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13F-HR filed by Janney Montgomery Scott LLC

Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 1,901 holding rows worth $3,329,519,000.

Accession
0001329948-13-000011
Filed
2013-11-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2013

A holdings report, 1,905 entries on the cover page, a total value of $3,329,519,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,329,519,229 with VALUE read as dollars, detected, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
VALERO ENERGY CORP COM91913Y100Stock7,070$241,441dollars, detected
AUTOZONE INC COM053332102Stock571$241,379dollars, detected
NATIONAL PENN BANCSHARES INC637138108COM23,946$240,661dollars, detected
GOLDMAN SACHS GROWTH OPPOR CL I38142Y401Mutual Fund7,915$240,458dollars, detected
Hartford Financial Serv416518504COM8,550$240,426dollars, detected
HARDING LOEVNER EMERGING MARKETS ADVISOR412295305NTF EQUITY FUNDS4,979$240,315dollars, detected
INVESCO SR INCOME TR46131H107COM45,755$240,214dollars, detected
FRK NJ TAX FR INCM ADVS354723231Mutual Fund20,620$239,603dollars, detected
EATON VANCE TAX-MANAGED GLOB27829c105COM21,078$239,025dollars, detected
TEEKAY LNG PARTNERS L PY8564M105PRTNRSP UNITS5,418$238,995dollars, detected
PROSHARES TR SHORT QQQ (PSQ)74347R602ETF11,633$238,953dollars, detected
Allianz Fds NFJ Dividend Value Fd Cl P018922856Mutual Fund16,173$238,394dollars, detected
SUN HYDRAULICS CORP866942105COM6,560$237,905dollars, detected
MFS MUNI SER TR NC MUNI BOND A55273N871MF20,747$237,552dollars, detected
INGERSOLL-RAND PLCG47791101SHS3,655$237,356dollars, detected
INTL FCSTONE SR NOTE46116V204CD Par 109,300$237,150dollars, detected
Oppenheimer Global Fund683924401Com3,110$237,149dollars, detected
PNC FINANCIAL 6.125% $1.53125 PFD693475857PREFERRED9,395$237,130dollars, detected
ALPINE TOTAL DYNAMIC DIVID F021060108COM SBI58,920$236,858dollars, detected
LOEWS CORP COM540424108Stock5,065$236,738dollars, detected
MATTHEWS INTL FDS PAC TIGER FD577130107mf9,634$236,615dollars, detected
FRANKLIN RESOURCES INC COM354613101Stock4,679$236,523dollars, detected
TEMPLE INTL BD ADVS880208806Mutual Fund20,418$236,440dollars, detected
PACE INTRM FXD INCM P69373W350Mutual Fund19,277$236,143dollars, detected
HARRIS ASSOC INVT TR413838509OAKMR INT CP I13,650$236,011dollars, detected
BROOKFIELD INFRASTRUCTURE PAG16252101LP INT UNIT6,207$235,990dollars, detected
CONSOL ENERGY INC20854P109COM7,000$235,550dollars, detected
HEICO CORP NEW COM422806109Stock3,476$235,464dollars, detected
CYTEC INDS INC232820100COM2,892$235,293dollars, detected
GOLDMAN SACHS 5.95% PFD SER I38145G209PRD10,452$235,065dollars, detected
CHASE CORP16150R104COM8,000$235,040dollars, detected
FRK NC TAX FR INCM ADVS354723173Mutual Fund19,866$234,622dollars, detected
GLACIER BANCORP INC NEW37637Q105COM9,500$234,460dollars, detected
ROWAN COMPANIES PLCG7665A101SHS CL A6,381$234,310dollars, detected
OAKTREE CAP GROUP LLC674001201UNIT 99/99/99994,475$234,266dollars, detected
PIMCO DYNAMIC BOND A72201M479NTF BOND FUNDS20,815$233,965dollars, detected
ISHARES INC464286103MSCI AUST ETF9,242$233,545dollars, detected
RIO TINTO PLC SPONSORED ADR767204100ADR4,760$232,106dollars, detected
VANGUARD STAR FD921909107Equity Mutual Fu10,095$232,078dollars, detected
THORNBURG INVESTMENT INCOME BUILDER FUND CLASS C885215541MUTUAL FUND11,516$231,820dollars, detected
EPR PPTYS COM SH BEN INT26884U109REIT4,751$231,548dollars, detected
JANUS HENDERSON MID CAP VALUE FUND CL I N/L47103C241Mutual Fund (Open End) - No Load9,225$231,354dollars, detected
SOUTHWESTERN ENERGY CO845467109COM6,356$231,231dollars, detected
ISHARES TR464287341GLOBAL ENERG ETF5,627$230,820dollars, detected
ING GROEP NV456837806PREFERRED STOCK9,050$230,685dollars, detected
ROBERT HALF INC. COM770323103Stock5,903$230,394dollars, detected
CENCORA INC COM03073E105Stock3,770$230,347dollars, detected
ENERPLUS CORP292766102COM13,844$229,679dollars, detected
ETFS Gold Trust26922Y105ETF1,755$229,414dollars, detected
DRYFS CT Z26202D532Mutual Fund20,120$229,369dollars, detected
CALVERT MODERATE ALLC131618738MUTUAL12,042$229,286dollars, detected
Regions Financial 6.375% Cl 127591ep308PFD10,156$229,119dollars, detected
BLACKROCK GLOBAL FLOATING RATE091941104COM16,147$228,803dollars, detected
JACOBS ENGINEERING GROUP INC469814107COM3,932$228,764dollars, detected
RS HI INCM MUN BD Y74972H325Mutual Fund22,634$228,599dollars, detected
FIRST TRUST ENERGY INFRASTRUCT33738C103COM10,576$227,813dollars, detected
POWERSHARES ETF TRUST73935X799DYN PHRMA PORT4,948$227,756dollars, detected
POWERSHARES73936B408EXCHANGE TRADED8,998$227,559dollars, detected
Wells Fargo Adv S/T Muni949917868COM22,823$227,318dollars, detected
NATIONAL FUEL GAS CO COM636180101Stock3,298$226,770dollars, detected
AMERICAN CAPITAL LTD02503Y103COM16,479$226,586dollars, detected
WABTEC COM929740108Stock3,600$226,332dollars, detected
OCWEN FINL CORP675746309COM NEW4,050$225,869dollars, detected
TEXTRON INC COM883203101Stock8,162$225,353dollars, detected
FIRST TR EXCHANGE-TRADED FD33734G108CMN12,608$225,179dollars, detected
AGL RES INC001204106COM4,890$225,087dollars, detected
Franklin Total Return Adv353612849Exchange Traded Fund22,526$224,587dollars, detected
PENGROWTH ENERGY CORP70706P104COMMON STOCK-FO37,922$224,500dollars, detected
BUNGE LTDG16962105COM2,952$224,106dollars, detected
L BRANDS INC501797104COM3,666$223,993dollars, detected
PIMCO DYNAMIC CR INCOME FD72202D106COM SHS10,061$223,853dollars, detected
MASIMO CORP COM574795100Stock8,400$223,776dollars, detected
BLACKROCK ADVANTAGE LARGE CAP CORE FUND INSTITUTIONAL CLASS09250J502CL15,061$223,659dollars, detected
EATON VANCE MUNICIPAL BOND FUN27827X101COM19,344$223,617dollars, detected
SAN JUAN BASIN RTY TR798241105UNIT BEN INT13,964$223,146dollars, detected
TREX CO INC89531P105COM4,500$222,885dollars, detected
NEWMARKET CORP COM651587107Stock774$222,842dollars, detected
ROYAL BANK OF SCOTLAND GROUP PLC780097788PREFERRED STOCK11,234$222,770dollars, detected
PUTNAM LARGE CAP VALUE Y746745405NTF EQUITY FUNDS11,019$222,584dollars, detected
TORTOISE ENERGY CAP CORP89147U100COM7,038$222,180dollars, detected
Guggenheim ETF Trust 2 Timber18383Q879GUGG TIMBER ETF9,097$221,785dollars, detected
AMERICAN RAILCAR INDUSTRIES02916P103COMMON STOCK5,650$221,650dollars, detected
RITEAID CORP767754104COM46,510$221,388dollars, detected
COLUMBIA EMRG MKT BD Z19763P127Mutual Fund19,488$221,190dollars, detected
GUGG MACRO OPP I814291647Mutual Fund8,377$220,819dollars, detected
BLACKROCK GLOBAL DIVIDEND PORTFOLIO INSTITUTIONAL CLASS09256H328CL18,951$220,586dollars, detected
EATON VANCE TAX-MANAGED DIVE27828N102COM21,863$220,375dollars, detected
WYNN RESORTS LTD983134107COM1,392$219,990dollars, detected
PACCAR INC COM693718108Stock3,940$219,300dollars, detected
CANADIAN PACIFIC RAILWAYS13645T100COM1,778$219,227dollars, detected
MEDICAL PROPERTIES TRUST INC COM58463J304REIT18,010$219,182dollars, detected
TEMPLETON DRAGON FD INC88018T101COM8,397$218,561dollars, detected
AMEREN CORP COM023608102Stock6,271$218,482dollars, detected
SANDY SPRING BANCORP INC800363103COMMON STOCK9,394$218,317dollars, detected
CLAYMORE EXCHANGE TRD FD TR18383M449GUGG BULL 20138,550$218,196dollars, detected
GAMESTOP CORP36467W109CL A4,388$217,853dollars, detected
WESTERN ASSET EMRG MKT INCM95766E103COM17,362$217,719dollars, detected
T. Rowe Price New Asia Fund77956H500ETF13,384$217,357dollars, detected
PUTNAM MULTI-ASSET ABSOLUTE RETURN Y746764257EQUITY FUNDS18,011$216,858dollars, detected
FEDERATED EQUITY INCOME FUND313915506COM9,642$216,761dollars, detected
PIMCO INVESTMENT GRADE CORP BOND FUND CLASS P72201M685Mutual Fund20,492$216,393dollars, detected
LEGG MASON CLEARBRIDGE AGGRESSIVE GROWTH FUND CLASS I52468C406M1,193$215,734dollars, detected
CHINA MOBILE LIMITED16941M109SPONSORED ADR3,822$215,675dollars, detected
F5 INC COM315616102Stock2,500$214,520dollars, detected
SASOL LTD803866300SPONSORED ADR4,488$214,458dollars, detected
AMERICAN FUNDS LTDTERM T532726601BOND13,442$214,260dollars, detected
FRK MICROCP VAL ADVS355148750Mutual Fund5,303$214,023dollars, detected
ISHARES CORE S&P U.S. GROWTH ETF464287671ETF3,333$214,001dollars, detected
OPPENHEIMER CAPITAL INCOME FD683793509CL Y22,931$213,946dollars, detected
Vanguard Mid-Cap Growth ETF922908538SHS2,493$212,429dollars, detected
TEMPLETON WORLD ADV880196886NTF EQUITY FUNDS11,208$212,046dollars, detected
STIFEL FINL CORP860630102COM5,141$211,912dollars, detected
PRECISION CASTPARTS CORP740189105COM929$211,106dollars, detected
NUVEEN PFD & INCOME OPPORTUN67073B106COM24,290$210,837dollars, detected
NEWFIELD EXPL CO651290108COM7,700$210,749dollars, detected
BUFFALO BALANCED FD119428100MUTUAL15,230$210,480dollars, detected
PETMED EXPRESS INC716382106COM12,900$210,012dollars, detected
MFS MULTIMARKET INCOME TR552737108SH BEN INT31,755$209,901dollars, detected
HARRIS & HARRIS GROUP INC413833104COM69,922$209,766dollars, detected
Ab Small Cap Growth Advi Sor01877E503MF3,980$209,501dollars, detected
GOODYEAR TIRE & RUBBER CO382550101COM9,313$209,086dollars, detected
KAYNE ANDERSON NEXTGEN ENERGY48661E108COM6,510$208,855dollars, detected
VANGUARD INDEX FDS922908496500 IDX FD SHS1,626$208,268dollars, detected
FIDELITY ADVISOR NEW INSIGHTS C316071505LOAD EQUITY FUND8,000$208,151dollars, detected
VANGUARD GNMA ADM922031794Mutual Funds19,726$208,109dollars, detected
T Rowe Price Blue Chip Growth Fund Inc Cl Advisor77954Q205MUTUAL_FUND3,640$207,635dollars, detected
COMPANHIA DE BEBIDAS DAS AME20441W203SPON ADR PFD5,410$207,474dollars, detected
TELEPHONE & DATA SYSTEM 7.000%879433837PREFERR8,350$207,331dollars, detected
ROCKET COMPANIES CLA A CLASS A772739207COM2,045$207,097dollars, detected
ING GROEP N V456837400PRF9,008$206,914dollars, detected
ING RL EST W44981V367Mutual Fund10,503$206,802dollars, detected
EAGLE SMCP GRW I269858304Mutual Fund3,742$206,387dollars, detected
ORANGE SPONSORED ADR684060106SPONSORED ADR16,461$205,927dollars, detected
ITC HLDGS CORP465685105COM2,193$205,825dollars, detected
AIM CNSLR SELCT RL ES00141A545MUTUAL23,351$205,721dollars, detected
TELSTRA CORP LTD87969N204SPON ADR FINAL8,853$205,708dollars, detected
BABSON CAPITAL CORPORATE INV05617K109COM13,402$205,319dollars, detected
S&W SEED COMPANY COM785135104COM24,500$205,065dollars, detected
CBRE GROUP INC CL A12504L109Stock8,858$204,886dollars, detected
MVC CAPITAL INC553829102COM15,616$203,945dollars, detected
MFS SER TR IX BD FD CL I55272P877FUND14,903$203,876dollars, detected
MERRILL LYNCH CAPITAL59024T203PRF8,277$203,531dollars, detected
OPPEN INTL DIVRS Y68383C503Mutual Fund14,368$203,169dollars, detected
CHENIERE ENERGY PARTNERS L P16411Q101COM UNIT7,672$202,227dollars, detected
RS INVT TR EMERGING Y74972H689MUTUAL3,007$201,927dollars, detected
THORATEC CORP885175307COM5,400$201,366dollars, detected
VIRTUS92828R610MTF41,481$201,181dollars, detected
VANGUARD INDEX SM CAP STK PT922908702MUT4,104$201,078dollars, detected
FRANKLIN MUTUAL SHARES A628380602NTF EQUITY FUNDS7,630$200,889dollars, detected
TORTOISE PIPELINE & ENERGY F89148H108COM7,212$200,507dollars, detected
CANTEL MEDICAL CORP138098108COM6,286$200,209dollars, detected
NORTHWEST BANCSHARES INC COM667340103Stock15,102$199,497dollars, detected
HARVEST CAP CR CORP41753F109COM13,275$199,391dollars, detected
COLUMBIA NC INTRM MUN Z19765J459Mutual Fund19,079$199,372dollars, detected
MFS INTL DIVERSIFICATION I55273G298NTF EQUITY FUNDS12,348$199,299dollars, detected
LEGG CNSL MD T/F INCM I524907409Mutual Fund12,239$199,009dollars, detected
WESTERN ASSET INTERMEDIATE TERM MUNI I52469L843NTF BOND FUNDS30,962$198,777dollars, detected
FIDELITY ADV EMRG MKTS INC315920702MF14,707$198,103dollars, detected
OPPNHMR GOLD&SPL MINL683910509MUTUAL10,681$197,283dollars, detected
DOW 30 PREMIUM & DIV INC FD260582101COM13,394$196,356dollars, detected
INTERNATIONAL GAME TECHNOLOG459902102COM10,325$195,452dollars, detected
JH GLBL SHAREHLDR YLD47803U509MUTUAL17,115$194,596dollars, detected
PIMCO INCOME FUND CLASS C72201F466OPEN END TAXABLE LOAD FUND15,870$194,567dollars, detected
MARLIN MIDSTREAM PARTNERS LP57118V100COM UTLTD PTN IN10,800$193,860dollars, detected
Wilmington Broad Market Bond Instl97181C811Com20,072$193,692dollars, detected
Vanguard Municipal Money Mkt Fd922907506Com192,608$192,608dollars, detected
FEDERTD EQ PRD BEAR I314172339MUTUAL64,849$192,602dollars, detected
BLACKSTONE SENIOR FLOATING RAT09256U105COM10,000$191,500dollars, detected
PRINCIPAL PREFERRED SECURITIES FUND CLASS I74253Q416SHS18,776$189,452dollars, detected
AB INTRM DIVRS A085568772Mutual Fund12,997$186,630dollars, detected
MONROE CAPITAL CORP610335101COM14,325$186,082dollars, detected
CABLEVISION SYS CORP12686C109CL A NY CABLVS10,977$184,853dollars, detected
NUVEEN GBL VL OPPORTUNITIES6706EH103COM14,227$184,809dollars, detected
NUVEEN PA PREMIUM INC MUNI 267061F101COM15,045$184,301dollars, detected
EATON VANCE TAX ADVANTAGED GLO27828S101COM11,770$183,730dollars, detected
Columbia Incm Opps Z19763T889ETF18,589$183,663dollars, detected
MFS INVT GRADE MUN TR59318B108SH BEN INT21,104$183,605dollars, detected
JPMORGAN TR I INTERM TF BD S4812a0441FD16,771$182,972dollars, detected
PITNEY BOWES INC COM724479100Stock10,050$182,810dollars, detected
AIRCASTLE LTDG0129K104COM10,482$182,492dollars, detected
NOMURA EMERGING MARKETS FUND INSTITUTIONAL CLASS245914817OPEN END TAXABLE NO LOAD FUND11,473$181,955dollars, detected
T Rowe Price S/T Bond77957P105COM37,831$181,212dollars, detected
BERWYN FDS INCOME FD086233202MUTUAL12,605$181,008dollars, detected
FIRST TRUST SENIOR FLOATING RA33733U108COM12,647$180,983dollars, detected
FRK INS TAX FR INCM ADVS354723264Mutual Fund15,323$180,350dollars, detected
ALPINE GLOBAL PREMIER PPTYS02083A103COM SBI24,741$178,381dollars, detected
Doubleline Total Return Bd Fd Cl I258620103MF16,258$178,190dollars, detected
ALLIANCEBERNSTEIN INCOME FUN01881E101COM25,260$177,830dollars, detected
DWS SHRT DUR S23336Y755Mutual Fund19,285$177,420dollars, detected
EATON VANCE INC. FD BOSTON-IN277907200FD29,761$177,377dollars, detected
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT71672U101COM14,815$177,187dollars, detected
EATON VANCE CA MUNICIPAL27826Y795EICAX18,473$177,159dollars, detected
Cole Real Estate Investments19329V105COM14,362$176,078dollars, detected
OPKO HEALTH INC68375N103COM19,965$175,892dollars, detected
LORD ABBETT INCOME F543916365BOND FUNDS61,657$175,107dollars, detected
COHEN & STEERS REIT AND PREFER19247X100COM11,133$172,673dollars, detected
VANGUARD HIGH-YIELD CORPORATE INV922031208ETF29,112$172,633dollars, detected
MFS TOTAL RETURN I552981805NTF EQUITY FUNDS10,242$171,752dollars, detected
FED INTL BD A31420G408Mutual Fund16,150$171,509dollars, detected
LORD ABBETT SH/DUR C543916704Mutual Funds37,333$171,357dollars, detected
SAIC INC78390X101COM10,675$171,120dollars, detected
FRANKLIN INCOME FUND CL353496300FKINX72,710$169,414dollars, detected
WESTERN ASSET GLOBAL HIGH INCO95766B109COM13,670$168,824dollars, detected
CLOUGH GLOBAL OPPORTUNITIES18914E106SH BEN INT13,101$168,610dollars, detected
LORD ABBETT TOTAL RETURN F543916399BOND FUNDS16,227$167,624dollars, detected
MAINSTAY DEFINED TERM MUNI OPP56064K100COM10,400$167,128dollars, detected
DEUTSCHE TELEKOM AG SPONSORED251566105COM11,287$164,790dollars, detected
GS HI YLD C38142B179Mutual Fund22,653$163,329dollars, detected
INVESCO PA TAX FR Y00142J222Mutual Fund10,419$162,752dollars, detected
DUFF & PHELPS26432K108EXCHANGE TRADED15,542$162,258dollars, detected
AEROPOSTALE INC007865108COMMON STOCK17,100$160,740dollars, detected
FID ADVS SHRT FXD INCM I315807859Mutual Fund17,197$160,448dollars, detected
DE TAX-FREE PENSYLVANIA FUND C233216100MFUS20,628$159,453dollars, detected
PIONEER MULTI ASSET ULTRASHORT INCOME Y72388E605NTF BOND FUNDS15,844$159,394dollars, detected
Transparent Value Directional Alloc Cl89386C639Mutual Fund11,798$158,215dollars, detected
CITIZENS FINL CORP W17461K101COMMON26,200$157,724dollars, detected
NUVEEN NJ INVT QUALITY MUN F670971100COM12,248$157,628dollars, detected
REGIONS FINANCIAL CORP NEW COM7591EP100Stock17,004$157,457dollars, detected
CIMATRON LTDM23798107ORD27,090$156,290dollars, detected
NUVEEN DIVER CURRENCY OPPOR67090N109COM14,868$155,817dollars, detected
VANGUARD LONG TERM TAX EXEMPT FUND ADMIRAL SHARES922907860SHS13,956$154,631dollars, detected
FRANKLIN US GOVERNMENT SECS ADV353496821NTF BOND FUNDS23,566$154,356dollars, detected
VANGUARD INFLATION-PROTECTED SECS INV922031869BOND FUNDS11,428$152,911dollars, detected
ISHARES INC MSCI ITALY CAP464286855ETF10,829$152,903dollars, detected
NUVEEN AZ PREM 2.95 MTP67061W609CD Par 1015,000$152,250dollars, detected
BLACKROCK MULTI ST MUN SER TR09253A680Mutual Fund14,301$152,158dollars, detected
VANGUARD FINANCIALS ETF921937868ETF14,268$152,095dollars, detected
SANGAMO THERAPEUTICS INC800677106COM14,450$151,581dollars, detected
DYNEX CAP INC26817Q506COM NEW17,196$150,809dollars, detected
BANCO SANTANDER SA ADR05964H105ADR18,458$150,804dollars, detected
TEMPLETON GLOBAL INCOME FD880198106COM18,000$150,480dollars, detected
EATON VANCE TAX-MANAGED GLOB27829F108COM16,035$150,408dollars, detected
JPM HIBRDG STATS MKT SEL4812A2439Mutual Fund10,365$150,192dollars, detected
PIMCO GLB MULT ASSET P72201P605Mutual Fund14,524$150,175dollars, detected
DWS FLT RT I23337F870Mutual Fund15,944$150,028dollars, detected
NUVEEN NEW YORK AMT QLT MUNI670656107COM12,162$148,860dollars, detected
Pace Select Adv Glbl Fixed Inc Inv Cl P69373W624Mutual Fund14,105$148,809dollars, detected
Pace Select Advisors Tr Govt Secs Fixed69373W772Mutual Fund11,628$147,789dollars, detected
FRK TMP HARD CURR ADVS354728701Mutual Fund15,640$147,171dollars, detected
TEMPLETON FDS INC FRG880196506MUTUAL18,183$146,921dollars, detected
MUELLER WTR PRODS INC COM SER A624758108Stock18,299$146,205dollars, detected
AB MUNICIPAL INCOME NATIONAL FUND ADV CL N/L018642819Non-Taxable Mutual Fund - No Load14,728$145,958dollars, detected
CALAMOS GBL DYN INCOME FUND12811L107COM17,144$145,896dollars, detected
MFS DIVERSIFIED INCOME I552982811BOND FUNDS12,381$145,843dollars, detected
Hussman Strategic Growth448108100MF14,194$145,344dollars, detected
PIMCO EMERGING MARKETS BOND I272201M818PEMPX12,936$145,141dollars, detected
EATON VANCE TAX-MANAG277923306MUTUAL13,604$144,751dollars, detected
NUVEEN SENIOR INCOME FUND67067Y104COM20,157$144,727dollars, detected
PRUD MUN HI INCM Z74440M401Mutual Fund15,251$144,430dollars, detected
SUTRON CORP869380105COM28,707$143,535dollars, detected
INVESCO HIGH YIELD MUNICIPAL Y001419654BOND FUNDS15,592$142,983dollars, detected
PRIN HI YLD P74255L845Mutual Fund18,268$142,669dollars, detected
DEL CORP BD I245908751Mutual Fund24,194$142,503dollars, detected
PERMIAN BASIN RTY TR714236106UNIT BEN INT10,000$142,500dollars, detected
PRINCIPAL FDS INC74255L837INCOME FD CL P14,786$141,798dollars, detected
NUVEEN S&P 500 BUY-WRITE INCOM COM6706ER101CEF11,725$141,638dollars, detected
WF PREMIER LRG GRW IN94984B454MUTUAL10,617$141,635dollars, detected
Franklin H/Y Tax Free Inc354723272COM14,198$141,125dollars, detected
DWS ULTRA SHRT DUR S23339E780Mutual Fund15,507$138,945dollars, detected
GOOD HARBOR U S TACT I66538E747Mutual Fund12,385$137,597dollars, detected
CALAMOS CONVERTIBLE OPPORTUNIT128117108SH BEN INT10,900$137,340dollars, detected
Nuveen Flagship Multistate In C Mun Bd R67065P816Com13,035$136,995dollars, detected
PGIM SHORT DURATION HIGH YIELD INCOME Z74442J307NTF BOND FUNDS13,944$136,934dollars, detected
EATON VANCE HIGH INCOME277923546FIXED30,020$136,889dollars, detected
VESTAS WIND SYSTEMS AS925458101COM16,430$136,862dollars, detected
AMERICAN FUNDS AMERICAN HIGH-INC A026547109LOAD BOND FUND12,193$136,801dollars, detected
First Trust Senior Loan ETF245908843Exchange Traded Fund31,980$135,913dollars, detected
NUVEEN CR STRATEGIES INCOME67073D102COM SHS14,500$135,575dollars, detected
VNGRD NJ L/TRM T/E INVS92204F206Mutual Fund11,557$134,876dollars, detected
LORD ABBETT MUNI INCOM NAT TXF543902761MF12,713$134,630dollars, detected
EAGLE ROCK ENERGY PARTNERS L26985R104UNIT18,652$132,429dollars, detected
Nuveen MA Municipal Bond Fund67065N811Title of Class13,672$132,069dollars, detected
PIMCO STRATEGIC INCOME FD72200X104COM12,670$131,893dollars, detected
NUVEEN EQTY PRM OPPORTUNITYF6706EM102COM10,899$131,441dollars, detected
LORD ABBETT HIGH INCOME MUNICIPAL BOND FD CL F N/L543912810Mutual Funds11,909$130,052dollars, detected
FID MD MUN INCM316448604Mutual Fund11,722$128,942dollars, detected
DETOUR GOLD CORP F250669108COM15,020$127,069dollars, detected
MILLENNIAL MEDIA INC60040N105COM17,900$126,553dollars, detected
ORASURE TECHNOLOGIES INC68554V108COM20,945$125,879dollars, detected
EATON VANCE PA MUN BD FD27828W102COM10,846$125,705dollars, detected
DWS23338W104EXCHANGE TRADED15,600$124,956dollars, detected
SENTINEL GROUP FDS INC LOW DURATION A817270853INC LOW DURATION A14,138$124,413dollars, detected
ROYCE GLBL DIV VALUE780811816MUTUAL11,151$123,999dollars, detected
NUVEEN PA DIV ADVANTAGE MUN67070E103COM10,081$123,694dollars, detected
COLUMBIA EURO EQ Z19766F712Mutual Fund17,081$123,498dollars, detected
MFS PA MUN BD A55273N798Mutual Fund12,487$122,500dollars, detected
SI FINL GROUP INC MD78425V104COM10,731$121,797dollars, detected
CULLEN EMERGING MARKETS230001752COM11,426$121,459dollars, detected
Goldman Sachs Strategic Income38145C646Com11,476$120,266dollars, detected
MFS INTERMEDIATE INCOME TRUST55273C107SH BEN INT22,431$119,109dollars, detected
Blackrock Core Bond Instl091928747Com12,577$118,851dollars, detected
HUDSON CITY BANCORP443683107COM12,980$117,352dollars, detected
BLKRCK US MTG I561656109Mutual Fund11,616$116,740dollars, detected
CYTORI THERAPEUTICS INC23283K105COM49,900$116,267dollars, detected
MAGNUM HUNTER RES CORP COM55973B102COM18,800$115,996dollars, detected
OPPEN GLB STRAT INCM Y68380K508Mutual Fund28,013$115,413dollars, detected
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share10,297$113,164dollars, detected
Goldman Sachs TR Abs Rtntrakr I38145N220Com11,822$112,313dollars, detected
NATWD I/D CONSV I63867T742Mutual Fund10,618$112,019dollars, detected
EXCO RESOURCES INC269279402COMMON STOCK16,600$111,884dollars, detected
Medgenics Inc New58436Q203COM NEW14,123$110,159dollars, detected
DEL INFL PRO BD I246094858Mutual Fund12,006$109,733dollars, detected
Pimco Fds Mgt Total Return Fd Cl D693391674Mutual Fund10,092$109,198dollars, detected
ROYCE INTL MICRO CAP SVC780811782Mutual Fund11,313$108,608dollars, detected
STADION MGD I85235B509Mutual Fund10,507$107,910dollars, detected
PIMCO FOREIGN BD FD P72201M784MUTUAL10,012$105,724dollars, detected
EATON VANCE PA MUNICIPALS27826Y696SH BEN INT11,956$104,974dollars, detected
PUTNAM HI YLD Y746782507Mutual Fund13,356$103,907dollars, detected
McGraw Hill Finl Inc66537X555COM11,670$103,748dollars, detected
WILM SHRT TRM CORP BD I97181C597Mutual Fund10,029$103,095dollars, detected
DRYFS EMG MKT A26201H104Mutual Fund10,721$102,712dollars, detected
PUTNAM ABSOL RET 100 A746764448Mutual Fund10,048$102,686dollars, detected
EV FLTG RT MUN INCM A27826H636Mutual Fund10,332$101,981dollars, detected
FEDERATED HERMES EQUITY FUNDS314172644MF15,993$101,715dollars, detected
FIBROCELL SCIENCE INC315721209COM NEW22,950$100,521dollars, detected
ELEMENTS ROGERS INTL CMDTY AGRI TR ETN870297603ETF12,000$99,120dollars, detected
AMERICAN CENTY CAP PORTFOLIOS025076407EQTY INCM CL A11,320$98,712dollars, detected
MOLYCORP INC DEL608753109COM15,000$98,400dollars, detected
DYNAMICS RESEARCH CORP268057106COM12,500$95,000dollars, detected
ALLSPRING STRATEGIC MUNICIPAL BOND FUND CLASS A94985D772Mutual Fund10,638$94,042dollars, detected
MANNKIND CORP56400P201COM16,400$93,480dollars, detected
CUSHING MLP TOTAL RETURN FD231631102COM SHS11,581$92,415dollars, detected
HECLA MNG CO422704106COM29,422$92,385dollars, detected
ALPHA NATURAL RESOURCES INC02076X102COM15,405$91,814dollars, detected
PACIFIC SUNWEAR OF CALIF694873100COM30,000$90,300dollars, detected
GT ADVANCED TECHNOLOGIES INC36191U106COM10,600$90,206dollars, detected
HENDERSON GLOBAL EQTY INC-C425067691FD11,111$88,998dollars, detected
FED CAP INCM I31420C621Mutual Fund10,388$86,947dollars, detected
FRANKLIN CALIFORNIA TAX-FREE INCOME FUND ADVISOR CLASS352518401OPEN END -NO LOAD FUND12,380$86,292dollars, detected
AURICO GOLD INC05155C105COMMON STOCK-FO22,442$85,504dollars, detected
MITEK SYS INC606710200COM NEW15,800$81,528dollars, detected
MFA FINL INC55272X102COM10,832$80,700dollars, detected
EMULEX CORP292475209COM NEW10,000$77,600dollars, detected
MCDERMOTT INTL INC580037109COM10,404$77,302dollars, detected
ARTIVION INC228903100COM10,500$73,500dollars, detected
FLAMEL TECHNOLOGIES-SP ADR338488109SPON11,000$72,160dollars, detected
KINROSS GOLD CORP496902404COM14,103$71,220dollars, detected
HALCON RES CORP40537Q209COM NEW16,000$70,880dollars, detected
PIMCO COMMODITY REAL RETURN STRATEGY FUND INSTITUTIONAL CLASS722005667OPEN END TAXABLE NO LOAD FUND11,947$68,215dollars, detected
GOLD FIELDS LTD SPONSORED ADR38059T106ADR14,871$67,962dollars, detected
BYD Co Ltd Shs HY1023R104COM15,180$67,096dollars, detected
FEDERATED HERMES KAUFMANN A314172677NTF EQUITY FUNDS10,491$66,616dollars, detected
ING44977W106EXCHANGE TRADED10,973$66,496dollars, detected
Western Asset Short Duration Muni C52469F184PUT12,520$64,355dollars, detected
BTG plcg1660v103COM10,000$62,055dollars, detected
WESTERN ASSET SHORT-TERM BOND FUND52469E807MUTUAL FUNDS-TAXABLE15,749$61,421dollars, detected
Western Asset Short Duration Muni Inc I52469F176Mutual Fund11,897$61,152dollars, detected
PGIM HIGH YIELD Z74440Y801NTF BOND FUNDS10,797$61,001dollars, detected
ASIA ENTN & RESOURCES LTDG0539K108COMMON STOCK14,750$57,525dollars, detected
PIMCO S/PL AR SHT STR P72201M339Mutual Fund18,150$54,814dollars, detected
TEMPLTN GLB TMP INCM88019R765MUTUAL17,461$54,128dollars, detected
DWS UNCONSTRAINED INCM S23337K507Mutual Fund10,722$51,679dollars, detected
COMMUNITY BANKERS TRUST CORP203612106COM13,632$50,166dollars, detected
MCEWEN MNG INC58039P107COM20,850$50,040dollars, detected
TECH PRECISION CORP878739101COM80,000$48,400dollars, detected
DWS EHN CMMDTY STRAT23337G258MUTUAL15,498$47,579dollars, detected
OPP L/T NY MUNI - A771740107COM15,185$47,529dollars, detected
ORAGENICS INC684023203COM NEW14,900$44,700dollars, detected
GERON CORP374163103COM11,400$38,190dollars, detected
OPPEN CMDTY STR TTL RT Y68380Y409Mutual Fund12,396$37,436dollars, detected
SPECIAL DIVERSIFIED OPPORTUNITIES INC COM84740Q101COM34,800$36,540dollars, detected
SEACOAST BKG CORP FL811707306COMMON STOCK16,000$34,720dollars, detected
MCIG INC COM55279L101Stock200,000$33,000dollars, detected
WSTRN ASST GOV RSRVS A52470R847Mutual Fund29,553$29,553dollars, detected
Argex Titanium Inc04014T102Common Stock24,500$24,395dollars, detected
GS FINL SQ MMKT FST38141W232Mutual Fund23,982$23,982dollars, detected
ELEPHANT TALK COMM CORP286202205COM NEW33,100$22,177dollars, detected
STAR SCIENTIFIC INC COM85517P101COM11,090$21,182dollars, detected
MOSS LAKE GOLD MINES LTD619906100Common Stock238,000$18,516dollars, detected
FUELCELL ENERGY INC COM35952H106COM13,200$17,028dollars, detected
NETLIST INC64118P109COM19,950$16,758dollars, detected
Aura Systems, Inc.051526200COM76,024$16,725dollars, detected
UNITEK GLOBAL SVCS INC91324T302COM13,800$16,146dollars, detected
LEGG AMT FR MUN MMKT I52470G775Mutual Fund15,000$15,000dollars, detected
ROWE T PRICE U S TREAS FDS IUS77957T305MUTUAL13,600$13,600dollars, detected
DRYFS GENL TRSY PRIME A369899307Mutual Fund13,000$13,000dollars, detected
ALPINE MUN MMKT INVS020828109Mutual Fund11,515$11,515dollars, detected
KIPS BAY MEDICAL INC49726K105COM10,000$8,500dollars, detected
PHILEX MINING CORP PXY68991135COMMON35,072$6,415dollars, detected
ONCOSEC MEDICAL INCORPORATED68234l108COM26,000$6,266dollars, detected
U S GEOTHERMAL INC90338S102COM12,000$5,340dollars, detected
FUSE SCIENCE INC36113J106COM50,000$3,400dollars, detected
OGX PETROLEO E GAS PARTICIPACOES S.A.670849108COMMON23,250$2,627dollars, detected
COASTAL CARIBBEAN OILXXX & MINERALS LTD190432203COM59,851$922dollars, detected
FIRST CHINA PHARMACEUTICAL GRO31948N109Common Stock11,000$880dollars, detected
CORNERWORLD CORP219234101COMMON50,000$800dollars, detected
WINDARRA MINERALS LTD973151103Common Stock10,000$486dollars, detected
ALLEGIANCE BALA CYNWYD01747V206Common Stock102,687$442dollars, detected
LEGEND INTERNATIONAL52467C100COMMON10,000$420dollars, detected
CHASE PACKAGING CORP161635107COMMON20,000$400dollars, detected
ORIENTAL PETE + MIN SH BY65411103Common Stock240,759$48dollars, detected
H3 ENTERPRISES INC404369100Common Stock60,000$24dollars, detected
TAGLIKEME CORP XXX87378P105Common Stock15,000$23dollars, detected
MILLENNIUM CELL INC60038B105cs150,000$15dollars, detected
WELLSTAR INTL INC949902209COM100,000$10dollars, detected
SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23849109103STOK15,000$2dollars, detected
EKWAN-X INCORPORATED28264Y107COMMON20,000$2dollars, detected
CMKM DIAMONDS INC XXX125809103COM2,000,000$0dollars, detectedValue filed as zero, left out of ratios.
REPUBLIC RESOURCES IN76074P105COMMON50,000$0dollars, detectedValue filed as zero, left out of ratios.
MODERN TECH CORP NEW607697307COMMON1,000,000$0dollars, detectedValue filed as zero, left out of ratios.
DYNAMOTIVE ENRGY SYS CRP267924108Common Stock25,000$0dollars, detectedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001329948-13-000011this filing2013-11-14acceptance time not in the bulk data set