13F-HR filed by GRIMES & Co WEALTH MANAGEMENT, LLC
GRIMES & Co WEALTH MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-19, with 310 holding rows worth $2,586,051,057.
- Accession
- 0001321993-23-000005
- Filer
- CIK 1321993
- Filed
- 2023-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 357 entries on the cover page, a total value of $2,586,051,057 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,586,051,057 with VALUE read as dollars as filed, 13F file number 028-11551. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,803,251 | $244,739,218 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 8,117,648 | $170,389,431 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,153,760 | $161,855,090 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 6,610,266 | $161,687,095 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 1,690,201 | $89,614,452 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 492,538 | $87,051,131 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 195,103 | $83,783,146 | dollars as filed | |
| Apple Inc | 037833100 | COM | 402,461 | $68,905,307 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 369,997 | $60,653,633 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 425,925 | $60,349,340 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 167,926 | $53,022,558 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 372,792 | $47,993,199 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 139,085 | $37,874,332 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 547,901 | $35,925,871 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 709,099 | $35,334,409 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B543 | LHA RISK MANAGE | 1,189,326 | $29,822,360 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 179,804 | $28,944,871 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 877,763 | $27,930,408 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 507,672 | $27,292,433 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 526,456 | $25,054,055 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 90,784 | $24,399,011 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 171,759 | $22,476,347 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 244,294 | $21,229,175 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 183,809 | $21,198,715 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 331,440 | $19,236,766 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 61,469 | $18,877,721 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 343,432 | $18,854,418 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 202,760 | $18,327,471 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 59,741 | $17,934,976 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 138,882 | $17,654,729 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 166,293 | $17,439,159 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 248,485 | $17,349,237 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 990,840 | $17,042,455 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 108,743 | $16,949,709 | dollars as filed | |
| Intel Corp | 458140100 | COM | 473,402 | $16,829,436 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 127,881 | $16,210,136 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 211,289 | $15,483,242 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 210,516 | $15,150,839 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 63,896 | $14,696,789 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 93,171 | $14,511,426 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 95,110 | $14,177,159 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 127,614 | $14,172,842 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 136,682 | $14,053,605 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 177,826 | $13,934,415 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 96,335 | $13,337,604 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 88,622 | $12,852,017 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 216,441 | $12,618,533 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 24,555 | $12,380,243 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 128,041 | $12,078,106 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 286,831 | $12,046,902 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 107,261 | $11,993,936 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 30,992 | $11,950,825 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 356,745 | $11,833,222 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 44,570 | $11,455,004 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 161,657 | $11,306,291 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 108,961 | $11,230,605 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 167,947 | $11,092,888 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 189,478 | $10,946,144 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 50,412 | $10,751,955 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 147,781 | $10,010,685 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 105,895 | $9,958,393 | dollars as filed | |
| SPY | 78462F103 | SHS | 22,124 | $9,457,601 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 18,114 | $9,236,317 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 100,881 | $9,174,130 | dollars as filed | |
| F5 INC COM | 315616102 | Stock | 55,972 | $9,019,248 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 67,826 | $8,942,904 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 85,785 | $8,696,930 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 10,375 | $8,617,250 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 50,386 | $8,496,010 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 187,529 | $8,315,018 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 141,901 | $8,295,542 | dollars as filed | |
| SPDW | 78463X889 | COM | 265,452 | $8,231,678 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 298,390 | $8,169,926 | dollars as filed | |
| IJH | 464287507 | COM | 32,739 | $8,163,394 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 48,080 | $8,144,802 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 85,010 | $8,128,697 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 66,382 | $7,805,167 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 45,856 | $7,797,354 | dollars as filed | |
| Boeing Company | 097023105 | COM | 40,275 | $7,719,968 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 237,398 | $7,694,077 | dollars as filed | |
| American Express Company | 025816109 | COM | 48,715 | $7,267,853 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 416,271 | $7,230,621 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 104,325 | $7,190,079 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 16,365 | $6,692,490 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 71,136 | $6,492,560 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 114,817 | $5,809,723 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 48,038 | $5,805,392 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 27,279 | $5,458,028 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,280 | $5,352,518 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 54,553 | $5,283,423 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 126,146 | $5,209,838 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 113,282 | $4,952,685 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 142,569 | $4,841,655 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 27,763 | $4,704,080 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 131,392 | $4,410,815 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 27,302 | $3,982,317 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 81,461 | $3,854,743 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 9,800 | $3,848,526 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 15,546 | $3,329,693 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 33,725 | $3,289,199 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 12,155 | $3,202,104 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 20,070 | $3,191,315 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 85,903 | $3,169,829 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 7,306 | $2,892,706 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 85,583 | $2,838,780 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 71,252 | $2,833,692 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 29,080 | $2,808,292 | dollars as filed | |
| VWO | 922042858 | SHS | 70,924 | $2,780,926 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 1,362 | $2,483,847 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 65,406 | $2,482,156 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 26,235 | $2,360,363 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 5,283 | $2,298,114 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 14,774 | $2,295,631 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 8,345 | $2,280,351 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,950 | $2,259,739 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 51,607 | $2,235,594 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 15,827 | $2,145,402 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 9,283 | $2,137,968 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $2,125,908 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 3,927 | $2,109,066 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 14,753 | $2,069,856 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 6,635 | $2,004,682 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 32,716 | $1,971,466 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 14,855 | $1,945,437 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,307 | $1,943,545 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 4,426 | $1,935,478 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 7,195 | $1,800,306 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 9,435 | $1,795,405 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 5,007 | $1,793,927 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 74,349 | $1,779,904 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,271 | $1,765,552 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 23,608 | $1,740,404 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 6,926 | $1,718,322 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 7,113 | $1,621,363 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 15,785 | $1,607,847 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 10,581 | $1,606,390 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 22,860 | $1,595,150 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 23,059 | $1,594,069 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 14,687 | $1,517,445 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 7,264 | $1,509,682 | dollars as filed | |
| General Electric Company | 369604301 | COM | 13,560 | $1,499,009 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 11,214 | $1,285,464 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 16,945 | $1,269,874 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 29,743 | $1,247,114 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,808 | $1,232,094 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 6,015 | $1,224,869 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 11,696 | $1,203,097 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 49,222 | $1,183,297 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,320 | $1,174,521 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 6,295 | $1,162,904 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,942 | $1,157,386 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 13,606 | $1,156,810 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 28,078 | $1,147,250 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,400 | $1,124,413 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 8,061 | $1,111,834 | dollars as filed | |
| VTI | 922908769 | COM | 5,160 | $1,096,103 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 17,998 | $1,007,541 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 9,421 | $997,868 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 9,138 | $983,620 | dollars as filed | |
| FISERV INC | 337738108 | COM | 8,546 | $965,376 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,690 | $954,958 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 19,994 | $948,330 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 2,735 | $934,632 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 4,418 | $896,402 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 21,615 | $895,285 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,145 | $863,655 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 7,657 | $846,678 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,829 | $838,885 | dollars as filed | |
| Southern Company | 842587107 | COM | 12,928 | $836,709 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 16,470 | $826,482 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 8,730 | $817,262 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 11,794 | $816,766 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,681 | $802,513 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,253 | $782,604 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 8,743 | $777,118 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 6,978 | $770,842 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 12,247 | $770,469 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,400 | $767,708 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 9,470 | $767,568 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 8,659 | $764,269 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,328 | $755,177 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 22,711 | $750,834 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,752 | $734,174 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,692 | $685,363 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,388 | $676,663 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 2,381 | $649,889 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,389 | $634,273 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,204 | $627,109 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 18,532 | $623,602 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 1,288 | $619,397 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 8,492 | $614,074 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,318 | $611,644 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,113 | $604,154 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,929 | $594,630 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 10,676 | $589,310 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 3,673 | $587,389 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,412 | $585,792 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 11,730 | $584,764 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,216 | $561,908 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 858 | $554,751 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,454 | $550,936 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 41,163 | $547,468 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,632 | $538,157 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 73,575 | $520,911 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,456 | $504,653 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 20,098 | $501,324 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 33,002 | $495,691 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,470 | $495,581 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 6,430 | $493,473 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 7,604 | $489,576 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 8,231 | $478,637 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 25,103 | $458,887 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,099 | $447,433 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,218 | $446,274 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 8,101 | $427,732 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 5,249 | $421,556 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 4,545 | $414,662 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,923 | $398,571 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,778 | $391,282 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,864 | $388,145 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,367 | $386,598 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 40,051 | $385,691 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,757 | $371,257 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 6,951 | $367,004 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,851 | $356,155 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 140 | $356,067 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,995 | $354,537 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,498 | $351,895 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,359 | $351,434 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 3,795 | $351,339 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 3,595 | $337,606 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,765 | $335,919 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 1,174 | $335,812 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 7,935 | $333,665 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,661 | $333,607 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 7,988 | $329,568 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 20,054 | $321,466 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 26,514 | $319,896 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 9,002 | $307,688 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,853 | $307,542 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 6,650 | $304,192 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 24,651 | $299,756 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 4,334 | $294,907 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 6,153 | $290,791 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,745 | $288,701 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,339 | $283,653 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,615 | $283,288 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 34,861 | $280,631 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,970 | $271,310 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,887 | $267,337 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 4,057 | $258,535 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,649 | $253,666 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 580 | $252,183 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 3,102 | $251,159 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 1,953 | $246,998 | dollars as filed | |
| Linde plc | G54950103 | COM | 661 | $246,010 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 3,474 | $241,096 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,491 | $240,530 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,533 | $235,128 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,209 | $234,088 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,601 | $233,643 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 530 | $233,491 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,461 | $231,802 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,521 | $223,903 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,010 | $223,100 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 49,259 | $218,219 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,505 | $217,871 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 2,908 | $216,927 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 1,204 | $216,648 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,217 | $211,917 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,684 | $210,307 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,944 | $210,010 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,005 | $209,063 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,086 | $205,328 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,215 | $204,112 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,953 | $203,787 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 6,824 | $202,195 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 764 | $201,319 | dollars as filed | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 15,555 | $170,753 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 11,623 | $168,534 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,096 | $162,778 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 20,328 | $162,419 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 45,267 | $162,056 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 12,359 | $160,543 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 16,153 | $155,713 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 13,566 | $153,839 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 18,296 | $147,286 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,348 | $138,820 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,500 | $124,120 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,490 | $106,159 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 318,950 | $103,723 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 14,771 | $67,208 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 48,979 | $50,448 | dollars as filed | |
| ISPECIMEN INC COM NEW | 45032V108 | Stock | 56,189 | $34,837 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 25,000 | $31,506 | dollars as filed | principal |
| VOR BIOPHARMA INC | 929033108 | COM | 13,986 | $29,650 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 10,000 | $28,200 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 10,030 | $26,880 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 10,050 | $26,834 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 16,136 | $20,493 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 20,000 | $20,221 | dollars as filed | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 20,000 | $19,967 | dollars as filed | principal |
| ALTERYX INC | 02156BAD5 | BOND | 20,000 | $19,212 | dollars as filed | principal |
| IMMUNITYBIO INC | 45256X103 | COM | 10,000 | $16,900 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 15,000 | $16,350 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 15,000 | $15,380 | dollars as filed | principal |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 10,547 | $14,449 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 10,000 | $10,248 | dollars as filed | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 10,000 | $9,815 | dollars as filed | principal |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 10,000 | $2,210 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001321993-23-000005 | this filing | 2023-10-19 | acceptance time not in the bulk data set |