13F-HR filed by First Eagle Investment Management, LLC
First Eagle Investment Management, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 361 holding rows worth $34,431,901,000.
- Accession
- 0001325447-13-000056
- Filer
- CIK 1325447
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 371 entries on the cover page, a total value of $34,431,901,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,431,901,000 with VALUE read as thousands by filing date, 13F file number 028-11953. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO/028-01190
- included managerIRIDIAN ASSET MANAGEMENT LLC/CT028-06008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMCAST CORP NEW | 20030N200 | CL A SPL | 24,747,905 | $1,073,317,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 31,130,505 | $1,036,957,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 39,219,920 | $918,531,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 32,829,088 | $917,573,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 27,367,792 | $907,790,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 17,147,806 | $877,968,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 27,092,298 | $850,691,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 31,365,974 | $815,829,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 25,244,929 | $803,546,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 35,012,863 | $802,495,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10,168,125 | $767,897,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 25,379,043 | $766,193,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,821,377 | $745,064,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,964,876 | $712,266,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3,815 | $650,114,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,217,729 | $640,724,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,799,757 | $612,209,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 20,263,412 | $604,863,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 9,087,752 | $576,527,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 18,141,013 | $567,451,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 18,752,778 | $496,247,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 14,036,984 | $473,748,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 11,824,157 | $468,946,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,908,819 | $456,813,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 9,682,566 | $456,630,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 5,250,235 | $438,972,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 32,549,500 | $432,257,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 11,450,733 | $417,379,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 36,975,906 | $411,542,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,245,186 | $411,349,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 14,023,220 | $401,485,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,055,098 | $392,729,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 8,214,100 | $384,666,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 75,344,593 | $380,490,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 3,871,400 | $377,694,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,787,089 | $357,221,000 | thousands by filing date | |
| 38259p508 | COM | 397,525 | $348,196,000 | thousands by filing date | ||
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 6,019,417 | $331,249,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 7,203,461 | $322,571,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 3,773,700 | $294,764,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,618,428 | $291,091,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,535,588 | $280,115,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 6,326,416 | $274,124,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,613,102 | $273,557,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,136,623 | $267,052,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 3,965,483 | $265,291,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 57,297,028 | $261,847,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,516,215 | $247,017,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,334,870 | $241,378,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,796,309 | $239,889,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,276,410 | $237,615,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,169,283 | $233,393,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,914,376 | $217,835,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,436,019 | $214,703,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,243,539 | $209,861,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,537,805 | $201,755,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,849,799 | $199,343,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 284,938 | $191,701,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 6,482,549 | $182,160,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,842,948 | $181,832,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,443,909 | $180,752,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 4,351,712 | $174,982,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,672,191 | $174,527,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 4,339,079 | $151,781,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 5,625,500 | $149,976,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,108,066 | $143,158,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 8,472,051 | $141,992,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,782,900 | $138,888,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,596,580 | $138,408,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,909,500 | $116,422,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2,606,820 | $114,022,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,215,100 | $106,200,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 2,405,970 | $103,505,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 1,009,649 | $94,766,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,130,200 | $94,462,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 902,742 | $94,183,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,473,926 | $91,958,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 5,016,655 | $91,253,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,350,086 | $88,687,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,148,283 | $88,498,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 5,471,564 | $87,436,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,217,136 | $87,062,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,150,005 | $82,478,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 3,912,900 | $82,093,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,025,968 | $81,728,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 750,389 | $78,356,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 17,427,693 | $77,728,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,086,316 | $74,901,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 182,744 | $74,861,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 890,156 | $73,919,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 1,923,752 | $73,834,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 1,113,925 | $72,561,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 979,000 | $71,692,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1,661,078 | $70,795,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,182,130 | $70,195,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 3,049,714 | $68,436,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 19,197,540 | $64,888,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 1,862,341 | $64,399,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 3,917,721 | $64,368,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,199,590 | $63,414,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,400,660 | $62,862,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,007,495 | $60,853,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 3,346,490 | $60,184,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,259,700 | $59,974,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,157,370 | $58,659,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 893,160 | $55,733,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 51,929,000 | $54,071,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,134,041 | $53,992,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 851,050 | $53,982,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,208,270 | $51,086,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 1,223,220 | $50,017,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 851,300 | $47,247,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,904,310 | $46,103,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 409,822 | $45,736,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 1,428,900 | $45,296,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 968,033 | $43,880,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 6,443,257 | $43,438,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,285,108 | $42,549,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 867,401 | $42,208,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 728,000 | $41,562,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 1,142,294 | $40,186,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,321,670 | $39,886,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 6,359,731 | $37,878,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 335,080 | $36,128,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 6,510,846 | $33,922,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 653,662 | $33,095,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 490,800 | $29,208,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 648,160 | $27,735,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 800,000 | $26,616,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 214,000 | $25,725,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,379,118 | $23,900,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 5,832,449 | $23,505,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 156,391 | $23,013,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 361,678 | $21,610,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 3,510,384 | $20,571,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 429,921 | $20,120,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 550,000 | $19,487,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 349,500 | $19,093,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 423,311 | $17,771,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 306,486 | $17,721,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 195,845 | $17,712,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 371,423 | $16,335,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 1,000,000 | $15,580,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 1,308,701 | $15,050,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 200,000 | $14,966,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 365,895 | $14,676,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 778,354 | $14,617,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,991,219 | $14,276,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 8,508,633 | $11,402,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 429,756 | $10,985,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 467,926 | $10,898,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 401,000 | $10,330,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 315,699 | $10,298,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 318,100 | $10,189,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 409,310 | $9,942,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 87,546 | $9,798,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 391,747 | $9,539,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 582,893 | $9,385,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 350,000 | $9,083,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 847,550 | $8,882,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 725,000 | $8,613,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,516,014 | $8,429,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 581,881 | $8,309,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 100,625 | $8,139,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 3,314,553 | $7,723,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 159,000 | $7,373,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 300,000 | $7,083,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 4,207,600 | $6,900,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,173,300 | $6,829,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 220,000 | $6,701,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 2,431,935 | $6,615,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 492,703 | $6,129,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 475,000 | $6,080,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,071,100 | $5,829,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 2,730,000 | $5,813,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 71,540 | $5,677,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 105,647 | $5,587,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 71,407 | $5,386,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 94,335 | $4,950,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 360,000 | $4,932,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 300,000 | $4,782,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 2,275,287 | $4,687,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 500,000 | $4,525,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 157,564 | $4,046,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,496,078 | $3,969,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 875,000 | $3,955,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 49,980 | $3,714,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 40,000 | $3,464,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 650,000 | $3,140,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 100,000 | $3,037,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 48,874 | $2,948,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 40,000 | $2,624,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 800,000 | $2,528,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 1,434,296 | $2,496,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 100,000 | $2,377,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 45,943 | $2,375,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 25,260 | $2,301,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 500,000 | $2,265,000 | thousands by filing date | |
| HEADWATERS INC | 42210PAR3 | NOTE 8.750% 2/0 | 2,000,000 | $2,200,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,668 | $2,161,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 73,355 | $2,063,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 30,000 | $2,035,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 263,908 | $2,029,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 160,100 | $2,017,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 60,000 | $1,826,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 63,000 | $1,760,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 166,574 | $1,657,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 350,000 | $1,397,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 20,773 | $1,367,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 71,600 | $1,299,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 250,000 | $1,170,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 21,420 | $1,162,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 22,000 | $1,162,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 30,000 | $1,079,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 427,200 | $1,042,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 33,600 | $1,009,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 13,060 | $1,002,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 200,000 | $992,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 244,283 | $960,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 10,000 | $955,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 15,619 | $939,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 200,000 | $930,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 28,000 | $892,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 47,500 | $793,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 16,800 | $789,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 15,000 | $784,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 30,000 | $768,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 16,520 | $765,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 21,748 | $660,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 14,000 | $654,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 26,000 | $651,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 15,998 | $595,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,628 | $570,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 6,000 | $519,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 12,218 | $493,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 12,000 | $491,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 30,000 | $483,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 21,602 | $477,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 15,000 | $464,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 7,130 | $459,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 948 | $452,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,000 | $447,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 4,000 | $436,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 8,000 | $426,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 4,000 | $402,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 8,000 | $400,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 4,000 | $399,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 4,563 | $364,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 9,000 | $359,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 12,000 | $359,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772AQ6 | NOTE 5.500% 7/1 | 356,000 | $356,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 17,000 | $351,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 15,000 | $323,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 7,000 | $319,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 20,000 | $314,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,000 | $313,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 8,000 | $294,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 300,000 | $294,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 15,000 | $278,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 44,130 | $272,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,301 | $270,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 2,860 | $254,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 7,530 | $253,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 4,190 | $249,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,050 | $241,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 3,080 | $234,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 7,700 | $233,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,600 | $211,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 900 | $205,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 200,000 | $201,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,190 | $194,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 9,214 | $190,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,669 | $189,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 1,000 | $180,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,536 | $174,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 6,900 | $173,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,400 | $164,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 6,875 | $161,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 4,000 | $154,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 6,010 | $149,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,400 | $144,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,400 | $138,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 3,575 | $137,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 800 | $135,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,078 | $135,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,632 | $134,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,420 | $128,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 4,800 | $127,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 665 | $126,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,004 | $122,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 2,030 | $121,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,300 | $116,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 6,560 | $113,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 651 | $103,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 3,960 | $99,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 11,720 | $98,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 1,845 | $97,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 307 | $96,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,600 | $95,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 3,200 | $95,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,500 | $92,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 1,500 | $91,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 9,080 | $89,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 12,640 | $84,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 7,000 | $84,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 20,000 | $81,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,800 | $74,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,168 | $72,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 5,000 | $64,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 4,300 | $60,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,915 | $60,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 725 | $55,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,460 | $49,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 3,098 | $48,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 740 | $46,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 5,670 | $41,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,238 | $41,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 2,000 | $39,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 1,660 | $37,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 4,293 | $35,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 3,440 | $34,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 400 | $32,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 7,810 | $32,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 920 | $31,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 750 | $30,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 343 | $30,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,880 | $28,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 400 | $25,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 200 | $24,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 530 | $24,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 359 | $23,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 300 | $23,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,800 | $22,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 900 | $19,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,000 | $19,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 200 | $18,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 800 | $17,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 942 | $16,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 300 | $14,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 600 | $14,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 700 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 500 | $13,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 250 | $12,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 270 | $11,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 2,000 | $10,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 200 | $8,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,666 | $7,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 88 | $7,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 365 | $6,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 200 | $6,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 300 | $5,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 602 | $4,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 184 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,402 | $3,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 10 | $2,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 40 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 397 | $1,000 | thousands by filing date | |
| VERENIUM CORP | 92340P209 | COM | 337 | $1,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001325447-13-000056 | this filing | 2013-11-13 | acceptance time not in the bulk data set |