01858P105Common Stock1,177,000$200,090dollars, detected
Forum Funds Absolute Strat Ins34984t600MUT18,239$200,077dollars, detected
PRUDENTIAL INV PORTFOLIOS 14 P74439V800MF19,666$200,000dollars, detected
BLKRCK LOW DUR I91928283 Mutual Fund20,477$199,858dollars, detectedThe CUSIP as filed is malformed.
FRK CT TAX FR INCM ADVS354724304Mutual Fund19,277$199,325dollars, detected
SHANDA GAMES LTD81941U105SP ADR REPTG A43,500$199,230dollars, detected
PIMCO INVESTMENT GRADE CORP BOND FUND CLASS P72201M685Mutual Fund19,270$197,325dollars, detected
EATON VANCE MUNICIPAL BOND FUN27827X101COM17,455$197,241dollars, detected
VANGUARD PA TAX FR92204L302MUTUAL17,914$196,873dollars, detected
COLUMBIA EMRG MKT BD Z19763P127Mutual Fund17,820$196,374dollars, detected
DEUTSCHE TELEKOM AG SPONSORED251566105COM11,278$194,658dollars, detected
NUVEEN GBL VL OPPORTUNITIES6706EH103COM14,747$194,218dollars, detected
EATON VANCE FLOATING277923645MPB17,329$193,738dollars, detected
PIMCO CORPORATE & INCM STRG72200U100COM12,199$192,751dollars, detected
AQR FDS DIVRSFD ARBTR00203H602MUTUAL17,588$191,712dollars, detected
DOW 30 PREMIUM & DIV INC FD260582101COM12,276$191,137dollars, detected
AB UNCON BD ADVS01859N406Mutual Fund21,980$190,788dollars, detected
BLACKROCK CORPORATE HIGH YIELD09255P107COM15,605$189,913dollars, detected
Columbia Incm Opps Z19763T889ETF18,825$189,193dollars, detected
HARRIS & HARRIS GROUP INC413833104COM63,422$188,998dollars, detected
BLACKSTONE SENIOR FLOATING RAT09256U105COM10,000$188,500dollars, detected
Delaware Ltd Term Govt F Ltd T245912506ETF22,035$188,402dollars, detected
WESTERN UN CO COM959802109Stock10,880$187,680dollars, detected
OPKO HEALTH INC68375N103COM22,021$185,857dollars, detected
AB INTRM DIVRS A85568772 Mutual Fund12,997$185,591dollars, detectedThe CUSIP as filed is malformed.
POWERSHARES73936T565EXCHANGE TRADED13,651$183,469dollars, detected
SANDRIDGE ENERGY INC80007P307COM30,145$182,980dollars, detected
RS HI INCM MUN BD Y74972H325Mutual Fund18,165$181,653dollars, detected
SANMINA CORP COM801056102Stock10,858$181,329dollars, detected
LORD ABBETT INCOME F543916365BOND FUNDS63,947$180,330dollars, detected
BANCO SANTANDER SA ADR05964H105ADR19,850$180,039dollars, detected
Boston Scientific Corporation101137107COM14,967$179,903dollars, detected
FRANKLIN INCOME FUND CL353496300FKINX74,332$179,882dollars, detected
FRK INS TAX FR INCM ADVS354723264Mutual Fund15,323$179,278dollars, detected
INVESCO PA VALUE MUN INC TR46132K109COM14,763$179,221dollars, detected
DWS SHRT DUR S23336Y755Mutual Fund19,415$178,422dollars, detected
EATON VANCE CA MUNICIPAL27826Y795EICAX18,613$177,386dollars, detected
CITIZENS FINL CORP W17461K101COMMON26,200$176,850dollars, detected
FEDERATED HERMES KAUFMAN314172412EQUITY FUNDS10,382$175,456dollars, detected
T Rowe Price S/T Bond77957P105COM36,407$174,390dollars, detected
SPIRIT RLTY CAP INC NEW84860W102COM17,709$174,079dollars, detected
FIRST TRUST SENIOR FLOATING RA33733U108COM11,960$173,424dollars, detected
TEMPLETON GLOBAL INCOME FD880198106COM21,800$173,310dollars, detected
YAMANA GOLD INC98462Y100COM20,021$172,581dollars, detected
PUTNAM MULTI-ASSET ABSOLUTE RETURN Y746764257EQUITY FUNDS14,083$172,513dollars, detected
CALAMOS GBL DYN INCOME FUND12811L107COM19,187$172,110dollars, detected
NUVEEN NJ INVT QUALITY MUN F670971100COM13,294$171,356dollars, detected
VANGUARD HIGH-YIELD CORPORATE INV922031208ETF28,278$170,515dollars, detected
JHANCOCK MULTIMANAGER LIFESTYLE GR A47803V333NTF EQUITY FUNDS10,589$170,383dollars, detected
S&W SEED COMPANY COM785135104COM24,500$170,275dollars, detected
FED INTL BD A31420G408Mutual Fund16,372$168,955dollars, detected
LORD ABBETT TOTAL RETURN F543916399BOND FUNDS16,355$168,458dollars, detected
ORANGE SPONSORED ADR684060106SPONSORED ADR13,630$168,331dollars, detected
CONSOLIDATED WATER CO ORD SHG23773107COMMON STOCK11,900$167,790dollars, detected
EATON VANCE ENHANCED EQUITY278277108COM12,887$167,402dollars, detected
WESTERN ASSET GLOBAL HIGH INCO95766B109COM13,665$167,260dollars, detected
LORD ABB S/DUR TAX FR F543912745Mutual Fund10,408$163,407dollars, detected
NVIDIA Corp67066G104COM10,095$161,722dollars, detected
T Rowe Price Maryland Tax Free77957R101ETF15,554$161,610dollars, detected
INVESCO PA TAX FR Y00142J222Mutual Fund10,456$161,441dollars, detected
VESTAS WIND SYSTEMS AS925458101COM16,430$161,344dollars, detected
Goldman Sachs TR Abs Rtntrakr I38145N220Com17,250$160,769dollars, detected
EATON VANCE PA MUN BD FD27828W102COM13,886$159,550dollars, detected
DE TAX-FREE PENSYLVANIA FUND C233216100MFUS20,774$159,339dollars, detected
ROGERS SUGAR INC77519R102COMMON31,500$159,296dollars, detected
PUTNAM EMRG MKT EQ Y746764604Mutual Fund15,812$159,232dollars, detected
DREYFUS STRATEGIC MUNS INC261932107COM20,850$158,460dollars, detected
BLACKROCK MUNIYIELD QUALITY FU09254F100COM11,245$158,105dollars, detected
FID ADVS SHRT FXD INCM I315807859Mutual Fund16,877$157,633dollars, detected
WF PREMIER LRG GRW IN94984B454MUTUAL10,830$157,147dollars, detected
TEMPLETON FDS INC FRG880196506MUTUAL19,143$156,972dollars, detected
Dreyfus AmtFree Muni261969802Common11,688$155,572dollars, detected
DWS ULTRA SHRT DUR S23339E780Mutual Fund17,017$153,838dollars, detected
Russell Invt Co Strategic Bond Fd Cl S782494454Mutual Fund14,123$153,518dollars, detected
BLACKROCK MULTI ST MUN SER TR09253A680Mutual Fund14,460$153,126dollars, detected
PENGROWTH ENERGY CORP70706P104COMMON STOCK-FO24,537$152,129dollars, detected
OPPEN ROCH ATM FREE Y683913404Mutual Fund14,491$151,138dollars, detected
VANGUARD FINANCIALS ETF921937868ETF14,292$150,922dollars, detected
PETROLEO BRASILEIRO S A71654V408SPONSORED ADR10,892$150,088dollars, detected
GT ADVANCED TECHNOLOGIES INC36191U106COM17,200$149,898dollars, detected
BLACKROCK MUNIYIELD FUND09253W104COM11,690$149,866dollars, detected
ALLIANCEBERNSTEIN INCOME FUN01881E101COM20,986$149,628dollars, detected
MCDERMOTT INTL INC580037109COM16,331$149,592dollars, detected
ALPINE GLOBAL PREMIER PPTYS02083A103COM SBI20,753$149,217dollars, detected
CLOUGH GLOBAL OPPORTUNITIES18914E106SH BEN INT11,401$149,011dollars, detected
EATON VANCE TAX-MANAG277923306MUTUAL13,034$148,853dollars, detected
MFS DIVERSIFIED INCOME I552982811BOND FUNDS12,377$147,903dollars, detected
PRIN HI YLD P74255L845Mutual Fund18,925$146,860dollars, detected
ALLNZGI INCM GRW P18922708 Mutual Fund11,257$146,119dollars, detectedThe CUSIP as filed is malformed.
AB MUN NATL ADVS18642819 Mutual Fund14,876$145,488dollars, detectedThe CUSIP as filed is malformed.
FRK TMP HARD CURR ADVS354728701Mutual Fund15,459$144,848dollars, detected
NUVEEN S&P 500 BUY-WRITE INCOM COM6706ER101CEF11,487$144,162dollars, detected
SENTINEL LOW DUR BD S817270499Mutual Fund16,308$143,676dollars, detected
ORASURE TECHNOLOGIES INC68554V108COM22,823$143,557dollars, detected
OPPEN STLPTH MLP ALPHA C858268881Mutual Fund11,870$142,913dollars, detected
DEL CORP BD I245908751Mutual Fund24,501$142,840dollars, detected
KBS REAL ESTATE INV TRUST II48243C109COMMON STOCK13,869$142,712dollars, detected
PRINCIPAL SMALL-MIDCAP DIVIDEND INC INST74255L738NTF EQUITY FUNDS10,619$142,396dollars, detected
DELAWARE TAX FREE USA INTERMEDIATE FD INSTL CL N/L24610H203Non-Taxable Mutual Fund - No Load11,952$141,992dollars, detected
PRINCIPAL FDS INC74255L837INCOME FD CL P14,813$141,913dollars, detected
Franklin H/Y Tax Free Inc354723272COM14,324$140,377dollars, detected
WESTERN ASSET EMRG MKT INCM95766E103COM11,806$139,783dollars, detected
First Trust Senior Loan ETF245908843Exchange Traded Fund32,060$139,462dollars, detected
EATON VANCE HIGH INCOME277923546FIXED30,020$139,291dollars, detected
NUVEEN CR STRATEGIES INCOME67073D102COM SHS14,155$137,725dollars, detected
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT71672U101COM11,815$137,645dollars, detected
Nuveen Flagship Multistate In C Mun Bd R67065P816Com13,158$137,239dollars, detected
PACE INTRM FXD INCM P69373W350Mutual Fund11,222$136,799dollars, detected
BLACKROCK MUNI INCOME INV QL09250G102COM10,595$136,358dollars, detected
WASATCH FDS TR936793884EMRG MKTS SCAP51,323$136,006dollars, detected
VNGRD NJ L/TRM T/E INVS92204F206Mutual Fund11,687$135,336dollars, detected
AMR CNT EQ INCM A25076407 Mutual Fund15,706$134,757dollars, detectedThe CUSIP as filed is malformed.
Wells Fargo Adv S/T Muni949917868COM13,512$134,443dollars, detected
FRK NC TAX FR INCM ADVS354723173Mutual Fund11,527$134,177dollars, detected
NUVEEN PA DIV ADVANTAGE MUN67070E103COM11,081$133,969dollars, detected
CALAMOS CONVERTIBLE OPPORTUNIT128117108SH BEN INT10,050$133,263dollars, detected
CULLEN EMERGING MARKETS230001752COM11,994$133,137dollars, detected
Aquila Three Peaks High Income Cl Y03841H307Mutual Fund15,250$132,982dollars, detected
WF GOV SEC ADM949917546Mutual Fund12,306$132,536dollars, detected
Nuveen MA Municipal Bond Fund67065N811Title of Class13,810$132,440dollars, detected
NUVEEN CONNECTICUT PREM INC67060D107COM11,296$131,034dollars, detected
DUFF & PHELPS26432K108EXCHANGE TRADED13,047$130,861dollars, detected
BIODELIVERY SCIENCES INTL IN09060J106COM22,200$130,758dollars, detected
INVESCO CONSERVATIVE ALLOCATION CLASS Y00888U472Mutual Fund11,806$130,693dollars, detected
LORD ABBETT HIGH INCOME MUNICIPAL BOND FD CL F N/L543912810Mutual Funds12,068$130,088dollars, detected
BROCADE COMMUNICATIONS SYS I111621306COM NEW14,607$129,491dollars, detected
SI FINL GROUP INC MD78425V104COM10,731$129,309dollars, detected
NUVEEN DIV ADVANTAGE MUN FD67070F100COM10,150$128,804dollars, detected
FID MD MUN INCM316448604Mutual Fund11,827$128,673dollars, detected
PERMIAN BASIN RTY TR714236106UNIT BEN INT10,000$128,600dollars, detected
ROYCE GLBL DIV VALUE780811816MUTUAL11,479$128,447dollars, detected
GS HI YLD C38142B179Mutual Fund18,006$128,385dollars, detected
INVESCO HI YLD MUN Y1419654 Mutual Fund14,171$128,244dollars, detectedThe CUSIP as filed is malformed.
EATON VANCE HIGH-YIELD MUNICIPAL INC I27826M841EIHYX16,262$127,655dollars, detected
ORAGENICS INC684023203COM NEW45,392$127,552dollars, detected
TRANSALTA CORP89346D107COM10,000$126,800dollars, detected
MFS INTERMEDIATE INCOME TRUST55273C107SH BEN INT24,431$126,553dollars, detected
CYTORI THERAPEUTICS INC23283K105COM48,900$125,673dollars, detected
DWS23338W104EXCHANGE TRADED15,600$124,958dollars, detected
DWS INTRM TAX AMT FR S23337X509Mutual Fund10,795$124,247dollars, detected
HUDSON CITY BANCORP443683107COM12,980$122,401dollars, detected
BLACKROCK GLOBAL DIVIDEND PORTFOLIO INSTITUTIONAL CLASS09256H328CL10,095$121,741dollars, detected
MFS PA MUN BD A55273N798Mutual Fund12,487$121,376dollars, detected
PIMCO FOREIGN BD FD P72201M784MUTUAL11,458$120,542dollars, detected
PENN WEST PETE LTD NEW707887105COM14,317$119,693dollars, detected
OPPENHEIMER SENIOR FLOATING RATE FUND CL C68381K309Com14,151$119,438dollars, detected
BLKRCK CORE BD I91928747 Mutual Fund12,654$118,820dollars, detectedThe CUSIP as filed is malformed.
Medgenics Inc New58436Q203COM NEW19,823$118,740dollars, detected
OPPENHEIMER CAPITAL INCOME FD683793509CL Y12,323$118,543dollars, detected
LSI INDUSTRIES INC50216C108COMMON STOCK13,614$118,033dollars, detected
AMBEV SA SPONSORED ADR02319V103ADR16,050$117,968dollars, detected
CUSHING MLP TOTAL RETURN FD231631102COM SHS14,619$117,244dollars, detected
CenturyLink Inc09256H310Common / Ordinary Stock11,433$116,162dollars, detected
BLKRCK US MTG I561656109Mutual Fund11,616$115,694dollars, detected
ROYCE INTL MICRO CAP SVC780811782Mutual Fund11,512$115,577dollars, detected
STEELPATH MLP FDS TR INCOME FD858268873INCOME FD CL C10,519$114,441dollars, detected
FEDERATED HERMES EQUITY FUNDS314172644MF18,287$112,831dollars, detected
ENDEAVOUR SILVER CORP29258Y103COM30,842$111,956dollars, detected
MUELLER WTR PRODS INC COM SER A624758108Stock11,904$111,545dollars, detected
ARTIVION INC228903100COM10,000$110,900dollars, detected
MANNKIND CORP56400P201COM21,265$110,578dollars, detected
Center Coast MLP Focus A461418584Mid Cap Val10,018$110,499dollars, detected
FRANKLIN US GOVERNMENT SECS ADV353496821NTF BOND FUNDS17,025$110,150dollars, detected
WESDOME GOLD MINES LTD COM95083R100COM201,770$110,126dollars, detected
NUVEEN DIVER CURRENCY OPPOR67090N109COM10,868$109,549dollars, detected
MILLENNIAL MEDIA INC60040N105COM14,900$108,323dollars, detected
EV NATL MUN INCM C27826L512Mutual Fund11,939$107,931dollars, detected
LORD ABBETT SH/DUR C543916704Mutual Funds23,457$107,432dollars, detected
FLAMEL TECHNOLOGIES-SP ADR338488109SPON13,000$104,650dollars, detected
EATON VANCE PA MUNICIPALS27826Y696SH BEN INT11,956$104,616dollars, detected
AEROPOSTALE INC COM7865108 COM11,500$104,535dollars, detectedThe CUSIP as filed is malformed.
PENNEY J C INC708160106COM11,400$104,310dollars, detected
PUTNAM ABSOL RET 100 A746764448Mutual Fund10,195$103,582dollars, detected
WILM SHRT TRM CORP BD I97181C597Mutual Fund10,145$103,481dollars, detected
EV FLTG RT MUN INCM A27826H636Mutual Fund10,332$102,188dollars, detected
Pimco Funds Stockplus Total Return Cl P72201M560Mutual Fund10,096$102,072dollars, detected
CALAMOS GLBL CONV FD128119609MUTUAL10,009$101,987dollars, detected
Wilmington Broad Market Bond Instl97181C811Com10,690$100,909dollars, detected
MOLYCORP INC DEL608753109COM17,850$100,317dollars, detected
PACIFIC SUNWEAR OF CALIF694873100COM29,756$99,385dollars, detected
MONSTER WORLDWIDE INC611742107COM13,791$98,330dollars, detected
COMPANHIA SIDERURGICA NACION20440W105SPONSORED ADR15,825$98,115dollars, detected
ING GLOBAL EQUITY DIVID &45684E107COM10,734$96,068dollars, detected
BTG plcg1660v103COM10,000$94,100dollars, detected
ALLSPRING STRATEGIC MUNICIPAL BOND FUND CLASS A94985D772Mutual Fund10,638$93,616dollars, detected
TECH PRECISION CORP878739101COM80,000$92,800dollars, detected
NUVEEN SENIOR INCOME FUND67067Y104COM12,957$92,383dollars, detected
FIBROCELL SCIENCE INC315721209COM NEW22,750$92,365dollars, detected
FED CAP INCM I31420C621Mutual Fund10,518$91,084dollars, detected
OPPEN GLB STRAT INCM Y68380K508Mutual Fund21,829$90,152dollars, detected
FRANKLIN CALIFORNIA TAX-FREE INCOME FUND ADVISOR CLASS352518401OPEN END -NO LOAD FUND12,380$85,796dollars, detected
BIOCRYST PHARMACEUTICALS INC COM09058V103Stock11,250$85,500dollars, detected
AIM CNSLR SELCT RL ES00141A545MUTUAL10,020$84,865dollars, detected
MFA FINL INC55272X102COM11,994$84,676dollars, detected
SPROTT PHYSICAL SILVER TR85207K107TR UNIT10,954$82,867dollars, detected
ATLANTIC PWR CORP04878Q863COM NEW23,776$82,740dollars, detected
ALPHA NATURAL RESOURCES INC02076X102COM11,223$80,132dollars, detected
PUTNAM DIVERSIFIED INCOM746704501NTF BOND FUNDS10,007$78,653dollars, detected
COLUMBIA STRATEGIC INCOME FUND19765L694MUT13,205$78,176dollars, detected
FEDERTD EQ PRD BEAR I314172339MUTUAL29,255$78,111dollars, detected
RESOURCE CAP CORP REIT76120W302COM13,012$77,164dollars, detected
HECLA MNG CO422704106COM24,943$76,824dollars, detected
GABELLI UTILITIES FD-CL C36240E400FUND16,246$76,194dollars, detected
CURIS INC231269101COM26,850$75,717dollars, detected
AURICO GOLD INC05155C105COMMON STOCK-FO20,442$74,818dollars, detected
NEW RESIDENTIAL INVT CORP64828T102COM11,200$74,816dollars, detected
BYD Co Ltd Shs HY1023R104COM15,180$74,078dollars, detected
WESTERN ASSET MUN HIGH INCOME COM95766N103CEF11,000$74,030dollars, detected
FEDERATED HERMES KAUFMANN A314172677NTF EQUITY FUNDS11,998$73,907dollars, detected
GERON CORP374163103COM15,485$73,399dollars, detected
MITEK SYS INC606710200COM NEW12,300$73,062dollars, detected
Oppenheimer Rochester AMT-Free Municipals Fund683977300common11,249$71,882dollars, detected
EMULEX CORP292475209COM NEW10,000$71,600dollars, detected
HALCON RES CORP40537Q209COM NEW18,000$69,480dollars, detected
GRAMERCY PPTY TR INC38489R100COM11,950$68,713dollars, detected
ON TRACK INNOVATION LTDM8791A109SHS20,000$65,400dollars, detected
GLENCORE PLC SHSG39420107Common Stock12,200$63,684dollars, detected
WESTERN ASSET EMRG MK DEBT-I52469F481FUND12,436$63,549dollars, detected
PGIM HIGH YIELD Z74440Y801NTF BOND FUNDS10,904$62,587dollars, detected
EXCO RESOURCES INC269279402COMMON STOCK11,700$62,127dollars, detected
ONCOSEC MEDICAL INCORPORATED68234l108COM129,000$61,920dollars, detected
ADVANTAGE OIL & GAS LTD00765F101COMMON STOCK-FO14,200$61,628dollars, detected
WESTERN ASSET SHORT-TERM BOND FUND52469E807MUTUAL FUNDS-TAXABLE15,798$61,611dollars, detected
Western Asset Short Duration Muni Inc I52469F176Mutual Fund11,938$61,361dollars, detected
PIMCO S/PL AR SHT STR P72201M339Mutual Fund21,952$60,149dollars, detected
ING44977W106EXCHANGE TRADED10,270$59,771dollars, detected
UNILIFE CORP NEW90478E103COM13,500$59,400dollars, detected
TEMPLETON GLOBAL INVT GLB BALA88019R583MF18,314$59,339dollars, detected
GABELLI UTILITES FUND CLASS A36240E202Equity Mutual Fu10,411$59,132dollars, detected
TEMPLTN GLB TMP INCM88019R765MUTUAL17,640$57,329dollars, detected
DWS UNCONSTRAINED INCM S23337K507Mutual Fund10,849$52,837dollars, detected
Rydex US Government Money Mkt MMkt78356C679Cash and Money Funds51,536$51,536dollars, detected
COMMUNITY BANKERS TRUST CORP203612106COM13,632$51,256dollars, detected
REMARK MEDIA INC75954W107COM10,496$48,911dollars, detected
GOLD FIELDS LTD SPONSORED ADR38059T106ADR14,871$47,588dollars, detected
GEELY AUTOMOTIVE HLDGS LTD SHSG3777B103COM100,000$47,000dollars, detected
AMERICAN U.S. GOVERNMENT MONEY MARKET FUND CLASS F202630U503OPEN END TAXABLE LOAD FUND46,976$46,976dollars, detected
INOVIO PHARMACEUTICALS I45773H102COM14,000$40,600dollars, detected
SPECIAL DIVERSIFIED OPPORTUNITIES INC COM84740Q101COM34,800$40,368dollars, detected
MCEWEN MNG INC58039P107COM19,850$38,906dollars, detected
CHIMERA INVESTMENT CORP16934Q109COMMON STOCK10,682$33,113dollars, detected
ELEPHANT TALK COMM CORP286202205COM NEW25,100$30,873dollars, detected
PAR PETE CORP COM STK69888T108COM12,500$27,875dollars, detected
FUELCELL ENERGY INC COM35952H106COM16,700$23,547dollars, detected
GS FINL SQ MMKT FST38141W232Mutual Fund23,010$23,010dollars, detected
KIOR INC - CL A497217109CL A12,700$21,336dollars, detected
UNITEK GLOBAL SVCS INC91324T302COM12,300$20,541dollars, detected
CATALYST PHARMACEUTICALS INC14888U101COM10,000$19,500dollars, detected
MCIG INC COM55279L101Stock200,000$18,000dollars, detected
Argex Titanium Inc04014T102Common Stock24,500$17,829dollars, detected
VESTIN RLTY MTG II INC92549X201COM NEW10,314$17,534dollars, detected
NETLIST INC64118P109COM18,350$13,579dollars, detected
AURA SYSTEMS INC NEW51526200 Common Stock76,024$13,152dollars, detectedThe CUSIP as filed is malformed.
DRYFS GENL TRSY PRIME A369899307Mutual Fund13,000$13,000dollars, detected
STAR SCIENTIFIC INC COM85517P101COM11,090$12,864dollars, detected
APPLIED MINERALS INC COM03823M100CS10,500$11,550dollars, detected
Fidelity Money Market Portfoli316390814COM10,380$10,380dollars, detected
LEGG AMT FR MUN MMKT I52470G775Mutual Fund10,000$10,000dollars, detected
KIPS BAY MEDICAL INC49726K105COM10,000$7,190dollars, detected
PHILEX MINING CORP PXY68991135COMMON35,072$6,257dollars, detected
U S GEOTHERMAL INC90338S102COM12,000$4,548dollars, detected
OGX PETROLEO E GAS PARTICIPACOES S.A.670849108COMMON22,900$2,329dollars, detected
Generex Biotechnology Cp Del371485103COM54,400$1,556dollars, detected

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001329948-14-000002this filing2014-02-19acceptance time not in the bulk data set