13F-HR filed by First Eagle Investment Management, LLC
First Eagle Investment Management, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 339 holding rows worth $40,292,354,000.
- Accession
- 0001325447-14-000056
- Filer
- CIK 1325447
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 357 entries on the cover page, a total value of $40,292,354,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $40,292,354,000 with VALUE read as thousands by filing date, 13F file number 028-11953. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerIRIDIAN ASSET MANAGEMENT LLC/CT028-06008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 36,286,262 | $1,682,231,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 40,329,834 | $1,404,285,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 33,943,676 | $1,299,364,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 23,127,048 | $1,237,297,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 32,579,468 | $1,103,792,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 27,718,354 | $1,073,532,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 25,835,687 | $1,003,850,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 34,616,945 | $930,503,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 12,461,573 | $879,662,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 11,329,924 | $862,207,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,004,623 | $850,735,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 33,896,891 | $780,645,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3,773 | $780,634,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 21,300,302 | $736,138,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 10,359,701 | $713,369,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,895,427 | $691,166,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,033,281 | $663,185,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,789,701 | $596,068,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,112,497 | $553,110,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 14,671,439 | $545,924,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 12,264,657 | $544,428,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 12,886,282 | $540,193,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,584,472 | $529,464,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 18,121,075 | $524,213,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,752,420 | $503,087,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,638,141 | $486,823,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 14,762,657 | $470,338,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 3,892,825 | $465,660,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 9,815,755 | $461,831,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,542,171 | $456,728,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,771,322 | $438,265,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 32,064,232 | $384,771,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 2,930,606 | $374,063,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 8,862,774 | $345,737,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 5,980,359 | $328,920,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,809,096 | $325,475,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,816,083 | $314,105,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,170,056 | $313,630,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,090,143 | $313,464,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 8,176,202 | $310,287,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 21,135,354 | $309,844,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,354,285 | $305,038,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 91,120,418 | $300,697,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,873,794 | $293,549,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,554,029 | $291,395,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,341,500 | $285,466,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 6,479,570 | $268,254,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,109,764 | $258,359,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 62,746,482 | $244,711,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 35,651,203 | $240,646,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,413,305 | $236,597,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,057,613 | $225,663,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,264,100 | $225,657,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,171,122 | $223,628,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 524,765 | $219,430,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,968,994 | $218,263,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,238,932 | $215,273,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,907,868 | $214,950,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 29,569,294 | $212,758,000 | thousands by filing date | |
| 38259p508 | COM | 345,235 | $203,140,000 | thousands by filing date | ||
| Walmart Inc. | 931142103 | COM | 2,609,915 | $199,580,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 345,138 | $199,269,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 6,393,488 | $194,426,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,455,061 | $186,642,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 5,852,771 | $181,494,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 740,675 | $178,710,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,651,622 | $176,046,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 8,688,791 | $174,732,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,084,519 | $170,543,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 4,682,100 | $166,074,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,475,231 | $164,636,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 3,561,396 | $158,162,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 6,849,280 | $157,876,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,695,117 | $156,488,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2,715,520 | $155,518,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,909,500 | $155,166,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,817,900 | $147,050,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,656,975 | $142,892,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 5,684,945 | $142,067,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,355,953 | $137,792,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,931,015 | $137,114,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,240,200 | $134,760,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,010,802 | $132,617,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 4,180,914 | $130,194,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,340,189 | $122,949,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 1,246,100 | $122,055,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,173,690 | $119,314,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,781,457 | $117,273,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 1,790,484 | $110,920,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 5,690,766 | $108,125,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 3,335,075 | $107,223,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 2,291,975 | $103,024,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,326,710 | $102,077,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 714,178 | $100,313,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 829,770 | $94,436,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,156,280 | $94,017,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,537,673 | $82,957,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,174,162 | $80,335,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,226,930 | $77,640,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,815,920 | $77,177,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,420,580 | $76,356,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 998,522 | $75,468,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,465,410 | $73,857,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1,702,564 | $73,142,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 141,050 | $71,888,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,060,168 | $71,657,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 997,056 | $71,559,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 1,104,602 | $68,839,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 851,050 | $67,224,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,129,300 | $64,348,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,083,826 | $64,249,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 2,790,929 | $61,484,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,360,050 | $59,922,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,426,919 | $59,346,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 912,534 | $59,260,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,494,036 | $55,503,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,472,900 | $53,245,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 2,609,390 | $53,106,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 844,500 | $52,579,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 1,446,944 | $51,555,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,550,536 | $50,920,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,342,021 | $50,728,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 981,333 | $48,170,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 644,215 | $48,123,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 635,455 | $47,303,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 573,800 | $47,201,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,103,510 | $46,943,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,025,555 | $45,494,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 6,443,257 | $43,442,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 3,476,306 | $43,210,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 211,015 | $41,564,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,762,702 | $40,648,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 583,990 | $38,613,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 873,250 | $37,986,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 3,854,730 | $36,967,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 809,603 | $36,829,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,680,171 | $36,308,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 949,876 | $35,411,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 262,080 | $33,717,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,640,480 | $33,128,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 6,359,731 | $32,202,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 4,189,522 | $31,421,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 153,770 | $30,296,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,369,555 | $29,048,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 348,580 | $29,026,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 291,150 | $28,314,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 214,000 | $27,606,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 19,568,451 | $27,592,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 1,593,620 | $27,235,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,257,619 | $26,938,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 3,663,459 | $24,435,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 383,975 | $21,960,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 6,313,549 | $21,466,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 854,000 | $19,830,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 5,050,837 | $19,749,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 297,400 | $19,611,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 245,100 | $18,738,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 698,120 | $16,699,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 604,352 | $15,828,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 10,707,142 | $15,739,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 2,169,354 | $15,706,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 312,782 | $14,698,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 790,364 | $14,685,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 429,537 | $11,649,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 210,000 | $11,162,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,784,222 | $10,707,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 281,314 | $10,653,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 455,330 | $10,495,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 121,506 | $9,089,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 196,250 | $8,743,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 70,846 | $8,735,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,991,219 | $8,281,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 196,148 | $8,045,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 591,001 | $7,854,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 80,000 | $7,716,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 267,925 | $7,432,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 156,391 | $7,379,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 495,000 | $7,336,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 334,285 | $6,987,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 2,730,000 | $6,523,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 11,760 | $6,007,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 440,098 | $5,985,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 75,000 | $5,793,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 536,380 | $5,785,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 111,000 | $5,772,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 100,000 | $5,244,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 114,805 | $5,235,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,071,100 | $5,213,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,054,453 | $4,438,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,198,124 | $4,396,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 512,254 | $4,364,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 135,661 | $4,011,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,091,700 | $3,941,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 15,000 | $3,886,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 553,108 | $3,811,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 30,000 | $3,805,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 200,000 | $3,708,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 430,000 | $3,470,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 40,000 | $3,378,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 352,000 | $3,242,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 250,000 | $3,240,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 2,843,599 | $3,185,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 25,260 | $3,117,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 50,000 | $2,996,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 45,943 | $2,768,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 1,746,591 | $2,707,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 73,355 | $2,427,000 | thousands by filing date | |
| HEADWATERS INC | 42210PAR3 | NOTE 8.750% 2/0 | 2,000,000 | $2,170,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 88,000 | $2,098,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 500,000 | $2,085,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 150,000 | $2,067,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 60,000 | $2,063,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,252 | $1,946,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 34,157 | $1,927,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 30,000 | $1,924,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 78,197 | $1,852,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 10,000 | $1,782,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 99,912 | $1,749,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,197,796 | $1,665,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 150,000 | $1,479,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 20,000 | $1,436,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 100,000 | $1,423,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 39,100 | $1,388,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 515,512 | $1,376,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 15,000 | $1,375,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 65,000 | $1,370,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 125,611 | $1,321,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 350,000 | $1,222,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 12,848 | $1,209,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,800 | $1,151,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 82,000 | $1,129,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 200,000 | $1,036,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 40,000 | $1,028,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 7,500 | $1,020,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 59,500 | $914,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 16,800 | $902,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 14,129 | $858,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 8,000 | $845,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 30,000 | $832,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 14,226 | $810,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,492 | $742,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,336 | $739,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 250,000 | $733,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 12,833 | $681,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 27,500 | $659,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 19,762 | $653,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,628 | $623,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,000 | $620,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 13,000 | $597,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 14,000 | $583,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 15,998 | $566,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 50,000 | $486,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 114,456 | $476,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 4,563 | $426,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 43,700 | $424,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,612 | $375,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 152,499 | $364,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10,100 | $340,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 250,000 | $335,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,301 | $290,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 15,000 | $262,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,000 | $245,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,669 | $231,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 900 | $213,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,400 | $209,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 4,000 | $196,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,536 | $190,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,300 | $182,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,181 | $169,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,400 | $168,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 9,214 | $154,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 6,900 | $147,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,500 | $140,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 10,000 | $134,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 1,500 | $130,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 4,375 | $125,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,004 | $120,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,875 | $117,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,600 | $106,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 226,402 | $105,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 1,845 | $104,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 307 | $99,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,800 | $93,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 900 | $92,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 873 | $88,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 5,000 | $83,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,168 | $82,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 1,500 | $67,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 400 | $66,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,340 | $55,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,000 | $55,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,915 | $52,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,460 | $50,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 5,000 | $50,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 2,060 | $48,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,000 | $44,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 400 | $43,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 600 | $43,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 2,500 | $42,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 20,000 | $37,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 3,098 | $34,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 650 | $34,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 920 | $31,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 151 | $28,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 750 | $27,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 900 | $26,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 300 | $25,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 200 | $24,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 359 | $24,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 431 | $22,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,000 | $22,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,800 | $21,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 942 | $18,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 600 | $18,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 187 | $17,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 436 | $17,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 200 | $15,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 436 | $15,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 800 | $14,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 131,300 | $14,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 200 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 500 | $13,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 273 | $12,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 700 | $11,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 272 | $9,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 200 | $7,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 365 | $6,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 278 | $5,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 300 | $5,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 230 | $4,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 602 | $4,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 184 | $4,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 66 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 10 | $2,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 40 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 397 | $1,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001325447-14-000056 | this filing | 2014-11-13 | acceptance time not in the bulk data set |