13F-HR filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 784 holding rows worth $956,766,000.
- Accession
- 0001329948-13-000009
- Filer
- CIK 1329948
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 784 entries on the cover page, a total value of $956,766,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $956,766,171 with VALUE read as dollars, detected, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 38,025 | $338,042 | dollars, detected | |
| VANGUARD WELLESLEY INCOME INV | 921938106 | EQUITY FUNDS | 13,737 | $337,517 | dollars, detected | |
| PARNASSUS CORE EQUITY INVESTOR | 701769101 | NTF EQUITY FUNDS | 10,128 | $335,929 | dollars, detected | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 25,921 | $334,122 | dollars, detected | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 4,200 | $332,766 | dollars, detected | |
| OPPEN STLPTH MLP ALPH | 858268501 | MUTUAL | 27,343 | $332,222 | dollars, detected | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,238 | $330,893 | dollars, detected | |
| PRUDENTIAL SML COMP F | 74441N408 | MUTUAL | 12,380 | $330,802 | dollars, detected | |
| M & T BK CORP COM | 55261F104 | Stock | 2,960 | $330,780 | dollars, detected | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,205 | $330,596 | dollars, detected | |
| AMERICAN SMALL-CAP WORLD FUND CLASS F2 | 831681820 | Mutual Fund | 7,468 | $329,246 | dollars, detected | |
| EATON VANCE DIV INC C | 277923843 | MUTUAL | 43,855 | $328,476 | dollars, detected | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 5,283 | $326,856 | dollars, detected | |
| CA INC COM | 12673P105 | COM | 11,406 | $326,440 | dollars, detected | |
| HANCOCK JHN GLBL OPPT | 41013P764 | MUTUAL | 24,828 | $325,498 | dollars, detected | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 12,110 | $323,700 | dollars, detected | |
| FOOT LOCKER INC | 344849104 | COM | 9,190 | $322,840 | dollars, detected | |
| TRUST SNOW CAP OPP CL | 89833W402 | MUTUAL | 12,449 | $322,688 | dollars, detected | |
| XYLEM INC COM | 98419M100 | Stock | 11,974 | $322,588 | dollars, detected | |
| COMMERCIAL NATL FINL | 202217105 | COMMON | 15,000 | $322,500 | dollars, detected | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,609 | $321,183 | dollars, detected | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 14,963 | $320,507 | dollars, detected | |
| ACETO | 4446100 | COM | 23,000 | $320,390 | dollars, detected | The CUSIP as filed is malformed. |
| GATEWAY Y | 367829884 | EQUITY FUNDS | 11,400 | $317,954 | dollars, detected | |
| Dimeco Inc | 25432W104 | Com | 7,701 | $314,037 | dollars, detected | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 13,000 | $313,950 | dollars, detected | |
| VAN ECK GLOBAL HARD ASSETS-Y | 921075362 | COMMON | 7,469 | $312,730 | dollars, detected | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 5,205 | $310,530 | dollars, detected | |
| SUNTRUST BANKS INC | 867914103 | COM | 9,830 | $310,333 | dollars, detected | |
| GLADSTONE CAP CORP PF | 376535209 | PREFERR | 12,200 | $308,294 | dollars, detected | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 11,540 | $308,118 | dollars, detected | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 24,443 | $307,250 | dollars, detected | |
| TOUCHSTONE STRATEGIC | 89154X633 | MUTUAL | 10,547 | $307,242 | dollars, detected | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,766 | $305,194 | dollars, detected | |
| VANGUARD CONVERTIBLE | 922023106 | CONVERT | 22,179 | $302,306 | dollars, detected | |
| JPMORGAN TR I US LARGE SEL | 4812A2389 | mf | 11,824 | $301,747 | dollars, detected | |
| STERLNG SPL OPPTYS IN | 85917L742 | MUTUAL | 14,647 | $301,580 | dollars, detected | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,020 | $301,259 | dollars, detected | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 8,600 | $299,968 | dollars, detected | |
| LORD ABBTT FNDMNTL EQ | 543915565 | MUTUAL | 19,457 | $299,048 | dollars, detected | |
| ARTISAN INTERNATIONAL INVESTOR | 04314H204 | NTF EQUITY FUNDS | 11,460 | $298,654 | dollars, detected | |
| ASTON OPTIMUM MID CAP | 00078H158 | MUTUAL | 7,190 | $297,971 | dollars, detected | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 12,667 | $297,552 | dollars, detected | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 12,072 | $296,971 | dollars, detected | |
| JPM CHASE CAPITAL XXIX 6.7% $1.675 PFD | 48125E207 | PREFERRED | 11,700 | $296,712 | dollars, detected | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 11,100 | $296,481 | dollars, detected | |
| KEELEY SMALL CAP VALU | 487300808 | MUTUAL | 8,910 | $295,085 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 8,299 | $289,220 | dollars, detected | |
| LEGG GLBL ASSET MGMT | 524686573 | MUTUAL | 4,977 | $288,410 | dollars, detected | |
| PALL CORP | 696429307 | COM | 4,310 | $286,325 | dollars, detected | |
| RAYMOND JAMES FINANCIAL INC SR NT 6.9 PFD | 754730208 | PREFERRED | 10,800 | $285,876 | dollars, detected | |
| HOLLYFRONTIER CORP | 436106108 | COM | 6,680 | $285,770 | dollars, detected | |
| MAKO SURGICAL CORP | 560879108 | COM | 23,659 | $285,091 | dollars, detected | |
| THORN DEV WRLD I | 885216606 | MUTUAL | 16,495 | $284,873 | dollars, detected | |
| MATTHEWS ASIA DIVIDEND FUND | 577125107 | COMMON | 18,893 | $284,334 | dollars, detected | |
| PIONEER GROWTH FUND C | 723695409 | MUTUAL | 19,310 | $283,466 | dollars, detected | |
| APOLLO INVT CORP | 03761U106 | COM | 36,589 | $283,196 | dollars, detected | |
| Penn RealEstate 7.375%CUM Perp | 709102503 | PFD | 10,950 | $281,415 | dollars, detected | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,683 | $280,309 | dollars, detected | |
| Lincoln National Corporat | 524901105 | COM | 9,037 | $280,242 | dollars, detected | |
| NATIXIS US EQUITY OPPORTUNITIES Y | 63872R848 | COM | 8,684 | $280,218 | dollars, detected | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 7,300 | $278,787 | dollars, detected | |
| NATIXIS ASG GLOBAL IN | 63872T885 | MUTUAL | 24,650 | $277,801 | dollars, detected | |
| GOLDCORP INC NEW | 380956409 | COM | 11,204 | $277,063 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 7,567 | $276,266 | dollars, detected | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 10,108 | $275,948 | dollars, detected | |
| TIMKEN CO | 887389104 | COM | 4,900 | $275,772 | dollars, detected | |
| MAIN STR CAP CORP | 56035L104 | COM | 9,955 | $275,654 | dollars, detected | |
| UNDER ARMOUR INC | 904311107 | CL A | 4,600 | $274,666 | dollars, detected | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 10,445 | $274,495 | dollars, detected | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 7,800 | $274,248 | dollars, detected | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 4,151 | $273,468 | dollars, detected | |
| VIRTUS INSIGHT TR | 92828T889 | VIRTUS EMRG FD I | 27,973 | $273,294 | dollars, detected | |
| WESTPORT SMCAP FD | 961323201 | MUTUAL | 12,536 | $272,662 | dollars, detected | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 9,450 | $271,215 | dollars, detected | |
| US BANCORP | 902973155 | Common Stock | 12,762 | $270,172 | dollars, detected | |
| ALGER SPECTRA FD CLAS | 15566300 | MUTUAL | 17,688 | $269,213 | dollars, detected | The CUSIP as filed is malformed. |
| NISOURCE INC COM | 65473P105 | Stock | 9,379 | $268,615 | dollars, detected | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 5,069 | $268,251 | dollars, detected | |
| HRTFRD MUT CAP APPREC | 416649408 | MUTUAL | 15,498 | $268,124 | dollars, detected | |
| VANGUARD WNDSR AD II | 922018304 | Mutual Funds | 4,515 | $267,362 | dollars, detected | |
| ROGERS SUGAR INC | 77519R102 | COMMON | 46,125 | $266,501 | dollars, detected | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,293 | $264,663 | dollars, detected | |
| NUTRI SYS INC NEW | 67069D108 | COM | 22,335 | $263,106 | dollars, detected | |
| WP CAREY INC COM | 92936U109 | REIT | 3,973 | $262,893 | dollars, detected | |
| CONSOL ENERGY INC | 20854P109 | COM | 9,700 | $262,870 | dollars, detected | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,961 | $258,636 | dollars, detected | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 10,550 | $258,370 | dollars, detected | |
| GAS NAT INC | 367204104 | COM | 25,040 | $257,917 | dollars, detected | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 9,383 | $257,188 | dollars, detected | |
| T ROWE PRICE SMALL-CAP STOCK | 779572106 | ETF | 6,506 | $256,225 | dollars, detected | |
| DWS DREMAN INTL VAL F | 23337R627 | MUTUAL | 29,113 | $255,324 | dollars, detected | |
| TICC CAPITAL CORP | 87244T109 | COM | 26,491 | $254,843 | dollars, detected | |
| Nextera Energy, Inc. | 65339F887 | PFD | 4,550 | $254,027 | dollars, detected | |
| TRIANGLE CAP 6.375% E | 895848307 | PREFERR | 10,000 | $252,500 | dollars, detected | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 32,000 | $251,840 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,535 | $251,174 | dollars, detected | |
| SOUND SHORE FD INC | 836083105 | MUTUAL FUNDS | 6,071 | $250,623 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,521 | $250,525 | dollars, detected | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,823 | $250,314 | dollars, detected | |
| SEMPRA COM | 816851109 | Stock | 3,053 | $249,613 | dollars, detected | |
| VALE S A | 91912E105 | SPONSORED ADS | 18,968 | $249,429 | dollars, detected | |
| Regions Financial 6.375% Cl 12 | 7591ep308 | PFD | 10,156 | $248,822 | dollars, detected | |
| Fidelity Adv Biotech Inst | 315918466 | MF | 16,065 | $247,879 | dollars, detected | |
| UNITIL CORP COM | 913259107 | Stock | 8,568 | $247,444 | dollars, detected | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,725 | $246,819 | dollars, detected | |
| Hercules Tech Growth Capital, | 427096888 | NOTE 6.000% 4/1 | 9,600 | $246,719 | dollars, detected | |
| YAMANA GOLD INC | 98462Y100 | COM | 25,850 | $245,834 | dollars, detected | |
| DAVITA INC COM | 23918K108 | Stock | 2,030 | $245,224 | dollars, detected | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,838 | $244,095 | dollars, detected | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 7,407 | $244,061 | dollars, detected | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 71,027 | $243,623 | dollars, detected | |
| METLIFE INC | 59156R504 | Common Stock | 9,950 | $241,984 | dollars, detected | |
| TEMPLETON FRONTIER MARKETS FUN | 88019R641 | COM | 14,472 | $239,949 | dollars, detected | |
| RS INVT TR GLB NAT RE | 74972H648 | MUTUAL | 6,612 | $239,486 | dollars, detected | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 7,900 | $238,501 | dollars, detected | |
| GLDMN SCHS TR CAP GRT | 38142B146 | MUTUAL | 8,356 | $236,906 | dollars, detected | |
| McGraw Hill Finl Inc | 66537X555 | COM | 25,680 | $236,511 | dollars, detected | |
| FIDELITY GROWTH FD | 316200104 | MFD | 2,242 | $235,516 | dollars, detected | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,426 | $235,469 | dollars, detected | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 5,897 | $235,290 | dollars, detected | |
| HENDERSON EUROPEAN FC | 425067642 | MUTUAL | 8,772 | $235,187 | dollars, detected | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 10,550 | $234,105 | dollars, detected | |
| FIDELITY ADVISOR INDUSTRIALS I | 315918854 | EQUITY FUNDS | 6,942 | $234,074 | dollars, detected | |
| JANUS HENDERSON (FORTY I) | 47103A658 | SHS | 5,616 | $233,962 | dollars, detected | |
| CBS CORP NEW | 124857202 | CL B | 4,785 | $233,843 | dollars, detected | |
| HARBOR CAPITAL APPRECIATION FUN | 411511504 | SHS | 4,990 | $232,201 | dollars, detected | |
| COLUMBIA ACORN INTERNATIONAL FUND | 197199813 | COMMON | 5,403 | $231,012 | dollars, detected | |
| COHEN & STEERS REALTY SHARES FUND CLASS L | 192476109 | OPEN END TAXABLE NO LOAD FUND | 3,415 | $230,855 | dollars, detected | |
| ST JUDE MED INC | 790849103 | COM | 5,050 | $230,432 | dollars, detected | |
| DWS BALANCED FUND CL | 23336W502 | MUTUAL | 23,840 | $229,814 | dollars, detected | |
| DIRECTV | 25490A309 | COM | 3,709 | $228,623 | dollars, detected | |
| OLD REP INTL CORP COM | 680223104 | Stock | 17,738 | $228,291 | dollars, detected | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 9,150 | $228,109 | dollars, detected | |
| LOOMIS CAP INCM Y | 63872T521 | MUTUAL | 19,539 | $228,020 | dollars, detected | |
| VSE CORP COM | 918284100 | Stock | 5,540 | $227,528 | dollars, detected | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,400 | $227,045 | dollars, detected | |
| THE YACKTMAN FOCUSED FUND | 561709445 | COMMON | 9,430 | $225,656 | dollars, detected | |
| COMPUGEN LTD | M25722105 | ORD | 41,242 | $223,944 | dollars, detected | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 6,131 | $223,904 | dollars, detected | |
| DWS INTL EUROPE EQUIT | 23337R874 | MUTUAL | 8,744 | $223,755 | dollars, detected | |
| CALAMOS INVT TR NEW MKT NEUTRA | 128119880 | COM | 17,734 | $223,623 | dollars, detected | |
| HENDERSON GLOBAL TECH | 425067626 | MUTUAL | 10,113 | $223,287 | dollars, detected | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 7,570 | $222,709 | dollars, detected | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 8,275 | $222,515 | dollars, detected | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,550 | $222,372 | dollars, detected | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 8,575 | $222,345 | dollars, detected | |
| AGL RES INC | 1204106 | COMMON | 5,184 | $222,186 | dollars, detected | The CUSIP as filed is malformed. |
| LOEWS CORP COM | 540424108 | Stock | 5,000 | $222,000 | dollars, detected | |
| CAMECO CORP COM | 13321L108 | Stock | 10,679 | $220,628 | dollars, detected | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 5,054 | $220,203 | dollars, detected | |
| STIFEL FINL CORP | 860630102 | COM | 6,150 | $219,371 | dollars, detected | |
| FRANKLIN UTILITIES ADV | 353496854 | MFA | 14,751 | $219,051 | dollars, detected | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,760 | $218,579 | dollars, detected | |
| NETSUITE INC | 64118Q107 | COM | 2,380 | $218,341 | dollars, detected | |
| CALVERT MODERATE ALLC | 131618738 | MUTUAL | 12,042 | $218,327 | dollars, detected | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 6,819 | $217,935 | dollars, detected | |
| SENTINEL CONSERV STRA | 817270325 | MUTUAL | 16,775 | $217,904 | dollars, detected | |
| PRAXAIR INC | 74005P104 | COM | 1,887 | $217,307 | dollars, detected | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 7,217 | $215,712 | dollars, detected | |
| Bayer AG Spons ADR | 072730302 | COM | 2,019 | $215,367 | dollars, detected | |
| TREX CO INC | 89531P105 | COM | 4,500 | $213,705 | dollars, detected | |
| TOUCHSTONE MID CAP GR | 89154X534 | MUTUAL | 8,849 | $213,626 | dollars, detected | |
| AMEDISYS INC. | 23436108 | COM | 18,404 | $213,560 | dollars, detected | The CUSIP as filed is malformed. |
| Accenture Plc Class A | G1151C101 | COM | 2,965 | $213,361 | dollars, detected | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,241 | $213,191 | dollars, detected | |
| ROYCE FD LOW PRICD IN | 780905246 | MUTUAL | 15,578 | $212,948 | dollars, detected | |
| HARVEST CAP CR CORP | 41753F109 | COM | 14,100 | $212,769 | dollars, detected | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 5,652 | $211,102 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 4,388 | $210,608 | dollars, detected | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,390 | $210,248 | dollars, detected | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 11,400 | $209,760 | dollars, detected | |
| LAM RESEARCH CORP | 512807108 | COM | 4,725 | $209,507 | dollars, detected | |
| TIFFANY & CO NEW | 886547108 | COM | 2,850 | $207,594 | dollars, detected | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 7,680 | $207,134 | dollars, detected | |
| PDC ENERGY INC | 69327R101 | COM | 4,000 | $205,920 | dollars, detected | |
| MERGER FUND SBI | 589509108 | MUTUAL | 12,944 | $205,546 | dollars, detected | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6,956 | $205,129 | dollars, detected | |
| ING GLOBAL REAL ESTAT | 44980Q179 | MUTUAL | 11,299 | $204,970 | dollars, detected | |
| RS INVT TR EMERGING Y | 74972H689 | MUTUAL | 3,536 | $204,890 | dollars, detected | |
| FRANKLIN REAL RTRN AD | 353612716 | MUTUAL | 19,161 | $204,829 | dollars, detected | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 20,124 | $204,460 | dollars, detected | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,607 | $204,206 | dollars, detected | |
| NATIXIS LOOMIS SAYLES | 63872T620 | MUTUAL | 20,358 | $203,987 | dollars, detected | |
| New Economy Fund Cl F2 | 643822828 | ETF | 6,251 | $203,791 | dollars, detected | |
| FEDERATED EQUITY INCOME FUND | 313915506 | COM | 9,408 | $202,748 | dollars, detected | |
| DAVIS TR FINL CORP | 239122104 | COMMON | 900 | $202,500 | dollars, detected | |
| Micron Technology,Inc. | 595112103 | COM | 14,118 | $202,311 | dollars, detected | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,750 | $202,113 | dollars, detected | |
| SUNTRUST BANKS 5.875% SERIES E | 867914889 | PREFERR | 8,500 | $201,960 | dollars, detected | |
| FUNDVANTGE EIC VALU I | 360873277 | MUTUAL | 16,629 | $201,051 | dollars, detected | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 3,539 | $200,555 | dollars, detected | |
| JANUS GLBL SELECT CL | 47103C522 | MUTUAL | 18,741 | $200,528 | dollars, detected | |
| JPMORGAN EQUITY INCOME I | 4812C0498 | EQUITY FUNDS | 16,707 | $196,646 | dollars, detected | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,208 | $195,941 | dollars, detected | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 13,244 | $194,157 | dollars, detected | |
| CITIZENS FINL CORP W | 17461K101 | COMMON | 26,200 | $193,880 | dollars, detected | |
| COLUMBIA DIVIDEND INCOME FUND INSTITUTIONAL CLASS | 19765N245 | Mutual Fund | 11,500 | $193,309 | dollars, detected | |
| AIM BALANCED RISK ALL | 00141V697 | MUTUAL | 15,840 | $192,293 | dollars, detected | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10,107 | $189,102 | dollars, detected | |
| JH GLBL SHAREHLDR YLD | 47803U509 | MUTUAL | 17,081 | $183,446 | dollars, detected | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 17,700 | $180,363 | dollars, detected | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 10,600 | $178,292 | dollars, detected | |
| ENERPLUS CORP | 292766102 | COM | 12,039 | $178,054 | dollars, detected | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 16,805 | $177,796 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,226 | $177,361 | dollars, detected | |
| ALLIANZ SE SP ADR 1/10 SH | 18805101 | COM | 12,101 | $176,796 | dollars, detected | The CUSIP as filed is malformed. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 83,750 | $176,713 | dollars, detected | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 10,850 | $176,313 | dollars, detected | |
| PIMCO COMMONREALRETUR | 72201M842 | MUTUAL | 31,941 | $176,312 | dollars, detected | |
| AQR MANAGD FUTURE STR | 00203H859 | MUTUAL | 17,123 | $173,113 | dollars, detected | |
| OPPNHMR GOLD&SPL MINL | 683910509 | MUTUAL | 10,533 | $172,528 | dollars, detected | |
| BERWYN FDS INCOME FD | 086233202 | MUTUAL | 12,105 | $165,961 | dollars, detected | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 12,800 | $162,176 | dollars, detected | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 47,840 | $160,264 | dollars, detected | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,825 | $158,905 | dollars, detected | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 10,935 | $155,714 | dollars, detected | |
| SUTRON CORP | 869380105 | COM | 27,179 | $154,920 | dollars, detected | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,695 | $154,374 | dollars, detected | |
| CALAMOS GLBL CONV FD | 128119609 | MUTUAL | 13,901 | $152,908 | dollars, detected | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,500 | $152,835 | dollars, detected | |
| BUFFALO BALANCED FD | 119428100 | MUTUAL | 11,199 | $151,970 | dollars, detected | |
| FUNDVANTAGE TR LATEEF | 360873301 | MUTUAL | 11,916 | $151,576 | dollars, detected | |
| LEGG MASON MGMT OPP I | 52470B305 | MUTUAL | 10,151 | $145,356 | dollars, detected | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 11,000 | $141,350 | dollars, detected | |
| AMER INCOME FD INSTL | 28837763 | MUTUAL | 11,605 | $139,839 | dollars, detected | The CUSIP as filed is malformed. |
| EATON VANCE TAX-MANAG | 277923306 | MUTUAL | 13,604 | $139,445 | dollars, detected | |
| TIVO INC | 888706108 | COM | 12,276 | $135,650 | dollars, detected | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 16,900 | $129,116 | dollars, detected | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 10,398 | $128,414 | dollars, detected | |
| WF PREMIER LRG GRW IN | 94984B454 | MUTUAL | 10,567 | $125,432 | dollars, detected | |
| PIMCO FOREIGN BD FD P | 72201M784 | MUTUAL | 11,858 | $124,631 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 17,330 | $123,043 | dollars, detected | |
| AQR FDS DIVRSFD ARBTR | 00203H602 | MUTUAL | 10,758 | $120,276 | dollars, detected | |
| AIM VK EQTY & INCM FD | 00142J446 | MUTUAL | 11,637 | $119,517 | dollars, detected | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 12,445 | $117,605 | dollars, detected | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 24,100 | $114,716 | dollars, detected | |
| ROYCE GLBL DIV VALUE | 780811816 | MUTUAL | 11,117 | $113,839 | dollars, detected | |
| TEMPLETON FDS INC FRG | 880196506 | MUTUAL | 16,151 | $113,700 | dollars, detected | |
| Goldman Sachs TR Abs Rtntrakr I | 38145N220 | Com | 12,035 | $111,326 | dollars, detected | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 21,842 | $107,681 | dollars, detected | |
| HECLA MNG CO | 422704106 | COM | 35,493 | $105,769 | dollars, detected | |
| AMERICAN CENTURY EQUI | 025076100 | MUTUAL | 12,065 | $104,362 | dollars, detected | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 23,192 | $101,349 | dollars, detected | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,375 | $98,306 | dollars, detected | |
| DETOUR GOLD CORP F | 250669108 | COM | 12,020 | $94,413 | dollars, detected | |
| FEDERATED HERMES EQUITY FUNDS | 314172644 | MF | 15,993 | $92,119 | dollars, detected | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,250 | $85,163 | dollars, detected | |
| Adept Tech | 6854202 | COM | 20,913 | $81,352 | dollars, detected | The CUSIP as filed is malformed. |
| DYNAMICS RESEARCH CORP | 268057106 | COM | 13,000 | $72,410 | dollars, detected | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 18,800 | $68,620 | dollars, detected | |
| ARTIVION INC | 228903100 | COM | 10,500 | $65,730 | dollars, detected | |
| EMULEX CORP | 292475209 | COM NEW | 10,000 | $65,200 | dollars, detected | |
| FEDERTD EQ PRD BEAR I | 314172339 | MUTUAL | 19,920 | $63,347 | dollars, detected | |
| RITEAID CORP | 767754104 | COM | 21,300 | $60,918 | dollars, detected | |
| CERUS CORP | 157085101 | COM | 13,500 | $59,670 | dollars, detected | |
| DWS EHN CMMDTY STRAT | 23337G258 | MUTUAL | 19,105 | $57,696 | dollars, detected | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,700 | $56,581 | dollars, detected | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 10,000 | $56,000 | dollars, detected | |
| TEMPLTN GLB TMP INCM | 88019R765 | MUTUAL | 17,403 | $50,992 | dollars, detected | |
| ASIA ENTN & RESOURCES LTD | G0539K108 | COMMON STOCK | 11,000 | $46,200 | dollars, detected | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 19,000 | $41,800 | dollars, detected | |
| STRATEGIC DIAGNOSTICS INC | 862700101 | COM | 34,800 | $31,344 | dollars, detected | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 13,500 | $31,050 | dollars, detected | |
| Argex Titanium Inc | 04014T102 | Common Stock | 24,500 | $24,613 | dollars, detected | |
| GERON CORP | 374163103 | COM | 16,400 | $24,600 | dollars, detected | |
| APPLIED MINERALS INC COM | 03823M100 | CS | 20,500 | $24,395 | dollars, detected | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 33,100 | $19,397 | dollars, detected | |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 10,000 | $10,500 | dollars, detected | |
| OGX PETROLEO E GAS PARTICIPACOES S.A. | 670849108 | COMMON | 24,750 | $9,331 | dollars, detected | |
| PHILEX MINING CORP PX | Y68991135 | COMMON | 35,072 | $8,098 | dollars, detected | |
| U S GEOTHERMAL INC | 90338S102 | COM | 12,000 | $4,200 | dollars, detected | |
| CEL-SCI CORP | 150837409 | COM NEW | 10,600 | $2,259 | dollars, detected | |
| COASTAL CARIBBEAN OILXXX & MINERALS LTD | 190432203 | COM | 59,851 | $1,736 | dollars, detected | |
| ALLIN CORP | 19924109 | COMMON | 15,000 | $1,500 | dollars, detected | The CUSIP as filed is malformed. |
| CORNERWORLD CORP | 219234101 | COMMON | 50,000 | $850 | dollars, detected | |
| DEFENTECT GROUP INC | 244639100 | COMMON | 133,300 | $826 | dollars, detected | |
| LEGEND INTERNATIONAL | 52467C100 | COMMON | 10,000 | $600 | dollars, detected | |
| CHASE PACKAGING CORP | 161635107 | COMMON | 20,000 | $600 | dollars, detected | |
| REPUBLIC RESOURCES IN | 76074P105 | COMMON | 50,000 | $5 | dollars, detected | |
| MEDICAL CARE TECHS IN | 584507107 | COMMON | 10,000 | $1 | dollars, detected | |
| MODERN TECH CORP NEW | 607697307 | COMMON | 1,000,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| QUINNIPIAC BK & TR CO | 748745106 | COMMON | 15,699 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| EKWAN-X INCORPORATED | 28264Y107 | COMMON | 20,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-13-000009 | this filing | 2013-08-13 | acceptance time not in the bulk data set |