13F-HR filed by Covington Capital Management
Covington Capital Management filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 810 holding rows worth $1,618,291,000.
- Accession
- 0001323119-18-000001
- Filer
- CIK 1323119
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 811 entries on the cover page, a total value of $1,618,291,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,618,291,000 with VALUE read as thousands by filing date, 13F file number 028-11340. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOLLAR GEN CORP COM | 256677105 | Stock | 369 | $34,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 650 | $34,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,800 | $33,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 120 | $33,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,556 | $33,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,325 | $33,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 600 | $32,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,000 | $32,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 576 | $32,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 137 | $32,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 2,000 | $32,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,250 | $32,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 600 | $32,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 337 | $32,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 293 | $31,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 551 | $31,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 2,000 | $31,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 872 | $31,000 | thousands by filing date | principal |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,800 | $31,000 | thousands by filing date | principal |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 350 | $30,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 2,000 | $30,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 200 | $29,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 191 | $29,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 320 | $29,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 4,500 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 231 | $29,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,682 | $29,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 421 | $28,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 665 | $28,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 119 | $28,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,185 | $28,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,500 | $28,000 | thousands by filing date | principal |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 930 | $28,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 195 | $27,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 217 | $27,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 244 | $27,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 600 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 600 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 680 | $26,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 261 | $26,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,373 | $26,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 381 | $26,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 652 | $26,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 329 | $26,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 321 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 275 | $26,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,016 | $25,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 300 | $25,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 410 | $25,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 306 | $25,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 96 | $25,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 371 | $25,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 223 | $25,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 192 | $25,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 250 | $25,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 510 | $25,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 686 | $25,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,800 | $25,000 | thousands by filing date | principal |
| S&P Global,Inc. | 78409V104 | COM | 143 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 225 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 400 | $24,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 593 | $24,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,490 | $24,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 447 | $24,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 244 | $23,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 550 | $23,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 318 | $22,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 250 | $22,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 211 | $22,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 563 | $22,000 | thousands by filing date | principal |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,300 | $22,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,000 | $21,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 320 | $21,000 | thousands by filing date | principal |
| COMERICAINC | 200340107 | COM | 240 | $21,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 400 | $21,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 565 | $21,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 400 | $21,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 239 | $21,000 | thousands by filing date | principal |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 175 | $21,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 950 | $21,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,700 | $21,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,325 | $21,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 800 | $21,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 1,000 | $21,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 48 | $20,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 200 | $20,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 475 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 150 | $20,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 24 | $20,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 768 | $20,000 | thousands by filing date | principal |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 106 | $20,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 2,000 | $20,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 134 | $20,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 592 | $20,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,070 | $20,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 317 | $19,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 377 | $19,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 181 | $19,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 150 | $19,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 461 | $19,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,800 | $19,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 274 | $19,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 131 | $18,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 200 | $18,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 182 | $18,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 408 | $18,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 400 | $18,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 206 | $18,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 550 | $18,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 1,100 | $18,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 44 | $17,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 540 | $17,000 | thousands by filing date | principal |
| OPEN TEXT CORP COM | 683715106 | Stock | 466 | $17,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 500 | $17,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 177 | $17,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 131 | $17,000 | thousands by filing date | principal |
| OLIN CORP | 680665205 | COM PAR $1 | 474 | $17,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 369 | $17,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,195 | $17,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $17,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 130 | $17,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,043 | $17,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 250 | $16,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 67 | $16,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 175 | $16,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 200 | $16,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 164 | $16,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 440 | $16,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 500 | $16,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 400 | $16,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 800 | $16,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 129 | $15,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 236 | $15,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 190 | $15,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 219 | $15,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 350 | $15,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 107 | $15,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 114 | $15,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 548 | $15,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 600 | $15,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 320 | $14,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 202 | $14,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,800 | $14,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 224 | $14,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,250 | $14,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 91 | $14,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 286 | $14,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 2,234 | $14,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 316 | $14,000 | thousands by filing date | principal |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 250 | $13,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 277 | $13,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 649 | $13,000 | thousands by filing date | principal |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 207 | $13,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 125 | $13,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,000 | $13,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 196 | $13,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 3,200 | $13,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 200 | $12,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 159 | $12,000 | thousands by filing date | principal |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 491 | $12,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 807 | $12,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 342 | $12,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 188 | $12,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 193 | $11,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 320 | $11,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 346 | $11,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,000 | $11,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 419 | $11,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 308 | $11,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 191 | $11,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 75 | $10,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 200 | $10,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 555 | $10,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 100 | $10,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 105 | $10,000 | thousands by filing date | principal |
| LINDSAY CORPORATION | 535555106 | COM | 110 | $10,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 500 | $10,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 100 | $10,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 250 | $10,000 | thousands by filing date | principal |
| BROWN & BROWN INC COM | 115236101 | Stock | 180 | $9,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 175 | $9,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 601 | $9,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $9,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 50 | $9,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 154 | $9,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 159 | $9,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 93 | $9,000 | thousands by filing date | principal |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 918 | $9,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 451 | $9,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 100 | $9,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 338 | $9,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 162 | $9,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 100 | $8,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 75 | $8,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 247 | $8,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 168 | $8,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 108 | $8,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 218 | $8,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 100 | $8,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 600 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 225 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 213 | $8,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 465 | $8,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 487 | $8,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 348 | $8,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,300 | $8,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 152 | $8,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 239 | $8,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 50 | $7,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 119 | $7,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 347 | $7,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 122 | $7,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 500 | $7,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 753 | $7,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 150 | $7,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 200 | $7,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 500 | $7,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 387 | $7,000 | thousands by filing date | principal |
| HUDSON PAC PPTYS INC | 444097109 | COM | 214 | $7,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 401 | $7,000 | thousands by filing date | principal |
| KALA BIO INC COM | 483119103 | Stock | 375 | $7,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 148 | $7,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 201 | $7,000 | thousands by filing date | principal |
| MATSON INC COM | 57686G105 | Stock | 209 | $6,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 90 | $6,000 | thousands by filing date | principal |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 71 | $6,000 | thousands by filing date | principal |
| CUBESMART COM | 229663109 | REIT | 223 | $6,000 | thousands by filing date | principal |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 100 | $6,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 100 | $6,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 150 | $6,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 285 | $6,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 168 | $6,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 200 | $6,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 200 | $6,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 84 | $6,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 145 | $6,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 203 | $6,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 78 | $5,000 | thousands by filing date | principal |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 122 | $5,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 50 | $5,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 200 | $5,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 49 | $5,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 208 | $5,000 | thousands by filing date | principal |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 25 | $5,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 12 | $5,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 167 | $5,000 | thousands by filing date | principal |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 59 | $5,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 25 | $5,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 91 | $5,000 | thousands by filing date | principal |
| HARVEST CAP CR CORP | 41753F109 | COM | 459 | $5,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 28 | $4,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 55 | $4,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 100 | $4,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,560 | $4,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 180 | $4,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 53 | $4,000 | thousands by filing date | principal |
| TREDEGAR CORP | 894650100 | COM | 187 | $4,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 613 | $4,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 50 | $4,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 104 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 151 | $4,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 68 | $3,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 152 | $3,000 | thousands by filing date | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 150 | $3,000 | thousands by filing date | principal |
| PREMIER INC | 74051N102 | CL A | 118 | $3,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 142 | $3,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 300 | $3,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 110 | $3,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 192 | $3,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 250 | $3,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 700 | $3,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 200 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 100 | $2,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 34 | $2,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 30 | $2,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 69 | $2,000 | thousands by filing date | principal |
| ECHOSTAR CORP | 278768106 | CL A | 39 | $2,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 91 | $2,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 65 | $2,000 | thousands by filing date | principal |
| M.D.C. HOLDINGS INC | 552676108 | COM | 61 | $2,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 118 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 275 | $2,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 35 | $2,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 266 | $2,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 43 | $2,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 20 | $2,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 40 | $2,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 9 | $1,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 33 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 26 | $1,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 6 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 58 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 25 | $1,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 59 | $1,000 | thousands by filing date | principal |
| NORBORD INC | 65548P403 | COM NEW | 34 | $1,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 52 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 40 | $1,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 100 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 28 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 16 | $1,000 | thousands by filing date | principal |
| Proshares Short S&P | 74347B425 | COM | 17 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 300 | $1,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 194 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001323119-18-000001 | this filing | 2018-02-14 | acceptance time not in the bulk data set |