13F-HR filed by GRIMES & Co WEALTH MANAGEMENT, LLC
GRIMES & Co WEALTH MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-08, with 301 holding rows worth $2,298,163,000.
- Accession
- 0001321993-21-000005
- Filer
- CIK 1321993
- Filed
- 2021-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 345 entries on the cover page, a total value of $2,298,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,298,163,000 with VALUE read as thousands by filing date, 13F file number 028-11551. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 5,963,209 | $122,484,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,631,924 | $121,121,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,602,765 | $119,005,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 256,225 | $110,387,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 948,745 | $103,593,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 1,656,323 | $90,121,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 2,166,531 | $78,450,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,800,476 | $76,700,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 414,829 | $58,698,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 905,453 | $55,921,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 150,909 | $43,789,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 151,553 | $42,726,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 278,903 | $41,646,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 309,805 | $39,438,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 911,376 | $38,761,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 430,860 | $34,516,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 179,527 | $32,216,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 197,252 | $31,237,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 361,126 | $28,171,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 444,854 | $23,701,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 433,894 | $23,617,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 226,756 | $22,186,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 586,638 | $22,017,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,557 | $20,204,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,832 | $19,159,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 89,733 | $19,082,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 92,295 | $18,723,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 843,825 | $17,982,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 178,447 | $17,133,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 151,164 | $16,998,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 167,541 | $16,965,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 151,835 | $16,952,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 36,533 | $16,416,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 51,265 | $16,401,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 125,146 | $16,141,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 198,678 | $15,717,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 124,156 | $15,563,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 85,052 | $15,488,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 149,685 | $15,018,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 174,425 | $14,994,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 91,231 | $14,953,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 42,966 | $14,582,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 151,777 | $14,297,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 21,819 | $14,114,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 81,214 | $14,074,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 91,368 | $13,796,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 190,752 | $13,120,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 166,903 | $13,102,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 72,234 | $12,226,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 97,458 | $12,071,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 28,061 | $12,042,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 41,841 | $11,841,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 147,023 | $11,802,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 79,772 | $11,348,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 191,628 | $11,339,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 292,749 | $11,329,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 69,969 | $11,300,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 146,795 | $10,894,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 48,524 | $10,809,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 62,740 | $10,270,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 26,254 | $10,259,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 198,036 | $10,169,000 | thousands by filing date | |
| IJH | 464287507 | COM | 36,777 | $9,675,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 25,227 | $9,603,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,570 | $9,515,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 86,254 | $9,304,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 310,297 | $9,197,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 198,051 | $8,408,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 35,957 | $7,501,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 72,843 | $7,292,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 88,567 | $7,243,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 130,999 | $7,075,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 60,993 | $7,004,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 31,632 | $6,957,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 79,284 | $6,937,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 143,441 | $6,931,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 303,411 | $6,708,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 55,638 | $6,572,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 104,173 | $5,826,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 55,393 | $5,763,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 37,447 | $5,591,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 179,792 | $5,480,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 64,134 | $5,442,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 107,728 | $5,439,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 23,177 | $5,070,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 92,548 | $4,780,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 42,729 | $4,335,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,467 | $4,302,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 28,068 | $4,222,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 71,325 | $4,145,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 16,672 | $4,098,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 81,178 | $4,090,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 69,288 | $4,075,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 8,377 | $4,062,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 14,764 | $4,030,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 28,245 | $3,949,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 13,824 | $3,873,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 59,593 | $3,679,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 80,979 | $3,483,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 69,259 | $3,464,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 76,078 | $3,449,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 32,430 | $3,112,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 12,464 | $3,005,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 12,195 | $2,997,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 4,321 | $2,687,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 32,688 | $2,621,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,446 | $2,589,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 47,288 | $2,387,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 16,306 | $2,265,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 13,844 | $2,218,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 7,257 | $2,209,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 33,090 | $2,189,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 18,348 | $2,186,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 7,879 | $2,078,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,094 | $2,000,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 9,020 | $1,864,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,001 | $1,861,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7,787 | $1,782,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 11,351 | $1,744,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 11,673 | $1,695,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,515 | $1,669,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,070 | $1,664,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 1,365 | $1,651,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 22,595 | $1,646,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $1,646,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,234 | $1,600,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 20,309 | $1,592,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,298 | $1,538,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 11,016 | $1,538,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 32,517 | $1,509,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,917 | $1,487,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 14,370 | $1,481,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8,797 | $1,474,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 9,487 | $1,437,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,664 | $1,402,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 23,010 | $1,368,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 16,746 | $1,315,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 6,684 | $1,315,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 32,532 | $1,269,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,104 | $1,268,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 15,437 | $1,262,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 45,599 | $1,231,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 87,843 | $1,203,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,087 | $1,202,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 16,600 | $1,159,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,803 | $1,138,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,357 | $1,137,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,298 | $1,136,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 54,643 | $1,113,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 7,052 | $1,048,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,032 | $1,042,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,345 | $1,042,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 19,521 | $1,017,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,215 | $1,008,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,963 | $980,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,407 | $964,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 12,142 | $958,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,816 | $953,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,352 | $928,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,630 | $926,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,764 | $916,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,882 | $897,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 8,073 | $876,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,464 | $861,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 11,028 | $845,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,426 | $822,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 4,756 | $821,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,352 | $815,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 257,960 | $802,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 7,701 | $800,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 28,314 | $800,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,596 | $799,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,380 | $789,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 938 | $787,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,294 | $773,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 52,671 | $757,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,214 | $741,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 8,900 | $735,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,434 | $690,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 7,913 | $688,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,391 | $686,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,532 | $675,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 15,730 | $652,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,972 | $640,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 11,429 | $639,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 12,270 | $635,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 48,120 | $628,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,390 | $620,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,635 | $614,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,006 | $590,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,857 | $571,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 22,663 | $569,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 9,060 | $561,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,132 | $546,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,696 | $532,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,778 | $527,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 27,121 | $522,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,421 | $520,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 6,091 | $501,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,951 | $499,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,216 | $477,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,822 | $474,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 2,774 | $464,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,450 | $453,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,682 | $444,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,447 | $429,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,228 | $428,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,474 | $424,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 20,544 | $422,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,573 | $416,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,610 | $412,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 6,867 | $409,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,596 | $405,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 7,477 | $376,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,046 | $375,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,084 | $374,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,180 | $374,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,980 | $364,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 2,164 | $363,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,358 | $362,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,254 | $360,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,626 | $359,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,811 | $349,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,035 | $345,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,798 | $342,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 8,856 | $341,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,963 | $340,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,407 | $334,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 29,128 | $331,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,170 | $330,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 12,980 | $329,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 567 | $326,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 12,991 | $323,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 18,772 | $322,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 21,013 | $322,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,186 | $316,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 2,975 | $310,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 3,507 | $305,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,288 | $304,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 3,992 | $302,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,165 | $298,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,657 | $297,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,901 | $294,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 23,634 | $293,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 4,692 | $291,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,707 | $290,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,467 | $282,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,247 | $278,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 162 | $275,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 5,663 | $273,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,228 | $271,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 491 | $265,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,543 | $262,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 985 | $261,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,000 | $259,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,470 | $257,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 6,601 | $257,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 8,242 | $257,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,076 | $252,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 115,070 | $251,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,578 | $249,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 19,359 | $249,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,058 | $247,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 3,858 | $246,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,973 | $245,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,194 | $239,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,220 | $239,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,082 | $236,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,074 | $235,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 964 | $228,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,528 | $226,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 3,007 | $225,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 572 | $220,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 674 | $219,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,217 | $218,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,507 | $218,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,104 | $217,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,000 | $214,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,573 | $214,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 976 | $214,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,637 | $212,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 879 | $212,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,069 | $209,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,559 | $203,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 399 | $203,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,953 | $201,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,550 | $201,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 11,991 | $200,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,489 | $166,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 23,355 | $165,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 318,950 | $147,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 13,152 | $141,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 21,640 | $134,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 33,422 | $118,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 99,744 | $96,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 158,909 | $89,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 10,781 | $85,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 54,186 | $61,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 10,030 | $60,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 71,671 | $49,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 26,000 | $26,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001321993-21-000005 | this filing | 2021-11-08 | acceptance time not in the bulk data set |