13F-HR filed by Marshall Wace North America L.P.
Marshall Wace North America L.P. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 1,210 holding rows worth $15,803,877,000.
- Accession
- 0001325091-17-000005
- Filer
- CIK 1325091
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,798 entries on the cover page, a total value of $15,803,877,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,803,870,000 with VALUE read as thousands by filing date, 13F file number 028-11377. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMARSHALL WACE, LLP028-11304
- included managerMARSHALL WACE ASIA Ltd028-14472
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 27,087 | $758,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 27,800 | $751,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 11,887 | $749,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,125 | $748,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 22,614 | $746,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 29,670 | $742,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 23,377 | $725,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 32,728 | $720,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 7,239 | $717,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 37,079 | $705,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 58,556 | $703,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,279 | $702,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,877 | $701,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 87,448 | $700,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 30,233 | $695,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 7,847 | $690,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 38,262 | $689,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 8,189 | $688,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 22,178 | $688,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 136,892 | $684,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 16,203 | $681,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 39,379 | $670,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 15,533 | $668,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 15,419 | $663,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 36,758 | $662,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 17,858 | $661,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 10,289 | $659,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 215,869 | $648,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 22,022 | $639,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 127,736 | $639,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 35,455 | $638,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 90,194 | $631,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 25,989 | $624,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 10,824 | $617,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 29,266 | $615,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 4,924 | $611,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 7,461 | $611,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 303,246 | $607,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 42,920 | $601,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 23,904 | $598,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 24,908 | $598,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 10,453 | $596,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 7,978 | $590,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 16,334 | $588,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 15,428 | $586,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 144,233 | $577,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 31,916 | $574,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 30,099 | $572,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 14,975 | $569,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 51,312 | $564,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 12,587 | $554,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 7,649 | $551,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 24,818 | $546,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 30,273 | $545,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 12,273 | $540,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,705 | $536,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 12,723 | $534,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 106,719 | $534,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 105,059 | $525,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 260,778 | $522,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 22,634 | $521,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 27,337 | $519,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 11,740 | $516,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 8,060 | $516,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 57,273 | $515,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 8,433 | $514,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 30,258 | $514,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 19,737 | $513,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 11,258 | $507,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 29,808 | $507,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 14,021 | $505,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 7,615 | $502,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 9,638 | $501,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 35,690 | $500,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 25,001 | $500,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 15,521 | $497,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 7,968 | $486,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,795 | $484,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 242,043 | $484,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 17,167 | $481,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 59,545 | $476,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 17,528 | $473,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 45,849 | $458,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 16,971 | $458,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 5,304 | $456,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 41,445 | $456,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 10,781 | $453,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 16,744 | $452,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 28,026 | $448,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 14,822 | $445,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 10,799 | $443,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 87,109 | $436,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,708 | $434,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 11,389 | $433,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 15,943 | $430,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 15,279 | $428,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,141 | $427,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,772 | $427,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 8,871 | $426,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 106,281 | $425,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 84,895 | $424,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 2,196 | $419,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 20,884 | $418,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 21,956 | $417,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 7,433 | $417,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 17,598 | $405,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 4,043 | $392,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 55,623 | $389,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 14,350 | $387,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 12,419 | $373,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 12,421 | $373,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 123,211 | $369,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 8,708 | $366,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 12,111 | $363,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 36,067 | $361,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 17,111 | $359,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 29,773 | $357,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 13,693 | $356,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 25,227 | $353,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,657 | $347,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 8,631 | $345,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 11,825 | $343,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 34,215 | $342,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 68,173 | $341,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 33,869 | $339,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,394 | $338,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 15,239 | $335,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 10,098 | $333,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 11,829 | $331,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 10,015 | $330,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 6,309 | $315,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,952 | $310,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 15,374 | $307,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 17,600 | $299,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,334 | $297,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,182 | $297,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 29,499 | $295,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 20,982 | $294,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 4,691 | $291,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 48,116 | $289,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 15,146 | $288,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 11,742 | $282,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 17,456 | $279,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 4,517 | $276,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 6,865 | $275,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 44,879 | $269,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 17,638 | $265,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 88,446 | $265,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,914 | $262,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 261,800 | $262,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 17,246 | $259,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 8,888 | $258,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 16,083 | $257,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 17,080 | $256,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 5,169 | $248,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 10,626 | $244,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,929 | $243,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 15,144 | $242,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,797 | $241,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 20,115 | $241,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,380 | $237,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 21,503 | $237,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 11,083 | $233,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5,551 | $233,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 11,045 | $232,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 113,422 | $227,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 13,354 | $227,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 8,670 | $217,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 10,284 | $216,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,939 | $215,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 2,554 | $215,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,223 | $211,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 6,559 | $210,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 5,944 | $208,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 18,935 | $208,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,257 | $206,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,207 | $206,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,908 | $206,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 14,371 | $201,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 49,716 | $199,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 10,148 | $193,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 11,221 | $191,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 12,627 | $189,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 11,575 | $185,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 11,518 | $184,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 58,927 | $177,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 12,068 | $169,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 17,120 | $154,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 10,772 | $151,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,995 | $147,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 48,564 | $146,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 17,829 | $143,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 19,500 | $137,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 33,169 | $133,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 19,066 | $133,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 10,182 | $132,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,514 | $127,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 12,400 | $124,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 13,590 | $122,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 10,083 | $121,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 29,344 | $117,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 17,139 | $103,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 12,035 | $84,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 13,000 | $65,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 15,065 | $60,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 13,443 | $54,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 25,891 | $26,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 712,630 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOBIOLOGICS INC | 68235M121 | *W EXP 05/18/201 | 125,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOBIOLOG-CW17A | 68235M113 | EQUITY WRT | 125,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001325091-17-000005 | this filing | 2017-11-13 | acceptance time not in the bulk data set |