13F-HR filed by Castle Creek Arbitrage, LLC
Castle Creek Arbitrage, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-20, with 185 holding rows worth $1,303,797,000.
- Accession
- 0001326638-20-000008
- Filer
- CIK 1326638
- Filed
- 2020-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 185 entries on the cover page, a total value of $1,303,797,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,303,797,000 with VALUE read as thousands by filing date, 13F file number 028-11853. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 39,961,000 | $261,333,000 | thousands by filing date | principal |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 36,090,000 | $125,681,000 | thousands by filing date | principal |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 16,000,000 | $113,220,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 37,097,000 | $93,662,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 23,500,000 | $60,024,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 24,400,000 | $52,673,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 20,681,000 | $31,416,000 | thousands by filing date | principal |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 2,800,000 | $27,888,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 2,000,418 | $19,574,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 1,752,058 | $17,345,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 1,600,000 | $16,048,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 10,785,000 | $15,693,000 | thousands by filing date | principal |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 1,500,198 | $14,627,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 9,918,000 | $14,446,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 4,500,000 | $11,523,000 | thousands by filing date | principal |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 1,116,749 | $11,123,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 1,034,436 | $11,043,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 1,087,963 | $10,858,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 1,035,000 | $10,692,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 1,049,398 | $10,494,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,500,000 | $10,368,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 11,000,000 | $10,192,000 | thousands by filing date | principal |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 9,680,000 | $9,994,000 | thousands by filing date | principal |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 8,984,000 | $9,721,000 | thousands by filing date | principal |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 879,245 | $9,118,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 911,500 | $9,010,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 867,699 | $8,625,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 850,000 | $8,577,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 805,512 | $8,087,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 5,500,000 | $7,926,000 | thousands by filing date | principal |
| TUSCAN HLDGS CORP | 90069K104 | COM | 772,904 | $7,868,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 751,100 | $7,853,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 5,201,000 | $7,779,000 | thousands by filing date | principal |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 747,533 | $7,445,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 710,496 | $6,974,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675108 | COM | 700,524 | $6,970,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 5,500,000 | $6,736,000 | thousands by filing date | principal |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 6,000,000 | $5,862,000 | thousands by filing date | principal |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 574,636 | $5,847,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,175,000 | $5,829,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 4,486,000 | $5,814,000 | thousands by filing date | principal |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 575,000 | $5,721,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 550,000 | $5,643,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 2,600,000 | $5,317,000 | thousands by filing date | principal |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 500,000 | $5,218,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 3,537,000 | $5,190,000 | thousands by filing date | principal |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 518,080 | $5,165,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 4,000,000 | $5,158,000 | thousands by filing date | principal |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 495,346 | $5,072,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 500,000 | $5,065,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 500,000 | $4,998,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 500,000 | $4,885,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 475,000 | $4,703,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 463,036 | $4,640,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 450,000 | $4,523,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 436,569 | $4,501,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 450,000 | $4,496,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 449,956 | $4,468,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102100 | CL A | 393,474 | $4,405,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 5,004,000 | $4,055,000 | thousands by filing date | principal |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 400,200 | $4,046,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 397,400 | $4,042,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 4,254,000 | $3,977,000 | thousands by filing date | principal |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 385,208 | $3,937,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 353,500 | $3,712,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 4,208,000 | $3,448,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 3,583,000 | $3,439,000 | thousands by filing date | principal |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 329,845 | $3,302,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 308,096 | $3,136,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 303,467 | $3,129,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 300,000 | $3,060,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 300,000 | $3,018,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 271,498 | $2,817,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 275,000 | $2,745,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 250,000 | $2,531,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 255,000 | $2,507,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 247,500 | $2,495,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 249,998 | $2,457,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 2,200,000 | $2,274,000 | thousands by filing date | principal |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 178,069 | $2,103,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 32,600 | $2,060,000 | thousands by filing date | call |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 200,000 | $2,035,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 200,000 | $2,024,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 197,569 | $1,974,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 199,998 | $1,968,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 192,740 | $1,962,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 2,000,000 | $1,940,000 | thousands by filing date | principal |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 186,434 | $1,931,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 195,000 | $1,916,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 1,176,566 | $1,541,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISTION CO | G31655122 | COM CL A | 147,156 | $1,538,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155117 | *W EXP 07/28/202 | 1,017,329 | $1,506,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 151,487 | $1,481,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 139,562 | $1,396,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 120,410 | $1,382,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 115,560 | $1,358,000 | thousands by filing date | |
| NOVUS CAP CORP WT EXP 063027 | 67012U116 | Stock | 478,153 | $1,332,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 125,000 | $1,285,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 122,736 | $1,269,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413209 | UNIT 07/16/2025 | 103,261 | $1,091,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,039,000 | $924,000 | thousands by filing date | principal |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 75,847 | $779,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 425,731 | $766,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 666,806 | $628,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 627,614 | $615,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 337,016 | $607,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 750,099 | $600,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675116 | *W EXP 01/28/202 | 525,393 | $541,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 50,000 | $514,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 41,100 | $512,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 287,318 | $500,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 206,247 | $476,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 289,233 | $466,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 40,415 | $462,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 877,904 | $446,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 40,000 | $410,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 582,736 | $388,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 285,457 | $383,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 31,940 | $368,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 77,666 | $364,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 437,089 | $356,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 585,000 | $304,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102118 | *W EXP 07/07/202 | 131,158 | $302,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 30,000 | $300,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 28,400 | $288,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP INC | 83406B119 | *W EXP 10/01/202 | 300,000 | $285,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 185,000 | $281,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 198,700 | $271,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 25,001 | $263,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 417,086 | $258,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 25,000 | $251,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 245,165 | $238,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 287,500 | $234,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 10,000 | $222,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 14,949 | $221,000 | thousands by filing date | principal |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 20,055 | $217,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 66,666 | $195,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 17,305 | $193,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253111 | *W EXP 02/21/202 | 62,900 | $189,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 110,193 | $183,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 300,000 | $165,000 | thousands by filing date | |
| UTZ BRANDS INC | 918090119 | W EXP 08/28/202 | 25,000 | $162,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 400,000 | $158,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 348,500 | $157,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 150,000 | $156,000 | thousands by filing date | principal |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 10,000 | $156,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 250,000 | $151,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 10,000 | $144,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 224,999 | $143,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 127,500 | $137,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 300,000 | $134,000 | thousands by filing date | principal |
| LIVE OAK ACQUISITION CORP | 53804F111 | *W EXP 05/08/202 | 125,001 | $123,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 500,000 | $118,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 97,500 | $111,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 124,999 | $99,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 203,000 | $99,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 296,500 | $98,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISTION CO | G31655106 | *W EXP 06/09/202 | 49,052 | $89,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 24,600 | $85,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 29,500 | $77,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 66,666 | $72,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 149,850 | $67,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 31,581 | $66,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 37,500 | $64,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 120,635 | $61,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 16,166 | $60,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 93,747 | $59,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 68,504 | $58,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 24,214 | $55,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 47,499 | $52,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 182,301 | $51,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 50,000 | $50,000 | thousands by filing date | principal |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 53,578 | $46,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 24,700 | $44,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 89,881 | $43,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 16,666 | $35,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 47,519 | $33,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 151,487 | $31,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W129 | *W EXP 03/30/202 | 151,487 | $27,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 91,312 | $26,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 50,000 | $25,000 | thousands by filing date | principal |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 400,000 | $24,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 15,000 | $22,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 20,476 | $12,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 91,380 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001326638-20-000008 | this filing | 2020-10-20 | acceptance time not in the bulk data set |